Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enact Holdings, Inc.ACT · Entity 3734 | Director | September 15, 2021 | September 16, 2021 |
| GENWORTH FINANCIAL INCGNW · Entity 4085 | Director · President and CEO; Director | September 03, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enact Holdings, Inc.
Report date September 15, 2021 · Filed September 16, 2021
This filing explicitly reported no securities owned.
GENWORTH FINANCIAL INC
Report date September 03, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,068,883 |
Reported balance
After 2026-09-03 transaction · row 1
1 source rowRow 1 · 2026-09-03 · Sale · Disposed 100,000 · Balance 5,068,883 F1: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $10.495 to $10.54 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. |
| Common StockSEC Table I · non-derivative | IndirectTrusts for Children | 89,456 |
Reported balance
Holding disclosure · report date 2026-09-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 89,456 |
Filing footnotes · ownership attribution and instrument terms
F1: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $10.495 to $10.54 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2026 Filed Sep 8, 2026 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleCommon Stock | 100,000 | $10.53 | $1,052,600.00 |
DisclosureSEC source: 0001321272-26-000009 · wk-form4_1788898520.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,068,883 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $10.495 to $10.54 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 27, 2026 Filed May 28, 2026 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001321272-26-000007 · wk-form4_1779999325.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,168,883 F1 · kind: The shares reported in this transaction represent a gift to a charitable organization. Read SEC document |
| May 22, 2026 Filed May 27, 2026 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleCommon Stock | 100,000 | $9.27 | $927,000.00 |
DisclosureSEC source: 0001321272-26-000005 · wk-form4_1779912932.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,368,883 Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:24 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingCommon Stock | 304,135 | $8.46 | $2,572,982.10 |
DisclosureSEC source: 0001321272-26-000003 · wk-form4_1772573074.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,468,883 F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 2, 2026. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:24 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionCommon Stock | 665,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001321272-26-000003 · wk-form4_1772573074.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,773,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects Performance Stock Units that were granted on February 16, 2023 and fully vested on March 2, 2026, and settled in Common Stock on a 1:1 basis. Read SEC document |
| December 02, 2025 Filed Dec 4, 2025 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleCommon Stock | 40,000 | $8.64 | $345,600.00 |
DisclosureSEC source: 0001321272-25-000007 · wk-form4_1764882951.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,107,444 F1 · balance_after: Includes 419,534 shares that were transferred from the Reporting Person's grantor retained annuity trust (GRAT) to direct ownership upon termination of the GRAT on May 30, 2025. Read SEC document |
| May 27, 2025 Filed May 28, 2025 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GiftCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-078350 · ownership.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,727,910 F1 · kind: The shares reported in this transaction represent a gift to a charitable organization. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:24 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingCommon Stock | 290,264 | $6.96 | $2,020,237.44 |
DisclosureSEC source: 0000950170-25-032111 · ownership.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,877,910 F2 · shares: The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 3, 2025. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:24 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantCommon Stock | 635,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032111 · ownership.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,168,174 F1 · shares: Reflects Performance Stock Units that were granted on February 17, 2022 and fully vested on March 3, 2025, and settled in Common Stock on a 1:1 basis. Read SEC document |
| August 26, 2024 Filed Aug 27, 2024 20:59 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common Stock | 150,000 | $6.88 | $1,031,700.00 |
DisclosureSEC source: 0000950170-24-101083 · ownership.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,532,954 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $6.87 to $6.895 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 28, 2024 Filed May 28, 2024 21:02 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GiftClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-065345 · ownership.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,211,980 F2 · kind: The shares reported in this transaction represent a gift to a charitable organization. Read SEC document |
| May 24, 2024 Filed May 28, 2024 21:02 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common Stock | 200,000 | $6.27 | $1,254,800.00 |
DisclosureSEC source: 0000950170-24-065345 · ownership.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,361,980 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $6.25 to $6.335 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 1,061,346 | $6.15 | $6,527,277.90 |
DisclosureSEC source: 0000950170-24-025954 · ownership.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,561,980 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 2,353,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-025954 · ownership.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,623,326 F1 · shares: Reflects Performance Stock Units that were granted on March 25, 2021 and fully vested on March 1, 2024, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common Stock | 200,000 | $6.18 | $1,235,400.00 |
DisclosureSEC source: 0000950170-23-068175 · ownership.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,270,010 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $5.930 to $6.230 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 21:01 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common Stock | 200,000 | $6.01 | $1,201,200.00 |
DisclosureSEC source: 0001209191-23-045674 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,470,010 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $6.000 to $6.025 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 22, 2023 Filed May 23, 2023 21:00 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common | 125,000 | $5.52 | $690,500.00 |
DisclosureSEC source: 0001209191-23-031688 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,649,974 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $5.495 to $5.655 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:23 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 932,682 | $6.15 | $5,735,994.30 |
DisclosureSEC source: 0001209191-23-015488 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,774,974 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:23 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 2,068,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015488 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,707,656 F1 · shares: Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:30 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common | 200,000 | $4.58 | $915,400.00 |
DisclosureSEC source: 0001209191-22-056104 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,639,625 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.525 to $4.61 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 20:45 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common | 100,000 | $4.25 | $425,400.00 |
DisclosureSEC source: 0001209191-22-045221 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,839,625 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.22 to $4.29 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:13 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common | 100,000 | $3.95 | $394,700.00 |
DisclosureSEC source: 0001209191-22-032182 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,939,625 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $3.93 to $3.96 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 1,005,609 | $4.00 | $4,022,436.00 |
DisclosureSEC source: 0001209191-22-014721 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,039,625 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 2,229,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014721 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,045,234 F1 · shares: Reflects Performance Stock Units that were granted on May 16, 2019 and fully vested on March 1, 2022, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 21:45 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common Stock | 150,000 | $4.17 | $625,950.00 |
DisclosureSEC source: 0001209191-22-012729 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,815,504 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.14 to $4.198 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common Stock | 150,000 | $4.38 | $656,520.00 |
DisclosureSEC source: 0001209191-21-064757 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,965,504 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.32 to $4.435 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 21, 2021 Filed May 24, 2021 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 246,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035306 · doc4.xml · derivative · entry 3 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 246,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 21, 2021. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 21, 2021. Read SEC document |
| May 21, 2021 Filed May 24, 2021 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 105,308 | $4.16 | $438,081.28 |
DisclosureSEC source: 0001209191-21-035306 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,115,504 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 21, 2021. Read SEC document |
| May 21, 2021 Filed May 24, 2021 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 246,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-035306 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,220,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:46 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 615,475 | $3.50 | $2,154,162.50 |
DisclosureSEC source: 0001209191-21-020861 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,974,479 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:46 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 1,364,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020861 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,589,954 F1 · shares: Reflects Performance Stock Units that were granted on May 22, 2018 and fully vested on March 15, 2021, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| May 22, 2020 Filed May 26, 2020 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 246,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031989 · doc4.xml · derivative · entry 3 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,333 Underlying: Class A Common Stock · 246,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 22, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 22, 2020. Read SEC document |
| May 22, 2020 Filed May 26, 2020 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 105,308 | $3.27 | $344,357.16 |
DisclosureSEC source: 0001209191-20-031989 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,225,268 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 22, 2020. Read SEC document |
| May 22, 2020 Filed May 26, 2020 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 246,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-031989 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,330,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:44 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 184,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019290 · doc4.xml · derivative · entry 3 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 184,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:44 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 78,945 | $4.02 | $317,358.90 |
DisclosureSEC source: 0001209191-20-019290 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084,243 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 13, 2020. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:44 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 184,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019290 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,163,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:40 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 339,385 | $4.22 | $1,432,204.70 |
DisclosureSEC source: 0001209191-20-010185 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978,522 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on February 13, 2020. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:40 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 831,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010185 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317,907 F1 · shares: Reflects Performance Stock Units that were granted on March 15, 2017 and fully vested on February 13, 2020, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 246,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032691 · doc4.xml · derivative · entry 3 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,666 Underlying: Class A Common Stock · 246,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 22, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 22, 2019. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 111,097 | $3.37 | $374,396.89 |
DisclosureSEC source: 0001209191-19-032691 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,942 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 22, 2019. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 246,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-032691 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| May 22, 2019 Filed May 29, 2019 20:12 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 111,097 | $3.37 | $374,396.89 |
DisclosureSEC source: 0001209191-19-033178 · doc4a.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,486,906 F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 22, 2019. F2 · balance_after: This amendment is being filed solely to correct an inadvertent error in Column 5 of Table I of the original filing regarding the number of shares of common stock beneficially owned by the reporting person following execution of the reported transaction. Read SEC document |
| May 22, 2019 Filed May 29, 2019 20:12 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 246,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-033178 · doc4a.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,598,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · balance_after: This amendment is being filed solely to correct an inadvertent error in Column 5 of Table I of the original filing regarding the number of shares of common stock beneficially owned by the reporting person following execution of the reported transaction. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 805,036 | $3.95 | $3,179,892.20 |
DisclosureSEC source: 0001209191-19-021170 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,347,330 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 1,785,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021170 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,152,366 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 184,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019989 · doc4.xml · derivative · entry 3 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,666 Underlying: Class A Common Stock · 184,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 83,285 | $4.01 | $333,972.85 |
DisclosureSEC source: 0001209191-19-019989 · doc4.xml · nonDerivative · entry 2 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,366 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 184,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019989 · doc4.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 28, 2019 20:16 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 78,946 | $4.01 | $316,573.46 |
DisclosureSEC source: 0001209191-19-021622 · doc4a.xml · nonDerivative · entry 1 McInerney Thomas J · CIK 0001321272 · Director · President and CEO; Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,705 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. F2 · shares: This amendment is being filed to correct the number of shares withheld for payment of reporting person's tax liability upon vesting of the restricted stock units previously reported, and to correct the number of shares held directly by reporting person following this change. F2 · balance_after: This amendment is being filed to correct the number of shares withheld for payment of reporting person's tax liability upon vesting of the restricted stock units previously reported, and to correct the number of shares held directly by reporting person following this change. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.