Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Grocery Outlet Holding Corp.GO · Entity 4840 | See Remarks | March 04, 2021 | March 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Grocery Outlet Holding Corp.
Report date March 04, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 118,657 |
Reported balance
After 2021-03-04 transaction · row 1
1 source rowRow 1 · 2021-03-04 · Sale · Disposed 1,162 · Balance 118,657 F1: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2021 Filed Mar 9, 2021 01:23 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 1,162 | $35.27 | $40,980.25 |
DisclosureSEC source: 0001771515-21-000012 · wf-form4_161525297465327.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,657 F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:51 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,552 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-033068 · doc4.xml · derivative · entry 5 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,552 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:51 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 39,121 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-033068 · doc4.xml · derivative · entry 4 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,121 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:51 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 24,727 | $36.87 | $911,684.49 |
DisclosureSEC source: 0000899243-20-033068 · doc4.xml · nonDerivative · entry 3 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,819 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.82 to $36.93, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:51 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 5,552 | $7.13 | $39,585.76 |
DisclosureSEC source: 0000899243-20-033068 · doc4.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 00:51 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 39,121 | $3.81 | $149,051.01 |
DisclosureSEC source: 0000899243-20-033068 · doc4.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,800 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000950123-20-009729 · primary_doc.xml · derivative · entry 4 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,552 Underlying: Common Stock · 5,800 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 1,600 | $39.19 | $62,704.00 |
DisclosureSEC source: 0000950123-20-009729 · primary_doc.xml · nonDerivative · entry 3 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,873 F1 · kind: The sales reported in this row of this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.08 to $39.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,200 | $38.53 | $161,826.00 |
DisclosureSEC source: 0000950123-20-009729 · primary_doc.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,473 F1 · kind: The sales reported in this row of this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.99 to $38.91, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 5,800 | $7.13 | $41,354.00 |
DisclosureSEC source: 0000950123-20-009729 · primary_doc.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 21:12 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-022933 · doc4.xml · derivative · entry 6 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,121 Underlying: Common Stock · 90,000 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 21:12 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 90,000 | $42.05 | $3,784,500.00 |
DisclosureSEC source: 0000899243-20-022933 · doc4.xml · nonDerivative · entry 4 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,873 F1 · kind: The sales reported in this row of this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.29, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 21:12 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 90,000 | $3.81 | $342,900.00 |
DisclosureSEC source: 0000899243-20-022933 · doc4.xml · nonDerivative · entry 3 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:12 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 232 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-022933 · doc4.xml · derivative · entry 5 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,121 Underlying: Common Stock · 232 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:12 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 232 | $43.06 | $9,989.92 |
DisclosureSEC source: 0000899243-20-022933 · doc4.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,873 Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:12 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 232 | $3.81 | $883.92 |
DisclosureSEC source: 0000899243-20-022933 · doc4.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 23:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-022476 · doc4.xml · derivative · entry 9 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,352 Underlying: Common Stock · 10,000 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 23:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,664 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-022476 · doc4.xml · derivative · entry 8 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,353 Underlying: Common Stock · 2,664 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 23:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 6,636 | $42.96 | $285,082.56 |
DisclosureSEC source: 0000899243-20-022476 · doc4.xml · nonDerivative · entry 6 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,873 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.84 to $43.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 23:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 6,028 | $42.56 | $256,551.68 |
DisclosureSEC source: 0000899243-20-022476 · doc4.xml · nonDerivative · entry 5 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,509 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.84 to $42.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 23:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 10,000 | $7.13 | $71,300.00 |
DisclosureSEC source: 0000899243-20-022476 · doc4.xml · nonDerivative · entry 4 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 23:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 2,664 | $3.81 | $10,149.84 |
DisclosureSEC source: 0000899243-20-022476 · doc4.xml · nonDerivative · entry 3 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 23:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 87,336 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-022476 · doc4.xml · derivative · entry 7 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,017 Underlying: Common Stock · 87,336 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 23:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 87,336 | $43.13 | $3,766,801.68 |
DisclosureSEC source: 0000899243-20-022476 · doc4.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,873 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.66, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 23:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 87,336 | $3.81 | $332,750.16 |
DisclosureSEC source: 0000899243-20-022476 · doc4.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 20:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-018928 · doc4.xml · derivative · entry 3 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,352 Underlying: Common Stock · 45,000 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 20:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 45,000 | $42.84 | $1,927,800.00 |
DisclosureSEC source: 0000899243-20-018928 · doc4.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,873 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.41 to $43.31, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 20:32 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 45,000 | $7.13 | $320,850.00 |
DisclosureSEC source: 0000899243-20-018928 · doc4.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2020 Filed May 16, 2020 01:38 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-013350 · doc4.xml · derivative · entry 4 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,352 Underlying: Common Stock · 25,000 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| May 14, 2020 Filed May 16, 2020 01:38 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 25,000 | $37.00 | $925,000.00 |
DisclosureSEC source: 0000899243-20-013350 · doc4.xml · nonDerivative · entry 3 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,873 F2 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| May 14, 2020 Filed May 16, 2020 01:38 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 25,000 | $7.13 | $178,250.00 |
DisclosureSEC source: 0000899243-20-013350 · doc4.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 16, 2020 01:38 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 8,678 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-013350 · doc4.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,873 F1 · shares: Represents 8,678 restricted stock units ("RSUs") granted to the reporting person, of which 2,892 RSUs are scheduled to vest on March 1, 2021, 2,892 RSUs are scheduled to vest on March 1, 2022 and 2,894 RSUs are scheduled to vest on March 1, 2023, in each case, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 13,016 unvested performance stock units at target achievement (or up to an additional 26,032 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 23:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantStock Options (Right to Buy) · Derivative | 70,645 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-011605 · doc4.xml · derivative · entry 6 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,353 Underlying: Common Stock · 70,645 shares Expires 2024-11-25 F4 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 23:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 22,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-011605 · doc4.xml · derivative · entry 5 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,708 Underlying: Common Stock · 10,000 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These stock options are vested and exercisable. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 23:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-011605 · doc4.xml · derivative · entry 4 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,352 Underlying: Common Stock · 50,000 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 23:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 72,000 | $32.73 | $2,356,200.00 |
DisclosureSEC source: 0000899243-20-011605 · doc4.xml · nonDerivative · entry 3 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,195 F1 · price: This amount represents the $34.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.275 per share. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 23:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 22,000 | $3.81 | $83,820.00 |
DisclosureSEC source: 0000899243-20-011605 · doc4.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 23:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 50,000 | $7.13 | $356,500.00 |
DisclosureSEC source: 0000899243-20-011605 · doc4.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantStock Options (Right to Buy) · Derivative | 170,708 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0000899243-20-003266 · doc4.xml · derivative · entry 4 McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,708 Underlying: Common Stock · 170,708 shares Expires 2024-11-25 F3 · kind: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 70,645 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions. F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Does not include an additional 70,645 stock options which remain eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-20-003266 · doc4.xml · derivative · entry 3 McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,352 Underlying: Common Stock · 50,000 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the remaining 141,352 stock options from an initial grant of 241,352 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 50,000 | $31.85 | $1,592,250.00 |
DisclosureSEC source: 0000899243-20-003266 · doc4.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,195 F1 · price: This amount represents the $33.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.155 per share. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 50,000 | $7.13 | $356,500.00 |
DisclosureSEC source: 0000899243-20-003266 · doc4.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 21:12 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0000899243-19-025436 · doc4.xml · derivative · entry 3 McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,352 Underlying: Common Stock · 50,000 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents 241,352 stock options granted on November 25, 2014 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 241,353 stock options with an exercise price of $3.81 which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 21:12 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 50,000 | $32.57 | $1,628,440.00 |
DisclosureSEC source: 0000899243-19-025436 · doc4.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,195 F1 · price: This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 21:12 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 50,000 | $7.13 | $356,500.00 |
DisclosureSEC source: 0000899243-19-025436 · doc4.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 22:50 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 91,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018000 · doc4.xml · nonDerivative · entry 2 McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,195 F1 · price: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 22:50 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Disposition to issuerNon-voting common stock | 91,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018000 · doc4.xml · nonDerivative · entry 1 McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis. F1 · price: Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis. Read SEC document |
| June 19, 2019 Filed Jun 24, 2019 22:50 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantStock Options (Right to Buy) · Derivative | 63,135 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018000 · doc4.xml · derivative · entry 3 McMahon Thomas H. · CIK 0001779767 · EVP, Sales & Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,135 Underlying: Common Stock · 63,135 shares Expires 2029-06-19 F2 · kind: Represents stock options previously granted to the reporting person on June 19, 2019. These stock options were already reflected on the reporting person's previously filed Form 3. F3 · derivative.exercise_date: These stock options vest on June 19, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.