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GNW

GENWORTH FINANCIAL INC

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4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2020 Filed Feb 18, 2020 21:39 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
GrantClass A Common Stock 201,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010180 · doc4.xml · nonDerivative · entry 1

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,736

F1 · shares: Reflects Performance Stock Units that were granted on March 15, 2017 and fully vested on February 13, 2020, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC
McInerney Thomas JDirector · President and CEO; Director
Tax withholdingClass A Common Stock 339,385 $4.22 $1,432,204.70
Disclosure

SEC source: 0001209191-20-010185 · doc4.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,978,522

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:40 UTC
McInerney Thomas JDirector · President and CEO; Director
GrantClass A Common Stock 831,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010185 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317,907

F1 · shares: Reflects Performance Stock Units that were granted on March 15, 2017 and fully vested on February 13, 2020, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:38 UTC
Bobitz Ward E.EVP and General Counsel
Tax withholdingClass A Common Stock 39,143 $4.22 $165,183.46
Disclosure

SEC source: 0001209191-20-010175 · doc4.xml · nonDerivative · entry 2

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,786

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:38 UTC
Bobitz Ward E.EVP and General Counsel
GrantClass A Common Stock 127,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010175 · doc4.xml · nonDerivative · entry 1

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,929

F1 · shares: Reflects Performance Stock Units that were granted on March 15, 2017 and fully vested on February 13, 2020, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:18 UTC GrantDeferred Stock Units · Derivative 2,079.699 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-000291 · doc4.xml · derivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,415.989

Underlying: Class A Common Stock · 2,079.699 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3305 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:17 UTC GrantDeferred Stock Units · Derivative 2,079.699 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-000282 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,837.607

Underlying: Class A Common Stock · 2,079.699 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3305 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:18 UTC GrantDeferred Stock Units · Derivative 2,079.699 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-000292 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,403.98

Underlying: Class A Common Stock · 2,079.699 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3305 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:19 UTC GrantDeferred Stock Units · Derivative 2,079.699 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-000294 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,403.98

Underlying: Class A Common Stock · 2,079.699 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3305 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:18 UTC GrantDeferred Stock Units · Derivative 2,079.699 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-000286 · doc4.xml · derivative · entry 1

MOFFETT DAVID M · CIK 0001185490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,725.232

Underlying: Class A Common Stock · 2,079.699 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3305 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 16:20 UTC GrantDeferred Stock Units · Derivative 3,485.079 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-000296 · doc4.xml · derivative · entry 1

RIEPE JAMES S · CIK 0001203072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,055.652

Underlying: Class A Common Stock · 3,485.079 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3305 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:16 UTC GrantDeferred Stock Units · Derivative 2,079.699 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-000278 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,832.076

Underlying: Class A Common Stock · 2,079.699 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3305 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:18 UTC GrantDeferred Stock Units · Derivative 8,001.803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051277 · doc4.xml · derivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,336.29

Underlying: Class A Common Stock · 8,001.803 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:17 UTC GrantDeferred Stock Units · Derivative 8,001.803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051274 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,757.908

Underlying: Class A Common Stock · 8,001.803 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:18 UTC GrantDeferred Stock Units · Derivative 8,001.803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051280 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,324.281

Underlying: Class A Common Stock · 8,001.803 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:17 UTC GrantDeferred Stock Units · Derivative 8,001.803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051275 · doc4.xml · derivative · entry 1

MOFFETT DAVID M · CIK 0001185490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,645.533

Underlying: Class A Common Stock · 8,001.803 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:19 UTC GrantDeferred Stock Units · Derivative 8,001.803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051283 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,324.281

Underlying: Class A Common Stock · 8,001.803 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 16:15 UTC GrantDeferred Stock Units · Derivative 8,001.803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051271 · doc4.xml · derivative · entry 1

BOLINDER WILLIAM H · CIK 0001244614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,592.037

Underlying: Class A Common Stock · 8,001.803 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:16 UTC GrantDeferred Stock Units · Derivative 8,001.803 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051273 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,752.377

Underlying: Class A Common Stock · 8,001.803 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 16:19 UTC GrantDeferred Stock Units · Derivative 14,763.89 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-051286 · doc4.xml · derivative · entry 1

RIEPE JAMES S · CIK 0001203072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,570.573

Underlying: Class A Common Stock · 14,763.89 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:17 UTC GrantDeferred Stock Units · Derivative 10,729.938 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040247 · doc4.xml · derivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,334.487

Underlying: Class A Common Stock · 10,729.938 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.3085 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:16 UTC GrantDeferred Stock Units · Derivative 10,729.938 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040238 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,756.105

Underlying: Class A Common Stock · 10,729.938 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.3085 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:18 UTC GrantDeferred Stock Units · Derivative 10,729.938 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040253 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,322.478

Underlying: Class A Common Stock · 10,729.938 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.3085 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:15 UTC GrantDeferred Stock Units · Derivative 10,729.938 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040228 · doc4.xml · derivative · entry 1

BOLINDER WILLIAM H · CIK 0001244614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,590.234

Underlying: Class A Common Stock · 10,729.938 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.3085 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:18 UTC GrantDeferred Stock Units · Derivative 10,729.938 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040258 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,322.478

Underlying: Class A Common Stock · 10,729.938 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.3085 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:17 UTC GrantDeferred Stock Units · Derivative 10,729.938 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040240 · doc4.xml · derivative · entry 1

MOFFETT DAVID M · CIK 0001185490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,643.73

Underlying: Class A Common Stock · 10,729.938 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.3085 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:19 UTC GrantDeferred Stock Units · Derivative 19,797.491 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040263 · doc4.xml · derivative · entry 1

RIEPE JAMES S · CIK 0001203072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,806.683

Underlying: Class A Common Stock · 19,797.491 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.3085 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:16 UTC GrantDeferred Stock Units · Derivative 10,729.938 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-040234 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,750.574

Underlying: Class A Common Stock · 10,729.938 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.3085 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:15 UTC
McInerney Thomas JDirector · President and CEO; Director
Exercise / conversionRestricted Stock Units · Derivative 246,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032691 · doc4.xml · derivative · entry 3

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,666

Underlying: Class A Common Stock · 246,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 22, 2019.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 22, 2019.

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May 22, 2019 Filed May 24, 2019 20:15 UTC
McInerney Thomas JDirector · President and CEO; Director
Tax withholdingClass A Common Stock 111,097 $3.37 $374,396.89
Disclosure

SEC source: 0001209191-19-032691 · doc4.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,942

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 22, 2019.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:15 UTC
McInerney Thomas JDirector · President and CEO; Director
Exercise / conversionClass A Common Stock 246,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-032691 · doc4.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
May 22, 2019 Filed May 29, 2019 20:12 UTC Amendment
McInerney Thomas JDirector · President and CEO; Director
Tax withholdingClass A Common Stock 111,097 $3.37 $374,396.89
Disclosure

SEC source: 0001209191-19-033178 · doc4a.xml · nonDerivative · entry 2

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486,906

F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 22, 2019.

F2 · balance_after: This amendment is being filed solely to correct an inadvertent error in Column 5 of Table I of the original filing regarding the number of shares of common stock beneficially owned by the reporting person following execution of the reported transaction.

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May 22, 2019 Filed May 29, 2019 20:12 UTC Amendment
McInerney Thomas JDirector · President and CEO; Director
Exercise / conversionClass A Common Stock 246,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033178 · doc4a.xml · nonDerivative · entry 1

McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,598,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · balance_after: This amendment is being filed solely to correct an inadvertent error in Column 5 of Table I of the original filing regarding the number of shares of common stock beneficially owned by the reporting person following execution of the reported transaction.

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May 16, 2019 Filed May 17, 2019 16:11 UTC
Harrison Pamela MEVP - Human Resources
GrantRestricted Stock Units · Derivative 101,352 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030869 · doc4.xml · derivative · entry 1

Harrison Pamela M · CIK 0001726929 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,352

Underlying: Class A Common Stock · 101,352 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:12 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
GrantRestricted Stock Units · Derivative 270,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030872 · doc4.xml · derivative · entry 1

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,271

Underlying: Class A Common Stock · 270,271 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:10 UTC
Bobitz Ward E.EVP and General Counsel
GrantRestricted Stock Units · Derivative 101,352 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030861 · doc4.xml · derivative · entry 1

Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,352

Underlying: Class A Common Stock · 101,352 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:12 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
GrantRestricted Stock Units · Derivative 270,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030874 · doc4.xml · derivative · entry 1

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,271

Underlying: Class A Common Stock · 270,271 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:11 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 270,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030866 · doc4.xml · derivative · entry 1

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,271

Underlying: Class A Common Stock · 270,271 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:10 UTC
EVANGEL LORI MEVP & Chief Risk Officer
GrantRestricted Stock Units · Derivative 101,352 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030862 · doc4.xml · derivative · entry 1

EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,352

Underlying: Class A Common Stock · 101,352 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 20:39 UTC GrantDeferred Stock Units · Derivative 9,188.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021997 · doc4.xml · derivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,604.549

Underlying: Class A Common Stock · 9,188.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.8635 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 20:38 UTC GrantDeferred Stock Units · Derivative 9,188.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021993 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,026.167

Underlying: Class A Common Stock · 9,188.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.8635 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 20:40 UTC GrantDeferred Stock Units · Derivative 9,188.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-022000 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,592.54

Underlying: Class A Common Stock · 9,188.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.8635 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 16:37 UTC GrantDeferred Stock Units · Derivative 9,188.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021991 · doc4.xml · derivative · entry 1

BOLINDER WILLIAM H · CIK 0001244614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,860.296

Underlying: Class A Common Stock · 9,188.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.8635 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 20:41 UTC GrantDeferred Stock Units · Derivative 9,188.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-022002 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,592.54

Underlying: Class A Common Stock · 9,188.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.8635 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 20:39 UTC GrantDeferred Stock Units · Derivative 9,188.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021996 · doc4.xml · derivative · entry 1

MOFFETT DAVID M · CIK 0001185490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,913.792

Underlying: Class A Common Stock · 9,188.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.8635 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 16:41 UTC GrantDeferred Stock Units · Derivative 16,953.54 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-022003 · doc4.xml · derivative · entry 1

RIEPE JAMES S · CIK 0001203072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,009.192

Underlying: Class A Common Stock · 16,953.54 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.8635 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 20:37 UTC GrantDeferred Stock Units · Derivative 9,188.56 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021992 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,020.636

Underlying: Class A Common Stock · 9,188.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.8635 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:34 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
Tax withholdingClass A Common Stock 194,155 $3.95 $766,912.25
Disclosure

SEC source: 0001209191-19-021171 · doc4.xml · nonDerivative · entry 2

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,483

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:34 UTC
Schneider Kevin DouglasEVP & Chief Operating Officer
GrantClass A Common Stock 434,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021171 · doc4.xml · nonDerivative · entry 1

Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,638

F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:34 UTC
Sheehan Daniel J IVEVP - Chief Investment Officer
Tax withholdingClass A Common Stock 151,648 $3.95 $599,009.60
Disclosure

SEC source: 0001209191-19-021172 · doc4.xml · nonDerivative · entry 2

Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,504

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.