Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Galaxy Gaming, Inc.GLXZ · Entity 7300 | CEO | March 16, 2023 | March 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Galaxy Gaming, Inc.
Report date March 16, 2023 · Filed March 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 465,720 |
Reported balance
After 2023-03-16 transaction · row 1
1 source rowRow 1 · 2023-03-16 · Grant · Acquired 20,000 · Balance 465,720 F1: Shares were issued as a component of the recipient's bonus for 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were issued as a component of the recipient's bonus for 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2023 Filed Mar 21, 2023 18:11 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 20,000 | $2.50 | $50,000.00 |
DisclosureSEC source: 0001209191-23-020187 · doc4.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,720 F1 · shares: Shares were issued as a component of the recipient's bonus for 2022. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 18:00 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 5,000 | $1.19 Strike: $1.19 | $5,950.00 |
DisclosureSEC source: 0001209191-22-047118 · doc4.xml · derivative · entry 2 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,000 Underlying: Common Stock · 5,000 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 18:00 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 5,000 | $1.19 | $5,950.00 |
DisclosureSEC source: 0001209191-22-047118 · doc4.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Aug 31, 2022 14:18 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 5,500 | $1.19 Strike: $1.19 | $6,545.00 |
DisclosureSEC source: 0001209191-22-048074 · doc4.xml · derivative · entry 2 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,500 Underlying: Common Stock · 5,500 shares Expires 2023-10-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2022 Filed Aug 31, 2022 14:18 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 5,500 | $1.19 | $6,545.00 |
DisclosureSEC source: 0001209191-22-048074 · doc4.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 23:39 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Tax withholdingOption · Derivative | 365,752 | $2.09 Strike: $2.09 | $764,421.68 |
DisclosureSEC source: 0001209191-22-039539 · doc4.xml · derivative · entry 3 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,000 Underlying: Common Stock · 365,752 shares Expires 2022-07-26 Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 23:39 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 231,948 | $2.09 Strike: $2.09 | $484,771.32 |
DisclosureSEC source: 0001209191-22-039539 · doc4.xml · derivative · entry 2 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,752 Underlying: Common Stock · 231,948 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 23:39 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 231,948 | $2.09 | $484,771.32 |
DisclosureSEC source: 0001209191-22-039539 · doc4.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2022 Filed Jun 1, 2022 22:39 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Disposition to issuerCommon Stock | 1,028 | $3.84 | $3,947.52 |
DisclosureSEC source: 0001209191-22-033295 · doc4.xml · nonDerivative · entry 2 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,272 F1 · shares: Shares were sold in connection with a cashless exercise of options. Read SEC document |
| May 23, 2022 Filed Jun 1, 2022 22:39 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 2,300 | $0.76 | $1,748.00 |
DisclosureSEC source: 0001209191-22-033295 · doc4.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,300 Read SEC document |
| May 23, 2022 Filed Jun 27, 2022 23:35 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 2,300 | $0.76 Strike: $0.76 | $1,748.00 |
DisclosureSEC source: 0001209191-22-039536 · doc4a.xml · derivative · entry 3 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132,700 Underlying: Common Stock · 2,300 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2022 Filed Jun 27, 2022 23:35 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Disposition to issuerCommon Stock | 1,028 | $3.84 | $3,947.52 |
DisclosureSEC source: 0001209191-22-039536 · doc4a.xml · nonDerivative · entry 2 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,272 Read SEC document |
| May 23, 2022 Filed Jun 27, 2022 23:35 UTC Amendment | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 2,300 | $0.76 | $1,748.00 |
DisclosureSEC source: 0001209191-22-039536 · doc4a.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2022 Filed Feb 10, 2022 00:14 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 60,000 | $0.00 Strike: $3.91 | $0.00 |
DisclosureSEC source: 0001209191-22-008223 · doc4.xml · derivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,135,000 Underlying: Common Stock · 60,000 shares Expires 2027-01-03 F1 · security: Options were received in connection with the Reporting Person's service as CEO to the Company. Shares vest on 1/3/2023. Read SEC document |
| December 23, 2021 Filed Dec 29, 2021 16:57 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 100,000 | $3.73 Strike: $0.60 | $373,000.00 |
DisclosureSEC source: 0001209191-21-071450 · doc4.xml · derivative · entry 2 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,000 Underlying: Common Stock · 100,000 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as CEO of the Issuer. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 23, 2021 Filed Dec 29, 2021 16:57 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 100,000 | $0.60 | $60,000.00 |
DisclosureSEC source: 0001209191-21-071450 · doc4.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as CEO of the Issuer. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 19:45 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 80,000 | $2.27 | $181,600.00 |
DisclosureSEC source: 0001209191-21-012286 · doc4.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 F1 · security: Shares received in connection with the Reporting Person's service to the company as CEO. Shares fully vest on 11/11/21. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:46 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 3,500 | $0.75 | $2,625.00 |
DisclosureSEC source: 0001209191-20-021088 · doc4.xml · nonDerivative · entry 3 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:46 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 3,000 | $0.75 | $2,250.00 |
DisclosureSEC source: 0001209191-20-021088 · doc4.xml · nonDerivative · entry 2 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 17:46 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 3,000 | $0.79 | $2,370.00 |
DisclosureSEC source: 0001209191-20-021088 · doc4.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Read SEC document |
| February 17, 2020 Filed Apr 3, 2020 17:04 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 225,000 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001209191-20-023003 · doc4.xml · derivative · entry 1 Cravens Todd P · CIK 0001714213 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175,000 Underlying: Common Stock · 225,000 shares Expires 2026-07-26 F1 · security: Options subject to three year vesting as follows: 88,000 shares on July 26, 2021, 87,000 shares on July 26, 2022 and 50,000 shares on July 26, 2023. Options expire on the fifth anniversary of issuance. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:57 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | PurchaseCommon Stock | 12,500 | $1.31 | $16,312.50 |
DisclosureSEC source: 0001445866-18-001337 · form4.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| October 12, 2018 Filed Oct 16, 2018 17:35 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 250,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001445866-18-001110 · form4.xml · derivative · entry 1 Cravens Todd P · CIK 0001714213 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,000 Underlying: Common Stock · 250,000 shares Expires 2023-10-12 Read SEC document |
| July 26, 2017 Filed Aug 9, 2017 23:15 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445866-17-001148 · form4.xml · derivative · entry 2 Cravens Todd P · CIK 0001714213 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 150,000 shares Expires 2025-08-01 F1 · derivative.exercise_price: The strike price will be the share price on 08/01/2020. Read SEC document |
| July 26, 2017 Filed Aug 9, 2017 23:15 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantOption · Derivative | 450,000 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001445866-17-001148 · form4.xml · derivative · entry 1 Cravens Todd P · CIK 0001714213 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 450,000 shares Expires 2022-07-26 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.