Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Galaxy Gaming, Inc.GLXZ · Entity 7300 | 10% owner | February 21, 2018 | February 24, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Galaxy Gaming, Inc.
Report date February 21, 2018 · Filed February 24, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectFoot Note | 16,925,862 |
Reported balance
After 2018-02-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-21 · Sale · Disposed 395,000 · Balance 16,925,862 F1: On February 21, 2018, Triangulum Partners, LLC ("Triangulum"), sold a total of 395,000 shares in an open market transaction. F2: Does not include shares which are subject to the Voting and Dispositive Control Agreements, previously reported, pursuant to which Triangulum transferred voting and dispositive control over certain shares to 5 individuals. F3: Triangulum Partners, LLC is the holder of record of the shares of common stock of Galaxy Gaming, Inc. Mr. Saucier is the sole manager and an owner of Triangulum Partners, LLC. Mr. Saucier has voting and dispositive control over the securities held by Triangulum Partners, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 21, 2018, Triangulum Partners, LLC ("Triangulum"), sold a total of 395,000 shares in an open market transaction.
F2: Does not include shares which are subject to the Voting and Dispositive Control Agreements, previously reported, pursuant to which Triangulum transferred voting and dispositive control over certain shares to 5 individuals.
F3: Triangulum Partners, LLC is the holder of record of the shares of common stock of Galaxy Gaming, Inc. Mr. Saucier is the sole manager and an owner of Triangulum Partners, LLC. Mr. Saucier has voting and dispositive control over the securities held by Triangulum Partners, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2018 Filed Feb 24, 2018 01:24 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 395,000 | $1.09 | $430,550.00 |
DisclosureSEC source: 0001445866-18-000204 · form4.xml · nonDerivative · entry 1 Saucier Robert B. · CIK 0001471461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Foot Note Disclosed balance after: 16,925,862 F1 · kind: On February 21, 2018, Triangulum Partners, LLC ("Triangulum"), sold a total of 395,000 shares in an open market transaction. F2 · balance_after: Does not include shares which are subject to the Voting and Dispositive Control Agreements, previously reported, pursuant to which Triangulum transferred voting and dispositive control over certain shares to 5 individuals. F3 · ownership.nature: Triangulum Partners, LLC is the holder of record of the shares of common stock of Galaxy Gaming, Inc. Mr. Saucier is the sole manager and an owner of Triangulum Partners, LLC. Mr. Saucier has voting and dispositive control over the securities held by Triangulum Partners, LLC. Read SEC document |
| September 22, 2017 Filed Oct 13, 2017 20:13 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | OtherCommon Stock | 6,345,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445866-17-001434 · form4.xml · nonDerivative · entry 1 Saucier Robert B. · CIK 0001471461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Foot Note Disclosed balance after: 17,320,862 F1 · kind: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · acquired: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into 5 Voting and Dispositive Control Transfer Agreements (the "VDCTAs") with 5 individuals (the "Recipients"), pursuant to which Triangulum transferred voting and dispositive control of an aggregate of 6,345,805 shares of common stock of Galaxy Gaming, Inc., held by Triangulum (1,269,161 shares under each VDCTA). Pursuant to the terms of the VDCTAs, upon the expiration of the term of the VDCTAs, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTAs and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F2 · ownership.nature: Triangulum Partners, LLC is the holder of record of the shares of common stock of Galaxy Gaming, Inc. Mr. Saucier is the sole manager and an owner of Triangulum Partners, LLC. Mr. Saucier has voting and dispositive control over the remaining securities held by Triangulum Partners, LLC, following the entry by Triangulum into the VDCTAs. Read SEC document |
| February 23, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 905 | $0.62 | $561.10 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 12 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 0 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| February 22, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 580 | $0.61 | $350.90 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 11 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 905 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| February 21, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 6,000 | $0.65 | $3,873.00 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 10 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 1,485 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| February 21, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 7,000 | $0.62 | $4,340.00 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 9 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 7,485 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| February 21, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 5,000 | $0.63 | $3,150.00 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 8 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 14,485 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| February 17, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 6,000 | $0.61 | $3,630.00 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 7 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 19,485 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| February 13, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 1,800 | $0.61 | $1,089.00 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 6 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 25,485 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| February 10, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 400 | $0.61 | $242.00 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 5 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 27,285 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| February 08, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 97 | $0.61 | $58.69 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 4 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 27,685 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| February 02, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 48 | $0.61 | $29.04 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 3 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 27,782 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| January 31, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 4,402 | $0.61 | $2,663.21 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 2 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 27,830 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| January 26, 2017 Filed Apr 20, 2017 16:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | SaleCommon Stock | 7,768 | $0.61 | $4,699.64 |
DisclosureSEC source: 0001445866-17-000500 · form4.xml · nonDerivative · entry 1 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 32,232 F1 · ownership.nature: Shares sold were owned by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC, and has voting and dispositive control over the shares. The shares sold were acquired by Carpathia Associates, LLC, on April 22, 2015. A prior Form 4 reported an incorrecte date of acquisition of the shares; that Form 4 was subsequently amended. Read SEC document |
| November 15, 2016 Filed Feb 16, 2017 20:05 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 40,000 | $0.33 | $13,200.00 |
DisclosureSEC source: 0001445866-17-000162 · form4.xml · nonDerivative · entry 1 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: Not disclosed F1 · shares: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC. F1 · valueOwnedAfter: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC. F1 · ownership.nature: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC. Read SEC document |
| April 22, 2015 Filed Mar 15, 2017 22:20 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 40,000 | $0.33 | $13,200.00 |
DisclosureSEC source: 0001445866-17-000230 · form4.xml · nonDerivative · entry 1 Saucier Robert B. · CIK 0001471461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · FOOTNOTE Disclosed balance after: 40,000 F3 · date: The purpose of this Amended Form 4 is to correct the date of acquisition of the 40,000 shares by Carpathia Associates, LLC. An incorrect date was reported in the original Form 4. F1 · shares: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC. F1 · balance_after: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC. F1 · ownership.nature: Shares are held by Carpathia Associates, LLC. Mr. Saucier is the sole manager and an owner of Carpathia Associates, LLC. Mr. Saucier has voting and dispositive control over securities held by Carpathia Associates, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.