Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Galaxy Gaming, Inc.GLXZ · Entity 7300 | Director | December 31, 2019 | January 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Galaxy Gaming, Inc.
Report date December 31, 2019 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 184,933 |
Reported balance
After 2019-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-31 · Grant · Acquired 12,400 · Balance 184,933 F1: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 3, 2020 01:30 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 12,400 | $1.77 | $21,886.00 |
DisclosureSEC source: 0001209191-20-000459 · doc4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,933 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 22:20 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 12,400 | $1.84 | $22,828.40 |
DisclosureSEC source: 0001209191-19-051361 · doc4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,533 Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 19:57 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $1.70 Strike: $0.39 | $42,500.00 |
DisclosureSEC source: 0001140361-19-016182 · form4.xml · derivative · entry 2 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 25,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 19:57 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.39 | $9,750.00 |
DisclosureSEC source: 0001140361-19-016182 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 19:36 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $1.59 Strike: $0.39 | $39,750.00 |
DisclosureSEC source: 0001140361-19-015786 · form4.xml · derivative · entry 2 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 25,000 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 19:36 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.39 | $9,750.00 |
DisclosureSEC source: 0001140361-19-015786 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 23:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Disposition to issuerCommon Stock | 10,100 | $1.59 | $16,008.50 |
DisclosureSEC source: 0001140361-19-015439 · form4.xml · nonDerivative · entry 2 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,133 Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 23:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Disposition to issuerCommon Stock | 48,900 | $1.60 | $78,240.00 |
DisclosureSEC source: 0001140361-19-015439 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,233 Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 14:59 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Disposition to issuerCommon Stock | 20,000 | $1.60 | $32,000.00 |
DisclosureSEC source: 0001140361-19-015347 · form4.xml · nonDerivative · entry 3 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,133 Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 14:59 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Disposition to issuerCommon Stock | 10,000 | $1.58 | $15,800.00 |
DisclosureSEC source: 0001140361-19-015347 · form4.xml · nonDerivative · entry 2 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,133 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 14:59 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Disposition to issuerCommon Stock | 1,000 | $1.60 | $1,600.00 |
DisclosureSEC source: 0001140361-19-015347 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,133 Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 21:33 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Disposition to issuerCommon Stock | 10,000 | $1.60 | $16,000.00 |
DisclosureSEC source: 0001140361-19-014621 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,133 Read SEC document |
| June 28, 2019 Filed Jul 9, 2019 13:03 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 12,400 | $1.63 | $20,212.00 |
DisclosureSEC source: 0001140361-19-012580 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,133 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 20:54 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $1.75 Strike: $0.45 | $43,750.00 |
DisclosureSEC source: 0001140361-19-011526 · form4.xml · derivative · entry 2 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,333 Underlying: Common Stock · 25,000 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 20:54 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.45 | $11,250.00 |
DisclosureSEC source: 0001140361-19-011526 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2019 Filed Jun 12, 2019 01:28 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | OtherCommon Stock | 1,269,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010849 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,400 F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 17:58 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 12,400 | $1.60 | $19,840.00 |
DisclosureSEC source: 0001445866-19-000331 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,433,561 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| March 11, 2019 Filed Mar 21, 2019 20:55 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 8,333 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001445866-19-000280 · form4.xml · derivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,333 Underlying: Common Stock · 8,333 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Options were previously issued on March 31, 2014 in connection with the Reporting Person's service on the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:48 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon stock | 13,000 | $1.41 | $18,330.00 |
DisclosureSEC source: 0001445866-19-000003 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421,161 F1 · ownership.direct: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · ownership.direct: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:42 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 13,000 | $1.29 | $16,770.00 |
DisclosureSEC source: 0001445866-18-001008 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,161 F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| June 28, 2018 Filed Jul 3, 2018 21:26 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 13,000 | $1.20 | $15,600.00 |
DisclosureSEC source: 0001445866-18-000707 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,161 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| March 30, 2018 Filed Apr 5, 2018 20:44 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 13,000 | $1.04 | $13,520.00 |
DisclosureSEC source: 0001445866-18-000354 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,161 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispostive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc. on September 27, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:25 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 25,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001445866-18-000015 · form4.xml · derivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,333 Underlying: Common Stock · 25,000 shares Expires 2022-12-31 F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| September 30, 2017 Filed Oct 4, 2017 21:59 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 25,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001445866-17-001372 · form4.xml · derivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,333 Underlying: Common Stock · 25,000 shares Expires 2022-09-30 F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| September 22, 2017 Filed Oct 13, 2017 20:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | OtherCOMMON STOCK | 1,269,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445866-17-001430 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,369,161 F1 · kind: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · acquired: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| June 30, 2017 Filed Jul 6, 2017 16:16 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 25,000 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001445866-17-000989 · form4.xml · derivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,333 Underlying: Common Stock · 25,000 shares Expires 2022-06-30 F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:03 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 25,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001445866-17-000384 · form4.xml · derivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,333 Underlying: Common Stock · 25,000 shares Expires 2022-03-31 F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:07 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 25,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001445866-17-000010 · form4.xml · derivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,333 Underlying: Common Stock · 25,000 shares Expires 2021-12-31 F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| September 30, 2016 Filed Oct 5, 2016 15:33 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 25,000 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001445866-16-002693 · form4.xml · derivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,333 Underlying: Common Stock · 25,000 shares Expires 2021-09-30 F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.