Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENWORTH FINANCIAL INCGNW · Entity 4085 | EVP and General Counsel | May 27, 2021 | May 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENWORTH FINANCIAL INC
Report date May 27, 2021 · Filed May 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 271,832 |
Reported balance
After 2021-05-27 transaction · row 1
1 source rowRow 1 · 2021-05-27 · Sale · Disposed 90,000 · Balance 271,832 F1: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.19 to $4.215 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. |
| Class A Common StockSEC Table I · non-derivative | Indirectby 401(k) | 169.2796 |
Reported balance
Holding disclosure · report date 2021-05-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 169.2796 |
Filing footnotes · ownership attribution and instrument terms
F1: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.19 to $4.215 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2021 Filed May 28, 2021 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common Stock | 90,000 | $4.21 | $378,468.00 |
DisclosureSEC source: 0001209191-21-036531 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,832 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $4.19 to $4.215 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 14, 2021 Filed May 17, 2021 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 33,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033133 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,784 Underlying: Class A Common Stock · 33,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021. Read SEC document |
| May 14, 2021 Filed May 17, 2021 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 15,237 | $4.01 | $61,100.37 |
DisclosureSEC source: 0001209191-21-033133 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,832 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 14, 2021. Read SEC document |
| May 14, 2021 Filed May 17, 2021 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 33,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-033133 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 33,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026065 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,025 Underlying: Class A Common Stock · 33,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2021. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2021. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 15,114 | $3.38 | $51,085.32 |
DisclosureSEC source: 0001209191-21-026065 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,285 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2021. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 33,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026065 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 111,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023432 · doc4.xml · derivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,608 Underlying: Class A Common Stock · 111,608 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 25, 2022. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 25, 2022. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 33,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030065 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,568 Underlying: Class A Common Stock · 33,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 15,237 | $2.68 | $40,835.16 |
DisclosureSEC source: 0001209191-20-030065 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,887 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 33,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-030065 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 20:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 100,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023910 · doc4.xml · derivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,537 Underlying: Class A Common Stock · 100,537 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:43 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 28,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019286 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 28,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:43 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 12,779 | $4.02 | $51,371.58 |
DisclosureSEC source: 0001209191-20-019286 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,340 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 13, 2020. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:43 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 28,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019286 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:38 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 39,143 | $4.22 | $165,183.46 |
DisclosureSEC source: 0001209191-20-010175 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,786 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on February 13, 2020. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:38 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 127,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010175 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,929 F1 · shares: Reflects Performance Stock Units that were granted on March 15, 2017 and fully vested on February 13, 2020, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:10 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 101,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030861 · doc4.xml · derivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,352 Underlying: Class A Common Stock · 101,352 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:32 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 46,659 | $3.95 | $184,303.05 |
DisclosureSEC source: 0001209191-19-021166 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,428 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:32 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 107,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021166 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,087 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 28,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019986 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333 Underlying: Class A Common Stock · 28,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 8,529 | $4.01 | $34,201.29 |
DisclosureSEC source: 0001209191-19-019986 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,987 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 28,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019986 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014043 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 8,897 | $4.01 | $35,676.97 |
DisclosureSEC source: 0001209191-19-014043 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,183 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014043 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionStock Options · Derivative | 23,500 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001209191-19-010128 · doc4.xml · derivative · entry 5 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 23,500 shares Expires 2019-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options reported on this Form 4 were set to expire on February 12, 2019 but automatically exercised pursuant to the terms of the plan. F2 · shares: The stock options became vested and exercisable in three annual installments beginning on February 12, 2010, and were fully vested and exercisable on February 12, 2012. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 3,880 | $4.61 | $17,886.80 |
DisclosureSEC source: 0001209191-19-010128 · doc4.xml · nonDerivative · entry 3 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,080 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 12,540 | $4.61 | $57,809.40 |
DisclosureSEC source: 0001209191-19-010128 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,960 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 23,500 | $2.46 | $57,810.00 |
DisclosureSEC source: 0001209191-19-010128 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 28,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020165 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,666 Underlying: Class A Common Stock · 28,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 8,529 | $2.94 | $25,075.26 |
DisclosureSEC source: 0001209191-18-020165 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,000 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 28,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-020165 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013328 · doc4.xml · derivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2018. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 9,257 | $2.88 | $26,660.16 |
DisclosureSEC source: 0001209191-18-013328 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,195 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2018. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013328 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:26 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011917 · doc4.xml · derivative · entry 7 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:26 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011917 · doc4.xml · derivative · entry 6 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:26 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 2,950 | $2.96 | $8,732.00 |
DisclosureSEC source: 0001209191-18-011917 · doc4.xml · nonDerivative · entry 4 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,452 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:26 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011917 · doc4.xml · nonDerivative · entry 3 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:26 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 478 | $2.96 | $1,414.88 |
DisclosureSEC source: 0001209191-18-011917 · doc4.xml · nonDerivative · entry 2 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,069 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:26 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 1,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011917 · doc4.xml · nonDerivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021335 · doc4.xml · derivative · entry 1 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Class A Common Stock · 85,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 15, 2018. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 15, 2018. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015229 · doc4a.xml · derivative · entry 10 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 9,930 | $4.04 | $40,117.20 |
DisclosureSEC source: 0001209191-17-015229 · doc4a.xml · nonDerivative · entry 6 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,197 F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015229 · doc4a.xml · nonDerivative · entry 5 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012773 · doc4.xml · derivative · entry 10 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Class A Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012773 · doc4.xml · derivative · entry 9 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Underlying: Class A Common Stock · 1,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 2,759 | $4.01 | $11,063.59 |
DisclosureSEC source: 0001209191-17-012773 · doc4.xml · nonDerivative · entry 6 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,197 F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012773 · doc4.xml · nonDerivative · entry 5 Bobitz Ward E. · CIK 0001632018 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.