person · Reporting owner
Schneider Kevin Douglas
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brookfield Private Equity Fund LPN/A · Entity 25517 | Director | August 07, 2026 | August 07, 2026 |
| GENWORTH FINANCIAL INCGNW · Entity 4085 | EVP & Chief Operating Officer | May 15, 2020 | May 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brookfield Private Equity Fund LP
Report date August 07, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B-2 Limited Partnership UnitsSEC Table I · non-derivative | IndirectBy Flywater, Inc. | 4,251.486 |
Reported balance
After 2026-08-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-07 · Grant · Acquired 1,357.515 · Balance 4,251.486 F1: Class B-2 limited partnership units were granted to the reporting person in accordance with the independent director compensation program established by the Registrant's general partner. F2: Units held by Flywater, Inc., of which the reporting person is the sole owner. |
Filing footnotes · ownership attribution and instrument terms
F1: Class B-2 limited partnership units were granted to the reporting person in accordance with the independent director compensation program established by the Registrant's general partner.
F2: Units held by Flywater, Inc., of which the reporting person is the sole owner.
GENWORTH FINANCIAL INC
Report date May 15, 2020 · Filed May 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,033,055 |
Ending reported balance
After 2020-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-05-15 · Exercise / conversion · Acquired 90,090 · Balance 1,073,326 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Row 2 · 2020-05-15 · Tax withholding · Disposed 40,271 · Balance 1,033,055 F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 180,181 |
Reported balance
After 2020-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-15 · Exercise / conversion · Disposed 90,090 · Balance 180,181 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020.
F3: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2026 Filed Aug 7, 2026 15:49 UTC | Brookfield Private Equity Fund LP N/A · Entity 25517 | GrantClass B-2 Limited Partnership Units | 1,357.515 | $0.00 | $0.00 |
DisclosureSEC source: 0001438566-26-000007 · form4-08072026_030838.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Flywater, Inc. Disclosed balance after: 4,251.486 F1 · shares: Class B-2 limited partnership units were granted to the reporting person in accordance with the independent director compensation program established by the Registrant's general partner. F1 · price: Class B-2 limited partnership units were granted to the reporting person in accordance with the independent director compensation program established by the Registrant's general partner. F2 · ownership.nature: Units held by Flywater, Inc., of which the reporting person is the sole owner. Read SEC document |
| May 06, 2026 Filed May 8, 2026 12:26 UTC | Brookfield Private Equity Fund LP N/A · Entity 25517 | GrantClass B-2 Limited Partnership Units | 1,407.763 | $0.00 | $0.00 |
DisclosureSEC source: 0001438566-26-000004 · form4-05082026_120501.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Flywater, Inc. Disclosed balance after: 2,893.971 F1 · shares: Class B-2 limited partnership units were granted to the reporting person in accordance with the independent director compensation program established by the Registrant's general partner. F1 · price: Class B-2 limited partnership units were granted to the reporting person in accordance with the independent director compensation program established by the Registrant's general partner. F2 · ownership.nature: Units held by Flywater, Inc., of which the reporting person is the sole owner. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 20:57 UTC | Brookfield Private Equity Fund LP N/A · Entity 25517 | GrantClass B-2 Limited Partnership Units | 1,486.208 | $0.00 | $0.00 |
DisclosureSEC source: 0001438566-26-000002 · form4-02092026_080211.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Flywater, Inc. Disclosed balance after: 1,486.208 F1 · shares: Class B-2 limited partnership units were granted to the reporting person in accordance with the independent director compensation program established by the Registrant's general partner. F1 · price: Class B-2 limited partnership units were granted to the reporting person in accordance with the independent director compensation program established by the Registrant's general partner. F2 · ownership.nature: Units held by Flywater, Inc., of which the reporting person is the sole owner. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 90,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030072 · doc4.xml · derivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,181 Underlying: Class A Common Stock · 90,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 40,271 | $2.68 | $107,926.28 |
DisclosureSEC source: 0001209191-20-030072 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,055 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 90,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-030072 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 268,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023913 · doc4.xml · derivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,097 Underlying: Class A Common Stock · 268,097 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:45 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 89,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019292 · doc4.xml · derivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 89,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:45 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 40,081 | $4.02 | $161,125.62 |
DisclosureSEC source: 0001209191-20-019292 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,236 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 13, 2020. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:45 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 89,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019292 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:40 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 145,333 | $4.22 | $613,305.26 |
DisclosureSEC source: 0001209191-20-010186 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,651 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on February 13, 2020. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:40 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 403,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010186 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,984 F1 · shares: Reflects Performance Stock Units that were granted on March 15, 2017 and fully vested on February 13, 2020, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:12 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 270,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030872 · doc4.xml · derivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,271 Underlying: Class A Common Stock · 270,271 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:34 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 194,155 | $3.95 | $766,912.25 |
DisclosureSEC source: 0001209191-19-021171 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,483 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:34 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 434,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021171 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,638 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 89,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019990 · doc4.xml · derivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,666 Underlying: Class A Common Stock · 89,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 40,082 | $4.01 | $160,728.82 |
DisclosureSEC source: 0001209191-19-019990 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,288 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 89,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019990 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 121,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014049 · doc4.xml · derivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 121,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 36,242 | $4.01 | $145,330.42 |
DisclosureSEC source: 0001209191-19-014049 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,703 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 121,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014049 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 89,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020171 · doc4.xml · derivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,333 Underlying: Class A Common Stock · 89,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 40,305 | $2.94 | $118,496.70 |
DisclosureSEC source: 0001209191-18-020171 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,279 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 89,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-020171 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 121,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013336 · doc4.xml · derivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,666 Underlying: Class A Common Stock · 121,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2018. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 54,689 | $2.88 | $157,504.32 |
DisclosureSEC source: 0001209191-18-013336 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,917 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2018. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 121,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013336 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:29 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 26,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011931 · doc4.xml · derivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 26,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:29 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 11,986 | $2.96 | $35,478.56 |
DisclosureSEC source: 0001209191-18-011931 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,939 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:29 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 26,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011931 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:10 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 269,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021345 · doc4.xml · derivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,000 Underlying: Class A Common Stock · 269,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 15, 2018. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 15, 2018. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:50 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 121,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015330 · doc4a.xml · derivative · entry 6 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,333 Underlying: Class A Common Stock · 121,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:50 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 57,852 | $4.04 | $233,722.08 |
DisclosureSEC source: 0001209191-17-015330 · doc4a.xml · nonDerivative · entry 4 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,259 F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:50 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 121,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015330 · doc4a.xml · nonDerivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:09 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012781 · doc4.xml · derivative · entry 6 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 Underlying: Class A Common Stock · 26,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:09 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 12,680 | $4.01 | $50,846.80 |
DisclosureSEC source: 0001209191-17-012781 · doc4.xml · nonDerivative · entry 4 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,259 F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:09 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 26,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012781 · doc4.xml · nonDerivative · entry 3 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:50 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015330 · doc4a.xml · derivative · entry 5 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 Underlying: Class A Common Stock · 26,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:50 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 12,680 | $4.01 | $50,846.80 |
DisclosureSEC source: 0001209191-17-015330 · doc4a.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,444 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:50 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 26,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015330 · doc4a.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 22:09 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 121,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012781 · doc4.xml · derivative · entry 5 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,333 Underlying: Class A Common Stock · 121,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F4 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 18, 2017. F4 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 18, 2017. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 22:09 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 57,852 | $4.01 | $231,986.52 |
DisclosureSEC source: 0001209191-17-012781 · doc4.xml · nonDerivative · entry 2 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,272 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 18, 2017. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 22:09 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 121,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012781 · doc4.xml · nonDerivative · entry 1 Schneider Kevin Douglas · CIK 0001438566 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.