Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ExlService Holdings, Inc.EXLS · Entity 1503 | CHIEF HUMAN RESOURCES OFFICER | February 27, 2026 | March 03, 2026 |
| GENWORTH FINANCIAL INCGNW · Entity 4085 | EVP - Human Resources | May 14, 2021 | May 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ExlService Holdings, Inc.
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 6,255 |
Ending reported balance
After 2026-02-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-27 · Exercise / conversion · Acquired 4,151 · Balance 8,414 F1: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Row 2 · 2026-02-27 · Tax withholding · Disposed 2,159 · Balance 6,255 F2: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,302 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Exercise / conversion · Disposed 4,151 · Balance 8,302 F1: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F3: On February 27, 2024, the reporting person was granted 16,604 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 27, 2025, an additional 25 percent of the restricted stock units became vested on February 27, 2026, an additional 25 percent of the restricted stock units will vest on February 27, 2027, and the remaining balance of 25 percent of the restricted stock units will vest on February 27, 2028. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.
F2: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.
F3: On February 27, 2024, the reporting person was granted 16,604 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 27, 2025, an additional 25 percent of the restricted stock units became vested on February 27, 2026, an additional 25 percent of the restricted stock units will vest on February 27, 2027, and the remaining balance of 25 percent of the restricted stock units will vest on February 27, 2028.
GENWORTH FINANCIAL INC
Report date May 14, 2021 · Filed May 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 58,516 |
Ending reported balance
After 2021-05-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-05-14 · Exercise / conversion · Acquired 33,784 · Balance 75,797 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Row 2 · 2021-05-14 · Tax withholding · Disposed 17,281 · Balance 58,516 F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 14, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,784 |
Reported balance
After 2021-05-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-05-14 · Exercise / conversion · Disposed 33,784 · Balance 33,784 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 14, 2021.
F3: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2026 Filed Mar 3, 2026 17:40 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 4,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-014089 · wk-form4_1772577646.xml · derivative · entry 3 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,302 Underlying: Common Stock, par value $0.001 per share · 4,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F3 · derivative.exercise_date: On February 27, 2024, the reporting person was granted 16,604 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 27, 2025, an additional 25 percent of the restricted stock units became vested on February 27, 2026, an additional 25 percent of the restricted stock units will vest on February 27, 2027, and the remaining balance of 25 percent of the restricted stock units will vest on February 27, 2028. F3 · derivative.expiration_date: On February 27, 2024, the reporting person was granted 16,604 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 27, 2025, an additional 25 percent of the restricted stock units became vested on February 27, 2026, an additional 25 percent of the restricted stock units will vest on February 27, 2027, and the remaining balance of 25 percent of the restricted stock units will vest on February 27, 2028. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 17:40 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 2,159 | $30.99 | $66,907.41 |
DisclosureSEC source: 0001628280-26-014089 · wk-form4_1772577646.xml · nonDerivative · entry 2 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,255 F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 17:40 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-014089 · wk-form4_1772577646.xml · nonDerivative · entry 1 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 18:51 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 3,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-010795 · wk-form4_1771890680.xml · derivative · entry 4 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,483 Underlying: Common Stock, par value $0.001 per share · 3,161 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F5 · derivative.exercise_date: On June 17, 2025, the reporting person was granted 12,644 restricted stock units, vesting in four equal annual installments beginning on February 20, 2026. 25 percent of the restricted stock units became vested on February 20, 2026, an additional 25 percent of the restricted stock units will vest on February 20, 2027, an additional 25 percent of the restricted stock units will vest on February 20, 2028, and the remaining balance of 25 percent of the restricted stock units will vest on February 20, 2029. F5 · derivative.expiration_date: On June 17, 2025, the reporting person was granted 12,644 restricted stock units, vesting in four equal annual installments beginning on February 20, 2026. 25 percent of the restricted stock units became vested on February 20, 2026, an additional 25 percent of the restricted stock units will vest on February 20, 2027, an additional 25 percent of the restricted stock units will vest on February 20, 2028, and the remaining balance of 25 percent of the restricted stock units will vest on February 20, 2029. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 18:51 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 1,630 | $30.41 | $49,568.30 |
DisclosureSEC source: 0001628280-26-010795 · wk-form4_1771890680.xml · nonDerivative · entry 2 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,263 F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 18:51 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-010795 · wk-form4_1771890680.xml · nonDerivative · entry 1 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 18:51 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 20,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-010795 · wk-form4_1771890680.xml · derivative · entry 3 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,720 Underlying: Common Stock, par value $0.001 per share · 20,720 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F4 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 19, 2027. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2025 Omnibus Incentive Plan). F4 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 19, 2027. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2025 Omnibus Incentive Plan). Read SEC document |
| June 17, 2025 Filed Jun 17, 2025 18:26 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 12,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031945 · wk-form4_1750199204.xml · derivative · entry 1 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,644 Underlying: Common Stock, par value $0.001 per share · 12,644 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 20, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2025 Omnibus Incentive Plan). F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 20, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2025 Omnibus Incentive Plan). Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 18:10 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionRestricted Stock Units · Derivative | 4,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-009543 · wk-form4_1741043431.xml · derivative · entry 3 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,453 Underlying: Common Stock, par value $0.001 per share · 4,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. F3 · derivative.exercise_date: On February 27, 2024, the reporting person was granted 16,604 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 27, 2025, an additional 25 percent of the restricted stock units will vest on February 27, 2026, an additional 25 percent of the restricted stock units will vest on February 27, 2027, and the remaining balance of 25 percent of the restricted stock units will vest on February 27, 2028. F3 · derivative.expiration_date: On February 27, 2024, the reporting person was granted 16,604 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 27, 2025, an additional 25 percent of the restricted stock units will vest on February 27, 2026, an additional 25 percent of the restricted stock units will vest on February 27, 2027, and the remaining balance of 25 percent of the restricted stock units will vest on February 27, 2028. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 18:10 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Tax withholdingCommon Stock, par value $0.001 per share | 1,419 | $48.63 | $69,005.97 |
DisclosureSEC source: 0001628280-25-009543 · wk-form4_1741043431.xml · nonDerivative · entry 2 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,732 F2 · price: Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 18:10 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-009543 · wk-form4_1741043431.xml · nonDerivative · entry 1 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 17:05 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantRestricted Stock Units · Derivative | 16,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008051 · wk-form4_1709244304.xml · derivative · entry 1 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,604 Underlying: Common Stock, par value $0.001 per share · 16,604 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments, beginning on February 27, 2025. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan) F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments, beginning on February 27, 2025. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan) Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 17:36 UTC | ExlService Holdings, Inc. EXLS · Entity 1503 | GrantEmployee Stock Options (right to buy) · Derivative | 26,865 | $0.00 Strike: $150.75 | $0.00 |
DisclosureSEC source: 0001726929-23-000007 · wk-form4_1687556152.xml · derivative · entry 1 Harrison Pamela M · CIK 0001726929 · CHIEF HUMAN RESOURCES OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,865 Underlying: Common Stock, par value $0.001 per share · 26,865 shares Expires 2033-06-21 F1 · derivative.exercise_date: The stock options will vest in four equal annual installments, beginning on June 21, 2024, subject to certain forfeiture and acceleration events pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan. F1 · derivative.expiration_date: The stock options will vest in four equal annual installments, beginning on June 21, 2024, subject to certain forfeiture and acceleration events pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan. Read SEC document |
| May 14, 2021 Filed May 17, 2021 16:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 33,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033136 · doc4.xml · derivative · entry 3 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,784 Underlying: Class A Common Stock · 33,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021. Read SEC document |
| May 14, 2021 Filed May 17, 2021 16:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 17,281 | $4.01 | $69,296.81 |
DisclosureSEC source: 0001209191-21-033136 · doc4.xml · nonDerivative · entry 2 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,516 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 14, 2021. Read SEC document |
| May 14, 2021 Filed May 17, 2021 16:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 33,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-033136 · doc4.xml · nonDerivative · entry 1 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 16:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 33,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026067 · doc4.xml · derivative · entry 3 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,025 Underlying: Class A Common Stock · 33,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2021. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2021. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 16:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 15,114 | $3.38 | $51,085.32 |
DisclosureSEC source: 0001209191-21-026067 · doc4.xml · nonDerivative · entry 2 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,013 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2021. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 16:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 33,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026067 · doc4.xml · nonDerivative · entry 1 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 16:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 111,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023439 · doc4.xml · derivative · entry 1 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,608 Underlying: Class A Common Stock · 111,608 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 25, 2022. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 25, 2022. Read SEC document |
| May 15, 2020 Filed May 18, 2020 16:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 33,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030070 · doc4.xml · derivative · entry 3 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,568 Underlying: Class A Common Stock · 33,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 18, 2020 16:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 10,169 | $2.68 | $27,252.92 |
DisclosureSEC source: 0001209191-20-030070 · doc4.xml · nonDerivative · entry 2 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,615 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 18, 2020 16:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 33,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-030070 · doc4.xml · nonDerivative · entry 1 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 16:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 100,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023912 · doc4.xml · derivative · entry 1 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,537 Underlying: Class A Common Stock · 100,537 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021. Read SEC document |
| May 16, 2019 Filed May 17, 2019 16:11 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 101,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030869 · doc4.xml · derivative · entry 1 Harrison Pamela M · CIK 0001726929 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,352 Underlying: Class A Common Stock · 101,352 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.