Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Galaxy Gaming, Inc.
Report date June 30, 2022 · Filed July 05, 2022
Section 16 reporting ended · disclosed 2022-07-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 630,758 |
Reported balance
After 2022-06-30 transaction · row 1
1 source rowRow 1 · 2022-06-30 · Grant · Acquired 4,043 · Balance 630,758 F1: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2022 Filed Jul 5, 2022 22:23 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 4,043 | $3.71 | $14,999.53 |
DisclosureSEC source: 0001209191-22-040898 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,758 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| March 31, 2022 Filed May 9, 2022 17:19 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 3,448 | $4.63 | $15,964.24 |
DisclosureSEC source: 0001209191-22-027781 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,715 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 22:24 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $4.00 Strike: $1.20 | $100,000.00 |
DisclosureSEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 8 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 22:24 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $4.00 Strike: $1.17 | $100,000.00 |
DisclosureSEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 7 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 22:24 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $4.00 Strike: $0.63 | $100,000.00 |
DisclosureSEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 6 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires 2022-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 22:24 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $4.00 Strike: $0.78 | $100,000.00 |
DisclosureSEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 5 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires 2022-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 22:24 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $1.20 | $30,000.00 |
DisclosureSEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 4 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 22:24 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $1.17 | $29,250.00 |
DisclosureSEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 3 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 22:24 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.63 | $15,750.00 |
DisclosureSEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 22:24 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.78 | $19,500.00 |
DisclosureSEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 20:47 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 10,000 | $3.91 | $39,100.00 |
DisclosureSEC source: 0001209191-22-000108 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,267 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 20:50 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 10,000 | $4.26 | $42,600.00 |
DisclosureSEC source: 0001209191-21-059945 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,267 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 22:27 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $4.34 Strike: $0.58 | $108,500.00 |
DisclosureSEC source: 0001209191-21-054311 · doc4.xml · derivative · entry 4 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 25,000 shares Expires 2021-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 22:27 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $4.34 Strike: $0.46 | $108,500.00 |
DisclosureSEC source: 0001209191-21-054311 · doc4.xml · derivative · entry 3 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 25,000 shares Expires 2021-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 22:27 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.58 | $14,500.00 |
DisclosureSEC source: 0001209191-21-054311 · doc4.xml · nonDerivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 22:27 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.46 | $11,500.00 |
DisclosureSEC source: 0001209191-21-054311 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 23:57 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 10,000 | $3.65 | $36,500.00 |
DisclosureSEC source: 0001209191-21-044623 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,267 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| May 11, 2021 Filed May 14, 2021 00:07 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $3.25 Strike: $0.31 | $81,250.00 |
DisclosureSEC source: 0001209191-21-032512 · doc4.xml · derivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 25,000 shares Expires 2021-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| May 11, 2021 Filed May 14, 2021 00:07 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.31 | $7,750.00 |
DisclosureSEC source: 0001209191-21-032512 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 16:46 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 10,000 | $2.90 | $29,000.00 |
DisclosureSEC source: 0001209191-21-023953 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,267 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 19:36 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $2.85 Strike: $0.22 | $71,250.00 |
DisclosureSEC source: 0001209191-21-022542 · doc4.xml · derivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 25,000 shares Expires 2021-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 19:36 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.22 | $5,500.00 |
DisclosureSEC source: 0001209191-21-022542 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 23:50 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 10,000 | $1.68 | $16,800.00 |
DisclosureSEC source: 0001209191-21-001592 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,267 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:58 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 10,000 | $1.08 | $10,800.00 |
DisclosureSEC source: 0001209191-20-053317 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,267 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 21:53 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 10,000 | $1.34 | $13,400.00 |
DisclosureSEC source: 0001209191-20-039871 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,267 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 22:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $1.81 Strike: $0.19 | $45,250.00 |
DisclosureSEC source: 0001209191-20-024163 · doc4.xml · derivative · entry 6 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 25,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 22:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $1.81 Strike: $0.16 | $45,250.00 |
DisclosureSEC source: 0001209191-20-024163 · doc4.xml · derivative · entry 5 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 25,000 shares Expires 2020-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 22:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $1.81 Strike: $0.24 | $45,250.00 |
DisclosureSEC source: 0001209191-20-024163 · doc4.xml · derivative · entry 4 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 25,000 shares Expires 2020-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 22:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.19 | $4,750.00 |
DisclosureSEC source: 0001209191-20-024163 · doc4.xml · nonDerivative · entry 3 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 22:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.16 | $4,000.00 |
DisclosureSEC source: 0001209191-20-024163 · doc4.xml · nonDerivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 22:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.24 | $6,000.00 |
DisclosureSEC source: 0001209191-20-024163 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $0.81 Strike: $0.19 | $20,250.00 |
DisclosureSEC source: 0001209191-20-039347 · doc4a.xml · derivative · entry 6 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 25,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: As amended. Read SEC document |
| April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $0.81 Strike: $0.16 | $20,250.00 |
DisclosureSEC source: 0001209191-20-039347 · doc4a.xml · derivative · entry 5 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 25,000 shares Expires 2020-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: As amended. Read SEC document |
| April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $0.81 Strike: $0.24 | $20,250.00 |
DisclosureSEC source: 0001209191-20-039347 · doc4a.xml · derivative · entry 4 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 25,000 shares Expires 2020-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: As amended. Read SEC document |
| April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.19 | $4,750.00 |
DisclosureSEC source: 0001209191-20-039347 · doc4a.xml · nonDerivative · entry 3 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.16 | $4,000.00 |
DisclosureSEC source: 0001209191-20-039347 · doc4a.xml · nonDerivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.24 | $6,000.00 |
DisclosureSEC source: 0001209191-20-039347 · doc4a.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 23:14 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 10,000 | $0.85 | $8,540.00 |
DisclosureSEC source: 0001209191-20-022267 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,267 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:41 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $1.23 Strike: $0.30 | $30,750.00 |
DisclosureSEC source: 0001209191-20-021086 · doc4.xml · derivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 25,000 shares Expires 2020-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:41 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.30 | $7,500.00 |
DisclosureSEC source: 0001209191-20-021086 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 01:33 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 12,400 | $1.77 | $21,886.00 |
DisclosureSEC source: 0001209191-20-000464 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,267 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 00:22 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $1.68 Strike: $0.39 | $42,000.00 |
DisclosureSEC source: 0001209191-19-060761 · doc4.xml · derivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 25,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 00:22 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.39 | $9,750.00 |
DisclosureSEC source: 0001209191-19-060761 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 22:26 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 12,400 | $1.84 | $22,828.40 |
DisclosureSEC source: 0001209191-19-051371 · doc4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,867 Read SEC document |
| September 13, 2019 Filed Sep 13, 2019 19:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 25,000 | $1.84 Strike: $0.39 | $46,000.00 |
DisclosureSEC source: 0001140361-19-016647 · form4.xml · derivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 25,000 shares Expires 2019-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| September 13, 2019 Filed Sep 13, 2019 19:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 25,000 | $0.39 | $9,750.00 |
DisclosureSEC source: 0001140361-19-016647 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2019 Filed Jul 9, 2019 13:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 12,400 | $1.63 | $20,212.00 |
DisclosureSEC source: 0001140361-19-012584 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,467 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 13, 2019 Filed Jun 19, 2019 00:21 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 16,667 | $1.82 Strike: $0.45 | $30,333.94 |
DisclosureSEC source: 0001140361-19-011239 · form4.xml · derivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 16,667 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| June 13, 2019 Filed Jun 19, 2019 00:21 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 16,667 | $0.45 | $7,500.15 |
DisclosureSEC source: 0001140361-19-011239 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2019 Filed Jun 12, 2019 01:34 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | OtherCommon Stock | 1,269,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010853 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,400 F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.