Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2019 Filed Jul 9, 2019 17:42 UTC |
Isaacs Michael GavinDirector
|
GrantCommon Stock | 6,200 | $1.63 | $10,106.00 |
DisclosureSEC source: 0001140361-19-012632 · form4.xml · nonDerivative · entry 1 Isaacs Michael Gavin · CIK 0001373193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,200 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 28, 2019 Filed Jul 9, 2019 13:05 UTC |
Zender William ADirector
|
GrantCommon Stock | 12,400 | $1.63 | $20,212.00 |
DisclosureSEC source: 0001140361-19-012584 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,467 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 28, 2019 Filed Jul 9, 2019 13:05 UTC |
LIPPARELLI MARK ADirector
|
GrantCommon Stock | 33,000 | $1.63 | $53,790.00 |
DisclosureSEC source: 0001140361-19-012583 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497,250 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 28, 2019 Filed Jul 9, 2019 13:03 UTC |
DesRosiers Norman HDirector
|
GrantCommon Stock | 12,400 | $1.63 | $20,212.00 |
DisclosureSEC source: 0001140361-19-012580 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,133 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 28, 2019 Filed Jul 9, 2019 13:02 UTC |
Waters Bryan W.Director
|
GrantCommon Stock | 12,400 | $1.63 | $20,212.00 |
DisclosureSEC source: 0001140361-19-012578 · form4.xml · nonDerivative · entry 1 Waters Bryan W. · CIK 0001638734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,800 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 20:54 UTC |
DesRosiers Norman HDirector
|
Exercise / conversionOption · Derivative | 25,000 | $1.75 Strike: $0.45 | $43,750.00 |
DisclosureSEC source: 0001140361-19-011526 · form4.xml · derivative · entry 2 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,333 Underlying: Common Stock · 25,000 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 20:54 UTC |
DesRosiers Norman HDirector
|
Exercise / conversionCommon Stock | 25,000 | $0.45 | $11,250.00 |
DisclosureSEC source: 0001140361-19-011526 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2019 Filed Jun 19, 2019 00:21 UTC |
Zender William ADirector
|
Exercise / conversionOption · Derivative | 16,667 | $1.82 Strike: $0.45 | $30,333.94 |
DisclosureSEC source: 0001140361-19-011239 · form4.xml · derivative · entry 2 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 16,667 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| June 13, 2019 Filed Jun 19, 2019 00:21 UTC |
Zender William ADirector
|
Exercise / conversionCommon Stock | 16,667 | $0.45 | $7,500.15 |
DisclosureSEC source: 0001140361-19-011239 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2019 Filed Jun 12, 2019 01:37 UTC |
LIPPARELLI MARK ADirector
|
Exercise / conversionOption · Derivative | 225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010855 · form4.xml · derivative · entry 3 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common stock · 225,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. F2 · price: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. F2 · derivative.exercise_date: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. F2 · derivative.expiration_date: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| June 09, 2019 Filed Jun 12, 2019 01:37 UTC |
LIPPARELLI MARK ADirector
|
Exercise / conversionCommon Stock | 225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010855 · form4.xml · nonDerivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. F2 · price: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options. Read SEC document |
| May 06, 2019 Filed Jun 12, 2019 01:37 UTC |
LIPPARELLI MARK ADirector
|
OtherCommon Stock | 1,269,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010855 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239,250 F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. Read SEC document |
| May 06, 2019 Filed Jun 12, 2019 01:34 UTC |
Zender William ADirector
|
OtherCommon Stock | 1,269,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010853 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,400 F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. Read SEC document |
| May 06, 2019 Filed Jun 12, 2019 01:31 UTC |
Waters Bryan W.Director
|
OtherCommon Stock | 1,269,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010851 · form4.xml · nonDerivative · entry 1 Waters Bryan W. · CIK 0001638734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,400 F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. Read SEC document |
| May 06, 2019 Filed Jun 12, 2019 01:28 UTC |
DesRosiers Norman HDirector
|
OtherCommon Stock | 1,269,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-010849 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,400 F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 22:43 UTC |
LIPPARELLI MARK ADirector
|
Exercise / conversionOption · Derivative | 37,500 | Not disclosed Strike: $0.16 | Not disclosed |
DisclosureSEC source: 0001445866-19-000399 · form4.xml · derivative · entry 4 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 37,500 shares Expires 2020-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Options were previously issued on June 30, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 22:43 UTC |
LIPPARELLI MARK ADirector
|
Exercise / conversionOption · Derivative | 37,500 | Not disclosed Strike: $0.19 | Not disclosed |
DisclosureSEC source: 0001445866-19-000399 · form4.xml · derivative · entry 3 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,500 Underlying: Common Stock · 37,500 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Options were previously issued on December 31, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 22:43 UTC |
LIPPARELLI MARK ADirector
|
Exercise / conversionCommon Stock | 37,500 | $0.16 | $6,000.00 |
DisclosureSEC source: 0001445866-19-000399 · form4.xml · nonDerivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,508,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Options were previously issued on June 30, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 22:43 UTC |
LIPPARELLI MARK ADirector
|
Exercise / conversionCommon Stock | 37,500 | $0.19 | $7,125.00 |
DisclosureSEC source: 0001445866-19-000399 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,470,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Options were previously issued on December 31, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 18:09 UTC |
Zender William ADirector
|
GrantCommon Stock | 12,400 | $1.60 | $19,840.00 |
DisclosureSEC source: 0001445866-19-000337 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,561 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 18:02 UTC |
Waters Bryan W.Director
|
GrantCommon Stock | 12,400 | $1.60 | $19,840.00 |
DisclosureSEC source: 0001445866-19-000335 · form4.xml · nonDerivative · entry 1 Waters Bryan W. · CIK 0001638734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,561 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 18:00 UTC |
LIPPARELLI MARK ADirector
|
GrantCommon Stock | 33,000 | $1.60 | $52,800.00 |
DisclosureSEC source: 0001445866-19-000333 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,377,161 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. This beneficial ownership includes 1,269,161 shares of common stock from the VDCTA, 950,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 17:58 UTC |
DesRosiers Norman HDirector
|
GrantCommon Stock | 12,400 | $1.60 | $19,840.00 |
DisclosureSEC source: 0001445866-19-000331 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,433,561 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 21:40 UTC |
LIPPARELLI MARK ADirector
|
Exercise / conversionOption · Derivative | 37,500 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001445866-19-000303 · form4.xml · derivative · entry 2 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,250 Underlying: Common Stock · 37,500 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Options were previously issued on June 30, 2014 in connection with the Reporting Person's service on as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 21:40 UTC |
LIPPARELLI MARK ADirector
|
Exercise / conversionOption · Derivative | 18,750 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001445866-19-000303 · form4.xml · derivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,250 Underlying: Common Stock · 18,750 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Options were previously issued on March 31, 2014 in connection with the Reporting Person's service on as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| March 11, 2019 Filed Mar 21, 2019 20:55 UTC |
DesRosiers Norman HDirector
|
Exercise / conversionOption · Derivative | 8,333 | Not disclosed Strike: $0.34 | Not disclosed |
DisclosureSEC source: 0001445866-19-000280 · form4.xml · derivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,333 Underlying: Common Stock · 8,333 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Options were previously issued on March 31, 2014 in connection with the Reporting Person's service on the Issuer's Board of Directors. This transaction represents an exercise of such options. Read SEC document |
| January 10, 2019 Filed Jan 14, 2019 19:51 UTC |
LIPPARELLI MARK ADirector
|
GrantCommon Stock | 400,000 | $1.38 | $552,000.00 |
DisclosureSEC source: 0001445866-19-000030 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,344,161 F1 · price: Represents shares issued for services rendered as the Chairman of the Board in accordance with a restricted stock grant agreement dated August 31, 2017. F2 · balance_after: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. This beneficial ownership includes 1,269,161 shares of common stock from the VDCTA, 950,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. F2 · ownership.direct: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. This beneficial ownership includes 1,269,161 shares of common stock from the VDCTA, 950,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:51 UTC |
Zender William ADirector
|
GrantCOMMON STOCK | 13,000 | $1.41 | $18,330.00 |
DisclosureSEC source: 0001445866-19-000007 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396,161 F1 · ownership.direct: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · ownership.direct: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:49 UTC |
Waters Bryan W.Director
|
GrantCOMMON STOCK | 13,000 | $1.41 | $18,330.00 |
DisclosureSEC source: 0001445866-19-000005 · form4.xml · nonDerivative · entry 1 Waters Bryan W. · CIK 0001638734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396,161 F1 · ownership.direct: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · ownership.direct: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:48 UTC |
DesRosiers Norman HDirector
|
GrantCommon stock | 13,000 | $1.41 | $18,330.00 |
DisclosureSEC source: 0001445866-19-000003 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421,161 F1 · ownership.direct: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · ownership.direct: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:55 UTC |
HAGERTY HARRY C IIIChief Financial Officer
|
PurchaseCommon Stock | 12,500 | $1.31 | $16,312.50 |
DisclosureSEC source: 0001445866-18-001335 · form4.xml · nonDerivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:57 UTC |
Cravens Todd PChief Executive Officer
|
PurchaseCommon Stock | 12,500 | $1.31 | $16,312.50 |
DisclosureSEC source: 0001445866-18-001337 · form4.xml · nonDerivative · entry 1 Cravens Todd P · CIK 0001714213 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| October 12, 2018 Filed Oct 16, 2018 17:35 UTC |
Cravens Todd PChief Executive Officer
|
GrantOption · Derivative | 250,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001445866-18-001110 · form4.xml · derivative · entry 1 Cravens Todd P · CIK 0001714213 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,000 Underlying: Common Stock · 250,000 shares Expires 2023-10-12 Read SEC document |
| October 12, 2018 Filed Oct 16, 2018 17:33 UTC |
HAGERTY HARRY C IIIChief Financial Officer
|
GrantOption · Derivative | 180,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001445866-18-001108 · form4.xml · derivative · entry 1 HAGERTY HARRY C III · CIK 0001179785 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,000 Underlying: Common Stock · 180,000 shares Expires 2023-10-12 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:40 UTC |
Waters Bryan W.Director
|
GrantCommon Stock | 13,000 | $1.29 | $16,770.00 |
DisclosureSEC source: 0001445866-18-001006 · form4.xml · nonDerivative · entry 1 Waters Bryan W. · CIK 0001638734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,161 F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:42 UTC |
DesRosiers Norman HDirector
|
GrantCommon Stock | 13,000 | $1.29 | $16,770.00 |
DisclosureSEC source: 0001445866-18-001008 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,161 F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:36 UTC |
Zender William ADirector
|
GrantCommon Stock | 13,000 | $1.29 | $16,770.00 |
DisclosureSEC source: 0001445866-18-001004 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,161 F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| June 28, 2018 Filed Jul 3, 2018 21:31 UTC |
Zender William ADirector
|
GrantCommon Stock | 13,000 | $1.20 | $15,600.00 |
DisclosureSEC source: 0001445866-18-000711 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,161 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispostive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc. on September 27, 2017. Read SEC document |
| June 28, 2018 Filed Jul 3, 2018 21:30 UTC |
Waters Bryan W.Director
|
GrantCommon Stock | 13,000 | $1.20 | $15,600.00 |
DisclosureSEC source: 0001445866-18-000709 · form4.xml · nonDerivative · entry 1 Waters Bryan W. · CIK 0001638734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,161 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| June 28, 2018 Filed Jul 3, 2018 21:26 UTC |
DesRosiers Norman HDirector
|
GrantCommon Stock | 13,000 | $1.20 | $15,600.00 |
DisclosureSEC source: 0001445866-18-000707 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,161 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. Read SEC document |
| March 30, 2018 Filed Apr 5, 2018 20:56 UTC |
Zender William ADirector
|
GrantCommon Stock | 13,000 | $1.04 | $13,520.00 |
DisclosureSEC source: 0001445866-18-000358 · form4.xml · nonDerivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,161 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispostive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc. on September 27, 2017. Read SEC document |
| March 30, 2018 Filed Apr 5, 2018 20:54 UTC |
Waters Bryan W.Director
|
GrantCommon Stock | 13,000 | $1.04 | $13,520.00 |
DisclosureSEC source: 0001445866-18-000356 · form4.xml · nonDerivative · entry 1 Waters Bryan W. · CIK 0001638734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,161 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispostive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc. on September 27, 2017. Read SEC document |
| March 30, 2018 Filed Apr 5, 2018 20:44 UTC |
DesRosiers Norman HDirector
|
GrantCommon Stock | 13,000 | $1.04 | $13,520.00 |
DisclosureSEC source: 0001445866-18-000354 · form4.xml · nonDerivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,161 F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispostive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc. on September 27, 2017. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:26 UTC |
TRIANGULUM PARTNERS, LLC.10% owner
|
SaleCommon Stock | 395,000 | $1.09 | $430,550.00 |
DisclosureSEC source: 0001445866-18-000206 · form4.xml · nonDerivative · entry 1 TRIANGULUM PARTNERS, LLC. · CIK 0001694539 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,925,862 F1 · kind: On February 21, 2018, Triangulum Partners, LLC ("Triangulum"), sold a total of 395,000 shares in an open market transaction. Triangulum is the holder of record of the shares of common stock of Galaxy Gaming, Inc. Robert Saucier is the sole manager and an owner of Triangulum Partners, LLC. Mr. Saucier has voting and dispositive control over the securities held by Triangulum Partners, LLC. F2 · balance_after: Does not include shares which are subject to the Voting and Dispositive Control Agreements, previously reported, pursuant to which Triangulum transferred voting and dispositive control over certain shares to 5 individuals. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:24 UTC |
Saucier Robert B.10% owner
|
SaleCommon Stock | 395,000 | $1.09 | $430,550.00 |
DisclosureSEC source: 0001445866-18-000204 · form4.xml · nonDerivative · entry 1 Saucier Robert B. · CIK 0001471461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Foot Note Disclosed balance after: 16,925,862 F1 · kind: On February 21, 2018, Triangulum Partners, LLC ("Triangulum"), sold a total of 395,000 shares in an open market transaction. F2 · balance_after: Does not include shares which are subject to the Voting and Dispositive Control Agreements, previously reported, pursuant to which Triangulum transferred voting and dispositive control over certain shares to 5 individuals. F3 · ownership.nature: Triangulum Partners, LLC is the holder of record of the shares of common stock of Galaxy Gaming, Inc. Mr. Saucier is the sole manager and an owner of Triangulum Partners, LLC. Mr. Saucier has voting and dispositive control over the securities held by Triangulum Partners, LLC. Read SEC document |
| January 02, 2018 Filed Jan 8, 2018 22:07 UTC |
LIPPARELLI MARK ADirector
|
GrantCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445866-18-000037 · form4.xml · nonDerivative · entry 1 LIPPARELLI MARK A · CIK 0001207741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,944,161 F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F1 · balance_after: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F2 · balance_after: Includes 550,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. F1 · ownership.direct: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. F2 · ownership.direct: Includes 550,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:29 UTC |
Zender William ADirector
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001445866-18-000019 · form4.xml · derivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 25,000 shares Expires 2022-12-31 F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:27 UTC |
Waters Bryan W.Director
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001445866-18-000017 · form4.xml · derivative · entry 1 Waters Bryan W. · CIK 0001638734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 25,000 shares Expires 2022-12-31 F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:25 UTC |
DesRosiers Norman HDirector
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001445866-18-000015 · form4.xml · derivative · entry 1 DesRosiers Norman H · CIK 0001629462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,333 Underlying: Common Stock · 25,000 shares Expires 2022-12-31 F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
| September 30, 2017 Filed Oct 4, 2017 22:03 UTC |
Zender William ADirector
|
GrantOption · Derivative | 25,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001445866-17-001376 · form4.xml · derivative · entry 1 Zender William A · CIK 0001629459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 25,000 shares Expires 2022-09-30 F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.