Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENWORTH FINANCIAL INCGNW · Entity 4085 | Director | September 30, 2019 | October 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENWORTH FINANCIAL INC
Report date September 30, 2019 · Filed October 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 197,592.037 |
Reported balance
After 2019-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-09-30 · Grant · Acquired 8,001.803 · Balance 197,592.037 F1: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.
F2: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ENDURANCE SPECIALTY HOLDINGS LTD
Report date March 28, 2017 · Filed March 30, 2017
Section 16 reporting ended · disclosed 2017-03-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $1.00 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-03-28 transaction · row 1
1 source rowRow 1 · 2017-03-28 · Disposition to issuer · Disposed 34,601 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated October 5, 2016 (as amended by Amendment No. 1, dated as of December 1, 2016), by and among Sompo Holdings, Inc. ("Sompo"), Endurance Specialty Holdings Ltd. ("Endurance") and Volcano International Limited, an indirect, wholly-owned subsidiary of Sompo ("Volcano"), whereby Volcano merged with and into Endurance (the "Merger"), with Endurance surviving the Merger as an indirect, wholly-owned subsidiary of Sompo. At the effective time of the Merger, each issued and outstanding ordinary share of Endurance was automatically canceled and converted into the right to receive $93.00 in cash. F2: Includes all shares held directly by the Reporting Person immediately prior to the Merger, including previously granted restricted shares, each of which, at the effective time of the Merger, vested in full and was converted into the right to receive $93.00 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated October 5, 2016 (as amended by Amendment No. 1, dated as of December 1, 2016), by and among Sompo Holdings, Inc. ("Sompo"), Endurance Specialty Holdings Ltd. ("Endurance") and Volcano International Limited, an indirect, wholly-owned subsidiary of Sompo ("Volcano"), whereby Volcano merged with and into Endurance (the "Merger"), with Endurance surviving the Merger as an indirect, wholly-owned subsidiary of Sompo. At the effective time of the Merger, each issued and outstanding ordinary share of Endurance was automatically canceled and converted into the right to receive $93.00 in cash.
F2: Includes all shares held directly by the Reporting Person immediately prior to the Merger, including previously granted restricted shares, each of which, at the effective time of the Merger, vested in full and was converted into the right to receive $93.00 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2019 Filed Oct 1, 2019 16:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 8,001.803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-051271 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,592.037 Underlying: Class A Common Stock · 8,001.803 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4365 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:15 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 10,729.938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-040228 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,590.234 Underlying: Class A Common Stock · 10,729.938 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.3085 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 16:37 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 9,188.56 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021991 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,860.296 Underlying: Class A Common Stock · 9,188.56 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.8635 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 1,679.387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-000251 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,671.736 Underlying: Class A Common Stock · 1,679.387 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.4545 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 16:25 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 8,119.854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-052762 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,992.349 Underlying: Class A Common Stock · 8,119.854 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.372 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 8,175.014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-041004 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,872.495 Underlying: Class A Common Stock · 8,175.014 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.3425 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 16:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 12,025.745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-022364 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,697.481 Underlying: Class A Common Stock · 12,025.745 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $2.952 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 16:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 2,872.062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-000186 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,671.736 Underlying: Class A Common Stock · 2,872.062 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.285 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 16:11 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 9,162.13 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-054586 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,799.674 Underlying: Class A Common Stock · 9,162.13 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.7655 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:07 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 9,401.826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-043246 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,637.544 Underlying: Class A Common Stock · 9,401.826 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6695 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 8,563.982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-024674 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,235.718 Underlying: Class A Common Stock · 8,563.982 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0285 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 18:12 UTC | ENDURANCE SPECIALTY HOLDINGS LTD ENH · Entity 172868 | Disposition to issuerOrdinary Shares, par value $1.00 per share | 34,601 | $93.00 | $3,217,893.00 |
DisclosureSEC source: 0001179755-17-000022 · wf-form4_149091192367917.xml · nonDerivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director · Lead Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated October 5, 2016 (as amended by Amendment No. 1, dated as of December 1, 2016), by and among Sompo Holdings, Inc. ("Sompo"), Endurance Specialty Holdings Ltd. ("Endurance") and Volcano International Limited, an indirect, wholly-owned subsidiary of Sompo ("Volcano"), whereby Volcano merged with and into Endurance (the "Merger"), with Endurance surviving the Merger as an indirect, wholly-owned subsidiary of Sompo. At the effective time of the Merger, each issued and outstanding ordinary share of Endurance was automatically canceled and converted into the right to receive $93.00 in cash. F2 · shares: Includes all shares held directly by the Reporting Person immediately prior to the Merger, including previously granted restricted shares, each of which, at the effective time of the Merger, vested in full and was converted into the right to receive $93.00 in cash. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 08:56 UTC | ENDURANCE SPECIALTY HOLDINGS LTD ENH · Entity 172868 | GiftOrdinary Shares, par value $1.00 per share | 1,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001179755-16-000154 · wf-form4_148189656566134.xml · nonDerivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director · Lead Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,601 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 16:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 6,987.234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-143601 · doc4.xml · derivative · entry 1 BOLINDER WILLIAM H · CIK 0001244614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,671.736 Underlying: Class A Common Stock · 6,987.234 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.88 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.