Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Galaxy Gaming, Inc.GLXZ · Entity 7300 | CFO | December 12, 2022 | January 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Galaxy Gaming, Inc.
Report date December 12, 2022 · Filed January 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 890,500 |
Reported balance
After 2022-12-12 transaction · row 1
1 source rowRow 1 · 2022-12-12 · Purchase · Acquired 10,000 · Balance 890,500 F1: The shares were purchased in a private transaction and not on the OTCQB exchange. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were purchased in a private transaction and not on the OTCQB exchange.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2022 Filed Jan 5, 2023 18:35 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 10,000 | $2.50 | $25,000.00 |
DisclosureSEC source: 0001209191-23-001639 · doc4.xml · nonDerivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,500 F1 · shares: The shares were purchased in a private transaction and not on the OTCQB exchange. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 15:16 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 2,000 | $2.77 | $5,540.00 |
DisclosureSEC source: 0001209191-22-050431 · doc4.xml · nonDerivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,500 Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 14:26 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 2,000 | $2.80 | $5,600.00 |
DisclosureSEC source: 0001209191-22-050005 · doc4.xml · nonDerivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,500 Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 17:40 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 3,000 | $2.87 | $8,610.00 |
DisclosureSEC source: 0001209191-22-049120 · doc4.xml · nonDerivative · entry 2 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,500 Read SEC document |
| August 31, 2022 Filed Sep 8, 2022 17:40 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 66,668 | $1.97 Strike: $1.97 | $131,335.96 |
DisclosureSEC source: 0001209191-22-049120 · doc4.xml · derivative · entry 3 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 66,668 shares Expires 2024-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2022 Filed Sep 8, 2022 17:40 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 66,668 | $1.97 | $131,335.96 |
DisclosureSEC source: 0001209191-22-049120 · doc4.xml · nonDerivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2022 Filed Jan 11, 2022 00:53 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 200,000 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001209191-22-002764 · doc4.xml · derivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,668 Underlying: Common Stock · 200,000 shares Expires 2027-01-03 F1 · security: Options vest as follows: 100,000 shares on April 30, 2023 and 100,000 shares on April 30, 2024. Read SEC document |
| December 08, 2021 Filed Dec 15, 2021 23:56 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 133,332 | $3.69 Strike: $1.97 | $491,995.08 |
DisclosureSEC source: 0001209191-21-069826 · doc4.xml · derivative · entry 6 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,668 Underlying: Common Stock · 133,332 shares Expires 2024-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 08, 2021 Filed Dec 15, 2021 23:56 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 400,000 | $3.69 Strike: $0.60 | $1,476,000.00 |
DisclosureSEC source: 0001209191-21-069826 · doc4.xml · derivative · entry 5 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 400,000 shares Expires 2022-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 08, 2021 Filed Dec 15, 2021 23:56 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 180,000 | $3.69 Strike: $1.19 | $664,200.00 |
DisclosureSEC source: 0001209191-21-069826 · doc4.xml · derivative · entry 4 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 180,000 shares Expires 2023-10-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 08, 2021 Filed Dec 15, 2021 23:56 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 133,332 | $1.97 | $262,664.04 |
DisclosureSEC source: 0001209191-21-069826 · doc4.xml · nonDerivative · entry 3 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 08, 2021 Filed Dec 15, 2021 23:56 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 400,000 | $0.60 | $240,000.00 |
DisclosureSEC source: 0001209191-21-069826 · doc4.xml · nonDerivative · entry 2 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 08, 2021 Filed Dec 15, 2021 23:56 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 180,000 | $1.19 | $214,200.00 |
DisclosureSEC source: 0001209191-21-069826 · doc4.xml · nonDerivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as the CFO of the Company. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| November 12, 2020 Filed Dec 23, 2020 21:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 80,000 | $1.35 | $107,760.00 |
DisclosureSEC source: 0001209191-20-064999 · doc4.xml · nonDerivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,500 F1 · security: Shares received in connection with the Reporting Person's service to the company as CFO. Shares fully vest on 11/11/21. Read SEC document |
| October 22, 2019 Filed Oct 25, 2019 21:31 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 200,000 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001209191-19-054175 · doc4.xml · derivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,000 Underlying: Common Stock · 200,000 shares Expires 2024-10-22 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:55 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 12,500 | $1.31 | $16,312.50 |
DisclosureSEC source: 0001445866-18-001335 · form4.xml · nonDerivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Read SEC document |
| October 12, 2018 Filed Oct 16, 2018 17:33 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 180,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001445866-18-001108 · form4.xml · derivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,000 Underlying: Common Stock · 180,000 shares Expires 2023-10-12 Read SEC document |
| May 01, 2017 Filed May 8, 2017 19:31 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 400,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001445866-17-000593 · form4.xml · derivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2022-05-01 F1 · price: Shares were received in connection with the Reporting Person's employment as Chief Financial Officer pursuant to an Employment Agreement dated May 1, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.