GLXZ

SEC source: 0001445866-17-001374 · form4.xml · derivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 25,000 shares

Expires 2022-09-30

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-001372 · form4.xml · derivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,333

Underlying: Common Stock · 25,000 shares

Expires 2022-09-30

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-001440 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344,161

F1 · kind: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · acquired: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

SEC source: 0001445866-17-001438 · form4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344,161

F1 · kind: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · acquired: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

SEC source: 0001445866-17-001436 · form4.xml · nonDerivative · entry 1

TRIANGULUM PARTNERS, LLC. · CIK 0001694539 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,320,862

F1 · kind: On September 21, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · shares: On September 21, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · price: On September 21, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · acquired: On September 21, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

SEC source: 0001445866-17-001434 · form4.xml · nonDerivative · entry 1

Saucier Robert B. · CIK 0001471461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Foot Note

Disclosed balance after: 17,320,862

F1 · kind: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · acquired: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F2 · ownership.nature: Triangulum Partners, LLC is the holder of record of the shares of common stock of Galaxy Gaming, Inc. Mr. Saucier is the sole manager and an owner of Triangulum Partners, LLC. Mr. Saucier has voting and dispositive control over the remaining securities held by Triangulum Partners, LLC, following the entry by Triangulum into the VDCTAs.

SEC source: 0001445866-17-001430 · form4.xml · nonDerivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369,161

F1 · kind: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · acquired: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

SEC source: 0001445866-17-001432 · form4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,744,161

F1 · kind: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · acquired: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F2 · balance_after: Includes 350,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee.

F1 · ownership.direct: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F2 · ownership.direct: Includes 350,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee.

SEC source: 0001445866-17-001309 · form4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,000

SEC source: 0001445866-17-001426 · form4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

F2 · date: The purpose of this Amended Form 4 is to correct the transaction code, the amount paid for the shares and the number of shares granted to the Reporting Person on July 31, 2017. The original Form 4 listed shares which have not yet been granted, the grants of which are contingent on various milestones pursuant to a Board of Directors Services Agreement and Restricted Stock Grant Agreement.

F1 · balance_after: Does not include 125,000 shares held of record by a trust of which the Reporting Person is the Trustee.

F1 · ownership.direct: Does not include 125,000 shares held of record by a trust of which the Reporting Person is the Trustee.

SEC source: 0001445866-17-001148 · form4.xml · derivative · entry 2

Cravens Todd P · CIK 0001714213 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 150,000 shares

Expires 2025-08-01

F1 · derivative.exercise_price: The strike price will be the share price on 08/01/2020.

SEC source: 0001445866-17-001148 · form4.xml · derivative · entry 1

Cravens Todd P · CIK 0001714213 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 450,000 shares

Expires 2022-07-26

SEC source: 0001445866-17-000989 · form4.xml · derivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,333

Underlying: Common Stock · 25,000 shares

Expires 2022-06-30

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-000993 · form4.xml · derivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-30

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-000991 · form4.xml · derivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-30

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-000593 · form4.xml · derivative · entry 1

HAGERTY HARRY C III · CIK 0001179785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2022-05-01

F1 · price: Shares were received in connection with the Reporting Person's employment as Chief Financial Officer pursuant to an Employment Agreement dated May 1, 2017.

SEC source: 0001445866-17-000388 · form4.xml · derivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 25,000 shares

Expires 2022-03-31

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-000386 · form4.xml · derivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 25,000 shares

Expires 2022-03-31

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-000384 · form4.xml · derivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,333

Underlying: Common Stock · 25,000 shares

Expires 2022-03-31

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 12

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 0

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 11

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 905

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 10

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 1,485

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 9

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 7,485

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 8

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 14,485

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 7

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 19,485

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 6

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 25,485

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 5

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 27,285

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 4

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 27,685

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 3

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 27,782

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 2

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 27,830

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 1

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 32,232

F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended.

SEC source: 0001445866-17-000014 · form4.xml · derivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 25,000 shares

Expires 2021-12-31

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-000012 · form4.xml · derivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 25,000 shares

Expires 2021-12-31

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-000010 · form4.xml · derivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,333

Underlying: Common Stock · 25,000 shares

Expires 2021-12-31

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-000162 · form4.xml · nonDerivative · entry 1

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: Not disclosed

F1 · shares: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC.

F1 · valueOwnedAfter: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC.

F1 · ownership.nature: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC.

SEC source: 0001445866-16-002697 · form4.xml · derivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 25,000 shares

Expires 2021-09-30

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-16-002695 · form4.xml · derivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 25,000 shares

Expires 2021-09-30

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-16-002693 · form4.xml · derivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,333

Underlying: Common Stock · 25,000 shares

Expires 2021-09-30

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

SEC source: 0001445866-17-000230 · form4.xml · nonDerivative · entry 1

Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · FOOTNOTE

Disclosed balance after: 40,000

F3 · date: The purpose of this Amended Form 4 is to correct the date of acquisition of the 40,000 shares by Carpathia Associates, LLC. An incorrect date was reported in the original Form 4.

F1 · shares: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC.

F1 · balance_after: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC.

F1 · ownership.nature: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC.