Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENWORTH FINANCIAL INCGNW · Entity 4085 | EVP & Chief Risk Officer | May 16, 2019 | May 17, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENWORTH FINANCIAL INC
Report date May 16, 2019 · Filed May 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 101,352 |
Reported balance
After 2019-05-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-16 · Grant · Acquired 101,352 · Balance 101,352 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2019 Filed May 17, 2019 20:10 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 101,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030862 · doc4.xml · derivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,352 Underlying: Class A Common Stock · 101,352 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 56,872 | $3.95 | $224,644.40 |
DisclosureSEC source: 0001209191-19-021168 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,825 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 136,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021168 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,697 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 28,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019987 · doc4.xml · derivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333 Underlying: Class A Common Stock · 28,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 8,529 | $4.01 | $34,201.29 |
DisclosureSEC source: 0001209191-19-019987 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,847 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 28,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019987 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 38,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014046 · doc4.xml · derivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 38,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 12,147 | $4.01 | $48,709.47 |
DisclosureSEC source: 0001209191-19-014046 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,043 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 38,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014046 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 28,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020167 · doc4.xml · derivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,666 Underlying: Class A Common Stock · 28,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 8,529 | $2.94 | $25,075.26 |
DisclosureSEC source: 0001209191-18-020167 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,857 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 28,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-020167 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 38,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013330 · doc4.xml · derivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,333 Underlying: Class A Common Stock · 38,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2018. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 11,630 | $2.88 | $33,494.40 |
DisclosureSEC source: 0001209191-18-013330 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,052 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2018. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 38,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013330 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:27 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 11,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011921 · doc4.xml · derivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:27 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 4,130 | $2.96 | $12,224.80 |
DisclosureSEC source: 0001209191-18-011921 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,349 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:27 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 11,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011921 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:21 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 1,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007471 · doc4.xml · derivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 3, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 3, 2018. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:21 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 576 | $3.05 | $1,756.80 |
DisclosureSEC source: 0001209191-18-007471 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,813 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 3, 2018. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:21 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 1,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007471 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:07 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021338 · doc4.xml · derivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Class A Common Stock · 85,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 15, 2018. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 15, 2018. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 38,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015233 · doc4a.xml · derivative · entry 6 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,666 Underlying: Class A Common Stock · 38,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 12,563 | $4.04 | $50,754.52 |
DisclosureSEC source: 0001209191-17-015233 · doc4a.xml · nonDerivative · entry 4 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,764 F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 38,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015233 · doc4a.xml · nonDerivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 11,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012774 · doc4.xml · derivative · entry 6 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,666 Underlying: Class A Common Stock · 11,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 3,862 | $4.01 | $15,486.62 |
DisclosureSEC source: 0001209191-17-012774 · doc4.xml · nonDerivative · entry 4 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,919 F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 11,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012774 · doc4.xml · nonDerivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 11,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015233 · doc4a.xml · derivative · entry 5 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,666 Underlying: Class A Common Stock · 11,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 3,862 | $4.01 | $15,486.62 |
DisclosureSEC source: 0001209191-17-015233 · doc4a.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,993 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 11,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015233 · doc4a.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 38,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012774 · doc4.xml · derivative · entry 5 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,666 Underlying: Class A Common Stock · 38,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F4 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 18, 2017. F4 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 18, 2017. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 13,408 | $4.01 | $53,766.08 |
DisclosureSEC source: 0001209191-17-012774 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,114 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 18, 2017. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 22:06 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 38,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012774 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:11 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 1,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008067 · doc4.xml · derivative · entry 3 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625 Underlying: Class A Common Stock · 1,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 3, 2017. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 3, 2017. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:11 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 625 | $3.58 | $2,237.50 |
DisclosureSEC source: 0001209191-17-008067 · doc4.xml · nonDerivative · entry 2 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,188 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 3, 2017. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:11 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 1,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-008067 · doc4.xml · nonDerivative · entry 1 EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.