Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Grocery Outlet Holding Corp.GO · Entity 4840 | See Remarks | August 18, 2022 | August 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Grocery Outlet Holding Corp.
Report date August 18, 2022 · Filed August 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,533 |
Ending reported balance
After 2022-08-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-18 · Exercise / conversion · Acquired 20,000 · Balance 39,533 Row 2 · 2022-08-18 · Sale · Disposed 20,000 · Balance 19,533 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $42.18, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.30 · Expires 2028-06-25 | Direct | 8,402 |
Reported balance
After 2022-08-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-18 · Exercise / conversion · Disposed 20,000 · Balance 8,402 F2: These stock options are vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $42.18, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: These stock options are vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2022 Filed Aug 19, 2022 19:56 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001771515-22-000116 · wf-form4_166095334922669.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,402 Underlying: Common Stock · 20,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options are vested and exercisable. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 19:56 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 20,000 | $42.11 | $842,200.00 |
DisclosureSEC source: 0001771515-22-000116 · wf-form4_166095334922669.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,533 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $42.18, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 19:56 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 20,000 | $10.30 | $206,000.00 |
DisclosureSEC source: 0001771515-22-000116 · wf-form4_166095334922669.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 18:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,763 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001771515-22-000112 · wf-form4_166077456031014.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,402 Underlying: Common Stock · 2,763 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These stock options are vested and exercisable. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 18:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,763 | $42.00 | $116,046.00 |
DisclosureSEC source: 0001771515-22-000112 · wf-form4_166077456031014.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,533 Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 18:16 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 2,763 | $10.30 | $28,458.90 |
DisclosureSEC source: 0001771515-22-000112 · wf-form4_166077456031014.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2022 Filed May 25, 2022 18:53 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,433 | $0.00 Strike: $12.40 | $0.00 |
DisclosureSEC source: 0001771515-22-000072 · wf-form4_165351919758804.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,299 Underlying: Common Stock · 15,433 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options were granted on June 25, 2018 and vest in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| May 24, 2022 Filed May 25, 2022 18:53 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 15,433 | $38.91 | $600,498.03 |
DisclosureSEC source: 0001771515-22-000072 · wf-form4_165351919758804.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,533 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.89 to $38.98, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 24, 2022 Filed May 25, 2022 18:53 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 15,433 | $12.40 | $191,369.20 |
DisclosureSEC source: 0001771515-22-000072 · wf-form4_165351919758804.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2022 Filed May 18, 2022 18:22 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,433 | $0.00 Strike: $12.40 | $0.00 |
DisclosureSEC source: 0001771515-22-000070 · wf-form4_165291255258158.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,732 Underlying: Common Stock · 15,433 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These stock options were granted on June 25, 2018 and vest in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| May 17, 2022 Filed May 18, 2022 18:22 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 15,433 | $37.00 | $571,021.00 |
DisclosureSEC source: 0001771515-22-000070 · wf-form4_165291255258158.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,533 Read SEC document |
| May 17, 2022 Filed May 18, 2022 18:22 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 15,433 | $12.40 | $191,369.20 |
DisclosureSEC source: 0001771515-22-000070 · wf-form4_165291255258158.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 17:33 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 3,800 | $29.28 | $111,264.00 |
DisclosureSEC source: 0001771515-22-000038 · wf-form4_164729346302945.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,533 Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 17:33 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 1,200 | $29.28 | $35,134.80 |
DisclosureSEC source: 0001771515-22-000038 · wf-form4_164729346302945.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,333 Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 19:37 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001771515-22-000031 · wf-form4_164669985414353.xml · derivative · entry 5 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,165 Underlying: Common Stock · 10,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 19:37 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 10,000 | $29.26 | $292,590.00 |
DisclosureSEC source: 0001771515-22-000031 · wf-form4_164669985414353.xml · nonDerivative · entry 4 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,533 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.24 to $29.30, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 19:37 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 10,000 | $10.30 | $103,000.00 |
DisclosureSEC source: 0001771515-22-000031 · wf-form4_164669985414353.xml · nonDerivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 19:37 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 10,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-22-000031 · wf-form4_164669985414353.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,533 F2 · shares: Represents 10,864 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2022 to March 1, 2025, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 16,295 unvested performance stock units at target achievement (or up to an additional 32,590 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 19:37 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 2,064 | $28.33 | $58,471.06 |
DisclosureSEC source: 0001771515-22-000031 · wf-form4_164669985414353.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,669 F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 19:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001771515-21-000028 · wf-form4_161827128426307.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 19:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,000 | $37.14 | $148,560.00 |
DisclosureSEC source: 0001771515-21-000028 · wf-form4_161827128426307.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,733 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 19:48 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0001771515-21-000028 · wf-form4_161827128426307.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:31 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001771515-21-000019 · wf-form4_161593021437013.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:31 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,000 | $36.22 | $144,880.00 |
DisclosureSEC source: 0001771515-21-000019 · wf-form4_161593021437013.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,733 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:31 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0001771515-21-000019 · wf-form4_161593021437013.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:05 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 953 | $35.27 | $33,609.45 |
DisclosureSEC source: 0000899243-21-010512 · doc4.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,733 F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:05 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 8,631 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010512 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,686 F1 · shares: Represents 8,631 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 12,947 unvested performance stock units at target achievement (or up to an additional 25,893 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:47 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0000899243-21-006998 · doc4.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:47 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,000 | $42.49 | $169,960.00 |
DisclosureSEC source: 0000899243-21-006998 · doc4.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:47 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0000899243-21-006998 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:21 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0000899243-21-001487 · doc4.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:21 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,000 | $39.83 | $159,320.00 |
DisclosureSEC source: 0000899243-21-001487 · doc4.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 16:21 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0000899243-21-001487 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:18 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0000899243-20-033912 · doc4.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:18 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,000 | $37.53 | $150,120.00 |
DisclosureSEC source: 0000899243-20-033912 · doc4.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b-5 trading plan. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:18 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0000899243-20-033912 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 16:20 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0000899243-20-031287 · doc4.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 16:20 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,000 | $39.71 | $158,840.00 |
DisclosureSEC source: 0000899243-20-031287 · doc4.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 16:20 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0000899243-20-031287 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 18:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0000899243-20-028063 · doc4.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 18:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,000 | $42.33 | $169,320.00 |
DisclosureSEC source: 0000899243-20-028063 · doc4.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 18:30 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0000899243-20-028063 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 21:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0000899243-20-025042 · doc4.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 21:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,000 | $38.30 | $153,200.00 |
DisclosureSEC source: 0000899243-20-025042 · doc4.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 21:07 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0000899243-20-025042 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 16:43 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0000899243-20-022729 · doc4.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · SVP, Store Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 16:43 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | SaleCommon Stock | 4,000 | $43.17 | $172,680.00 |
DisclosureSEC source: 0000899243-20-022729 · doc4.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · SVP, Store Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 16:43 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0000899243-20-022729 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · SVP, Store Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 15, 2020 21:31 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantCommon Stock | 8,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-013337 · doc4.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · SVP, Store Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F1 · shares: Represents 8,055 restricted stock units ("RSUs") granted to the reporting person, of which 2,685 RSUs are scheduled to vest on March 1, 2021, 2,685 RSUs are scheduled to vest on March 1, 2022 and 2,685 RSUs are scheduled to vest on March 1, 2023, in each case, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 12,082 unvested performance stock units at target achievement (or up to an additional 24,164 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 19:49 UTC | Grocery Outlet Holding Corp. GO · Entity 4840 | GrantStock Options (Right to Buy) · Derivative | 22,587 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0000899243-20-011608 · doc4.xml · derivative · entry 1 McAndrews Brian · CIK 0001808258 · SVP, Store Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,165 Underlying: Common Stock · 22,587 shares Expires 2028-06-25 F1 · kind: Represents stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. F1 · derivative.exercise_date: Represents stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.