Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Galaxy Gaming, Inc.GLXZ · Entity 7300 | Director | September 30, 2026 | October 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Galaxy Gaming, Inc.
Report date September 30, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,041,866 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 10,536 · Balance 2,041,866 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEW ROYAL HOLDCO I INC.
Report date April 29, 2026 · Filed May 01, 2026
Section 16 reporting ended · disclosed 2026-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-04-30 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-04-29 · Exercise / conversion · Acquired 5,643 · Balance 93,865 F1: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. Row 2 · 2026-04-29 · Disposition to issuer · Disposed 5,643 · Balance 88,222 F1: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. Row 3 · 2026-04-30 · Disposition to issuer · Disposed 88,222 · Balance 0 F2: Represents the disposition of shares of common stock of the successor entity to the Issuer, in the reorganziation and merger involving the Issuer, under and in accordance with the Master Transaction Agreement. Each share of common stock was exchanged for 0.902 shares of VICI Properties Inc., with cash paid in lieu of fractional shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-29 · Exercise / conversion · Disposed 5,643 · Balance 0 F3: RSUs represent a contingent right to receive shares of common stock, that convert into common stock on a one-for-one basis upon vesting, and have no expiration date. F1: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. F4: The outstanding RSUs vested in full on the Equity Award Settlement Date in accordance with the terms of the Master Transaction Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement.
F2: Represents the disposition of shares of common stock of the successor entity to the Issuer, in the reorganziation and merger involving the Issuer, under and in accordance with the Master Transaction Agreement. Each share of common stock was exchanged for 0.902 shares of VICI Properties Inc., with cash paid in lieu of fractional shares.
F3: RSUs represent a contingent right to receive shares of common stock, that convert into common stock on a one-for-one basis upon vesting, and have no expiration date.
F4: The outstanding RSUs vested in full on the Equity Award Settlement Date in accordance with the terms of the Master Transaction Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 9, 2026 17:15 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 10,536 | $1.60 | $16,857.60 |
DisclosureSEC source: 0001193125-26-418805 · ownership.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,041,866 Read SEC document |
| April 30, 2026 Filed May 1, 2026 00:55 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Disposition to issuerCommon Stock | 88,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207741-26-000004 · wk-form4_1777596916.xml · nonDerivative · entry 3 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: Represents the disposition of shares of common stock of the successor entity to the Issuer, in the reorganziation and merger involving the Issuer, under and in accordance with the Master Transaction Agreement. Each share of common stock was exchanged for 0.902 shares of VICI Properties Inc., with cash paid in lieu of fractional shares. F2 · price: Represents the disposition of shares of common stock of the successor entity to the Issuer, in the reorganziation and merger involving the Issuer, under and in accordance with the Master Transaction Agreement. Each share of common stock was exchanged for 0.902 shares of VICI Properties Inc., with cash paid in lieu of fractional shares. Read SEC document |
| April 29, 2026 Filed May 1, 2026 00:55 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionRestricted Stock Units · Derivative | 5,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001207741-26-000004 · wk-form4_1777596916.xml · derivative · entry 4 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,643 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSUs represent a contingent right to receive shares of common stock, that convert into common stock on a one-for-one basis upon vesting, and have no expiration date. F1 · kind: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. F1 · price: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. F4 · derivative.exercise_date: The outstanding RSUs vested in full on the Equity Award Settlement Date in accordance with the terms of the Master Transaction Agreement. F3 · derivative.expiration_date: RSUs represent a contingent right to receive shares of common stock, that convert into common stock on a one-for-one basis upon vesting, and have no expiration date. Read SEC document |
| April 29, 2026 Filed May 1, 2026 00:55 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Disposition to issuerCommon Stock | 5,643 | $28.55 | $161,107.65 |
DisclosureSEC source: 0001207741-26-000004 · wk-form4_1777596916.xml · nonDerivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,222 F1 · kind: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. F1 · price: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. Read SEC document |
| April 29, 2026 Filed May 1, 2026 00:55 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon Stock | 5,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001207741-26-000004 · wk-form4_1777596916.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. F1 · price: Represents the accelerated vesting and cash settlement of the restricted stock units (''RSUs'') granted in February 2026 in accordance with the terms of the award agreement and that certain Master Transaction Agreement dated November 6, 2025 by and among the Issuer, Argento, LLC, VICI Properties Inc., and VICI Royal Merger Sub LLC, (the ''Master Transaction Agreement''). For Form 4 reporting purposes, each RSU converted to one share of common stock which was disposed to the Issuer in exchange for the closing stock price on the Equity Award Settlement Date as defined under the Master Transaction Agreement. Read SEC document |
| February 27, 2026 Filed Feb 28, 2026 02:07 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionRestricted Stock Units · Derivative | 5,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001207741-26-000002 · wk-form4_1772244476.xml · derivative · entry 7 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · shares: Includes additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on the time-based RSUs granted on May 23, 2025. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grants. F4 · derivative.exercise_date: Represents time-based restricted stock units that vested. F4 · derivative.expiration_date: Represents time-based restricted stock units that vested. Read SEC document |
| February 27, 2026 Filed Feb 28, 2026 02:07 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionRestricted Stock Units · Derivative | 5,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001207741-26-000002 · wk-form4_1772244476.xml · derivative · entry 6 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Represents time-based restricted stock units that vested. F4 · derivative.expiration_date: Represents time-based restricted stock units that vested. Read SEC document |
| February 27, 2026 Filed Feb 28, 2026 02:07 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionRestricted Stock Units · Derivative | 4,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001207741-26-000002 · wk-form4_1772244476.xml · derivative · entry 5 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Represents time-based restricted stock units that vested. F4 · derivative.expiration_date: Represents time-based restricted stock units that vested. Read SEC document |
| February 27, 2026 Filed Feb 28, 2026 02:07 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantRestricted Stock Units · Derivative | 5,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001207741-26-000002 · wk-form4_1772244476.xml · derivative · entry 4 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,643 Underlying: Common Stock · 5,643 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Represents time-based RSUs. RSUs that have not been forfeited shall vest on May 22, 2027. F3 · derivative.expiration_date: Represents time-based RSUs. RSUs that have not been forfeited shall vest on May 22, 2027. Read SEC document |
| February 27, 2026 Filed Feb 28, 2026 02:07 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon Stock | 5,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207741-26-000002 · wk-form4_1772244476.xml · nonDerivative · entry 3 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 27, 2026 Filed Feb 28, 2026 02:07 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon Stock | 5,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207741-26-000002 · wk-form4_1772244476.xml · nonDerivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 27, 2026 Filed Feb 28, 2026 02:07 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon Stock | 4,292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207741-26-000002 · wk-form4_1772244476.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 18:36 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 6,046 | $2.85 | $17,231.10 |
DisclosureSEC source: 0001193125-26-002032 · ownership.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,031,330 Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 21:02 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 5,985 | $2.80 | $16,758.00 |
DisclosureSEC source: 0001193125-25-226940 · ownership.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,025,284 Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 21:24 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 6,074 | $2.83 | $17,189.42 |
DisclosureSEC source: 0000950170-25-092345 · ownership.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,019,299 Read SEC document |
| May 23, 2025 Filed May 23, 2025 23:44 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantRestricted Stock Units · Derivative | 5,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001071255-25-000066 · wk-form4_1748043890.xml · derivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,657 Underlying: Common Stock · 5,657 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents time-based RSUs. RSUs that have not been forfeited will become eligible to vest on the first anniversary date following the grant date of May 23, 2025. F2 · derivative.expiration_date: Represents time-based RSUs. RSUs that have not been forfeited will become eligible to vest on the first anniversary date following the grant date of May 23, 2025. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 21:04 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 5,936 | $2.84 | $16,858.24 |
DisclosureSEC source: 0000950170-25-048697 · ownership.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,013,225 Read SEC document |
| December 31, 2024 Filed Jan 6, 2025 20:39 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 6,162 | $2.75 | $16,945.50 |
DisclosureSEC source: 0000950170-25-001973 · ownership.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,007,289 Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 20:17 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 6,110 | $2.79 | $17,046.90 |
DisclosureSEC source: 0000950170-24-112363 · ownership.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,001,127 Read SEC document |
| September 20, 2024 Filed Sep 20, 2024 23:21 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | SaleCommon Stock | 10,000 | $32.11 | $321,100.00 |
DisclosureSEC source: 0001071255-24-000097 · wk-form4_1726874485.xml · nonDerivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,740 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.14. The reporting person undertakes to provide Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set for in this footnote (2) to Form 4. Read SEC document |
| September 19, 2024 Filed Sep 20, 2024 23:21 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | SaleCommon Stock | 773 | $33.32 | $25,756.36 |
DisclosureSEC source: 0001071255-24-000097 · wk-form4_1726874485.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,740 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.37. The reporting person undertakes to provide Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set for in this footnote (1) to Form 4. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 21:17 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 11,348 | $1.53 | $17,362.44 |
DisclosureSEC source: 0000950170-24-080727 · ownership.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,995,017 Read SEC document |
| May 24, 2024 Filed May 24, 2024 23:58 UTC Amendment | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantRestricted Stock Units · Derivative | 5,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001071255-24-000073 · wk-form4a_1716595120.xml · derivative · entry 3 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,375 Underlying: Common Stock · 5,375 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Represents time-based RSUs. RSUs that have not been forfeited shall vest on the first anniversary date following the grant date of May 24, 2024. F5 · derivative.expiration_date: Represents time-based RSUs. RSUs that have not been forfeited shall vest on the first anniversary date following the grant date of May 24, 2024. Read SEC document |
| March 29, 2024 Filed Apr 2, 2024 16:43 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 10,968 | $1.33 | $14,587.44 |
DisclosureSEC source: 0001209191-24-005162 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,983,669 Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:38 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 9,392 | $1.90 | $17,844.80 |
DisclosureSEC source: 0001209191-24-000490 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,972,701 Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 17:40 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 6,137 | $2.65 | $16,263.05 |
DisclosureSEC source: 0001209191-23-051342 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,963,309 Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 23:01 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 6,883 | $2.63 | $18,102.29 |
DisclosureSEC source: 0001209191-23-041322 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,957,172 Read SEC document |
| May 26, 2023 Filed May 27, 2023 00:33 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon Stock | 4,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001071255-23-000069 · wk-form4_1685147575.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,595 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 5/26/2024. Read SEC document |
| May 26, 2023 Filed May 24, 2024 23:58 UTC Amendment | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantRestricted Stock Units · Derivative | 4,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001071255-24-000073 · wk-form4a_1716595120.xml · derivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,292 Underlying: Common Stock · 4,292 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Represents time-based RSUs that were previously reported in Table I. The RSUs from this award will be eligible to vest on May 26, 2024 and will be released at a future date elected by the reporting person. F3 · derivative.expiration_date: Represents time-based RSUs that were previously reported in Table I. The RSUs from this award will be eligible to vest on May 26, 2024 and will be released at a future date elected by the reporting person. F4 · balance_after: Includes 210 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based RSUs on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grant. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 19:45 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 6,641 | $2.48 | $16,469.68 |
DisclosureSEC source: 0001209191-23-022114 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,950,289 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 22:10 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock Option · Derivative | 13,070 | $0.00 Strike: $11.17 | $0.00 |
DisclosureSEC source: 0001071255-23-000025 · wf-form4_167969584091087.xml · derivative · entry 5 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,070 shares Expires 2026-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 13,070 shares of common stock, became exercisable June 13, 2017. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 22:10 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionStock Option · Derivative | 23,070 | $0.00 Strike: $20.06 | $0.00 |
DisclosureSEC source: 0001071255-23-000025 · wf-form4_167969584091087.xml · derivative · entry 4 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,070 shares Expires 2027-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options, representing a right to purchase a total of 23,070 shares of common stock, became exercisable June 13, 2018. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 22:10 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Tax withholdingCommon Stock | 14,153 | $43.02 | $608,862.06 |
DisclosureSEC source: 0001071255-23-000025 · wf-form4_167969584091087.xml · nonDerivative · entry 3 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,513 Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 22:10 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon Stock | 13,070 | $11.17 | $145,991.90 |
DisclosureSEC source: 0001071255-23-000025 · wf-form4_167969584091087.xml · nonDerivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 22:10 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | Exercise / conversionCommon Stock | 23,070 | $20.06 | $462,784.20 |
DisclosureSEC source: 0001071255-23-000025 · wf-form4_167969584091087.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2022 Filed Dec 30, 2022 23:55 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 8,163 | $2.44 | $19,917.72 |
DisclosureSEC source: 0001209191-22-063044 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,943,648 Read SEC document |
| September 30, 2022 Filed Oct 28, 2022 21:10 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 7,246 | $2.76 | $19,998.96 |
DisclosureSEC source: 0001209191-22-054832 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,935,485 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 22:18 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 5,391 | $3.71 | $20,000.61 |
DisclosureSEC source: 0001209191-22-040893 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,928,239 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| May 27, 2022 Filed May 27, 2022 22:57 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon Stock | 3,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001071255-22-000061 · wf-form4_165369222065702.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,526 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 5/26/2023. Read SEC document |
| March 31, 2022 Filed May 9, 2022 17:16 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 4,598 | $4.63 | $21,288.74 |
DisclosureSEC source: 0001209191-22-027776 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922,848 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 18:33 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 37,500 | $4.10 Strike: $0.78 | $153,750.00 |
DisclosureSEC source: 0001209191-22-019141 · doc4.xml · derivative · entry 4 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2022-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 18:33 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 37,500 | $4.10 Strike: $0.63 | $153,750.00 |
DisclosureSEC source: 0001209191-22-019141 · doc4.xml · derivative · entry 3 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2022-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 18:33 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 37,500 | $0.78 | $29,250.00 |
DisclosureSEC source: 0001209191-22-019141 · doc4.xml · nonDerivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 18:33 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 37,500 | $0.63 | $23,625.00 |
DisclosureSEC source: 0001209191-22-019141 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,880,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 20:48 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 25,000 | $3.91 | $97,750.00 |
DisclosureSEC source: 0001209191-22-000110 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,843,250 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| December 15, 2021 Filed Dec 20, 2021 20:12 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 37,500 | $3.73 Strike: $0.58 | $139,875.00 |
DisclosureSEC source: 0001209191-21-070510 · doc4.xml · derivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 37,500 shares Expires 2021-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| December 15, 2021 Filed Dec 20, 2021 20:12 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 37,500 | $0.58 | $21,750.00 |
DisclosureSEC source: 0001209191-21-070510 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,818,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 20:49 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | GrantCommon Stock | 25,000 | $4.26 | $106,500.00 |
DisclosureSEC source: 0001209191-21-059944 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,780,750 F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:04 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionOption · Derivative | 37,500 | $4.35 Strike: $0.46 | $163,125.00 |
DisclosureSEC source: 0001209191-21-056427 · doc4.xml · derivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 37,500 shares Expires 2021-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:04 UTC | Galaxy Gaming, Inc. GLXZ · Entity 7300 | Exercise / conversionCommon Stock | 37,500 | $0.46 | $17,250.00 |
DisclosureSEC source: 0001209191-21-056427 · doc4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,755,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.