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OTC · USD

GLXZ

Galaxy Gaming, Inc.

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7300
SEC CIK
0000013156
Parsed reports
256

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2019 Filed Jul 9, 2019 17:42 UTC GrantCommon Stock 6,200 $1.63 $10,106.00
Disclosure

SEC source: 0001140361-19-012632 · form4.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 28, 2019 Filed Jul 9, 2019 13:05 UTC GrantCommon Stock 12,400 $1.63 $20,212.00
Disclosure

SEC source: 0001140361-19-012584 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,467

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 28, 2019 Filed Jul 9, 2019 13:05 UTC GrantCommon Stock 33,000 $1.63 $53,790.00
Disclosure

SEC source: 0001140361-19-012583 · form4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,250

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 28, 2019 Filed Jul 9, 2019 13:03 UTC GrantCommon Stock 12,400 $1.63 $20,212.00
Disclosure

SEC source: 0001140361-19-012580 · form4.xml · nonDerivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,133

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 28, 2019 Filed Jul 9, 2019 13:02 UTC GrantCommon Stock 12,400 $1.63 $20,212.00
Disclosure

SEC source: 0001140361-19-012578 · form4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,800

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:54 UTC Exercise / conversionOption · Derivative 25,000 $1.75 Strike: $0.45 $43,750.00
Disclosure

SEC source: 0001140361-19-011526 · form4.xml · derivative · entry 2

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,333

Underlying: Common Stock · 25,000 shares

Expires 2019-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:54 UTC Exercise / conversionCommon Stock 25,000 $0.45 $11,250.00
Disclosure

SEC source: 0001140361-19-011526 · form4.xml · nonDerivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2019 Filed Jun 19, 2019 00:21 UTC Exercise / conversionOption · Derivative 16,667 $1.82 Strike: $0.45 $30,333.94
Disclosure

SEC source: 0001140361-19-011239 · form4.xml · derivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 16,667 shares

Expires 2019-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
June 13, 2019 Filed Jun 19, 2019 00:21 UTC Exercise / conversionCommon Stock 16,667 $0.45 $7,500.15
Disclosure

SEC source: 0001140361-19-011239 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2019 Filed Jun 12, 2019 01:37 UTC Exercise / conversionOption · Derivative 225,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-010855 · form4.xml · derivative · entry 3

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common stock · 225,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

F2 · price: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

F2 · derivative.exercise_date: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

F2 · derivative.expiration_date: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
June 09, 2019 Filed Jun 12, 2019 01:37 UTC Exercise / conversionCommon Stock 225,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-010855 · form4.xml · nonDerivative · entry 2

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,464,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

F2 · price: Options for 37,500 shares granted in each option issuance were previously issued on September 30, 2014 ($0.39 exercise price); December 31, 2014 ($0.39 exercise price); March 31, 2015 ($0.30 exercise price); September 30, 2015 ($0.24 exercise price); March 31, 2016 ($0. 22 exercise price); and June 30, 2016 ($0.31 exercise price). Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
May 06, 2019 Filed Jun 12, 2019 01:37 UTC OtherCommon Stock 1,269,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-010855 · form4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,250

F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019.

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019.

Read SEC document
May 06, 2019 Filed Jun 12, 2019 01:34 UTC OtherCommon Stock 1,269,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-010853 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,400

F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019.

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019.

Read SEC document
May 06, 2019 Filed Jun 12, 2019 01:31 UTC OtherCommon Stock 1,269,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-010851 · form4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,400

F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019.

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019.

Read SEC document
May 06, 2019 Filed Jun 12, 2019 01:28 UTC OtherCommon Stock 1,269,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-010849 · form4.xml · nonDerivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,400

F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019.

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019.

Read SEC document
April 09, 2019 Filed Apr 10, 2019 22:43 UTC Exercise / conversionOption · Derivative 37,500 Not disclosed Strike: $0.16 Not disclosed
Disclosure

SEC source: 0001445866-19-000399 · form4.xml · derivative · entry 4

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 37,500 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Options were previously issued on June 30, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options.

Read SEC document
April 09, 2019 Filed Apr 10, 2019 22:43 UTC Exercise / conversionOption · Derivative 37,500 Not disclosed Strike: $0.19 Not disclosed
Disclosure

SEC source: 0001445866-19-000399 · form4.xml · derivative · entry 3

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,500

Underlying: Common Stock · 37,500 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Options were previously issued on December 31, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options.

Read SEC document
April 09, 2019 Filed Apr 10, 2019 22:43 UTC Exercise / conversionCommon Stock 37,500 $0.16 $6,000.00
Disclosure

SEC source: 0001445866-19-000399 · form4.xml · nonDerivative · entry 2

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,508,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Options were previously issued on June 30, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options.

Read SEC document
April 09, 2019 Filed Apr 10, 2019 22:43 UTC Exercise / conversionCommon Stock 37,500 $0.19 $7,125.00
Disclosure

SEC source: 0001445866-19-000399 · form4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,470,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Options were previously issued on December 31, 2015 in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 18:09 UTC GrantCommon Stock 12,400 $1.60 $19,840.00
Disclosure

SEC source: 0001445866-19-000337 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408,561

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 18:02 UTC GrantCommon Stock 12,400 $1.60 $19,840.00
Disclosure

SEC source: 0001445866-19-000335 · form4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408,561

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 18:00 UTC GrantCommon Stock 33,000 $1.60 $52,800.00
Disclosure

SEC source: 0001445866-19-000333 · form4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,377,161

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. This beneficial ownership includes 1,269,161 shares of common stock from the VDCTA, 950,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 17:58 UTC GrantCommon Stock 12,400 $1.60 $19,840.00
Disclosure

SEC source: 0001445866-19-000331 · form4.xml · nonDerivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433,561

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 21:40 UTC Exercise / conversionOption · Derivative 37,500 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001445866-19-000303 · form4.xml · derivative · entry 2

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,250

Underlying: Common Stock · 37,500 shares

Expires 2019-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Options were previously issued on June 30, 2014 in connection with the Reporting Person's service on as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options

Read SEC document
March 26, 2019 Filed Mar 27, 2019 21:40 UTC Exercise / conversionOption · Derivative 18,750 Not disclosed Strike: $0.34 Not disclosed
Disclosure

SEC source: 0001445866-19-000303 · form4.xml · derivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,250

Underlying: Common Stock · 18,750 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Options were previously issued on March 31, 2014 in connection with the Reporting Person's service on as a consultant to the Issuer's Board of Directors. This transaction represents an exercise of such options.

Read SEC document
March 11, 2019 Filed Mar 21, 2019 20:55 UTC Exercise / conversionOption · Derivative 8,333 Not disclosed Strike: $0.34 Not disclosed
Disclosure

SEC source: 0001445866-19-000280 · form4.xml · derivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,333

Underlying: Common Stock · 8,333 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Options were previously issued on March 31, 2014 in connection with the Reporting Person's service on the Issuer's Board of Directors. This transaction represents an exercise of such options.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 19:51 UTC GrantCommon Stock 400,000 $1.38 $552,000.00
Disclosure

SEC source: 0001445866-19-000030 · form4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,344,161

F1 · price: Represents shares issued for services rendered as the Chairman of the Board in accordance with a restricted stock grant agreement dated August 31, 2017.

F2 · balance_after: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. This beneficial ownership includes 1,269,161 shares of common stock from the VDCTA, 950,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee.

F2 · ownership.direct: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. This beneficial ownership includes 1,269,161 shares of common stock from the VDCTA, 950,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 18:51 UTC GrantCOMMON STOCK 13,000 $1.41 $18,330.00
Disclosure

SEC source: 0001445866-19-000007 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,396,161

F1 · ownership.direct: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · ownership.direct: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 18:49 UTC GrantCOMMON STOCK 13,000 $1.41 $18,330.00
Disclosure

SEC source: 0001445866-19-000005 · form4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,396,161

F1 · ownership.direct: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · ownership.direct: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 18:48 UTC GrantCommon stock 13,000 $1.41 $18,330.00
Disclosure

SEC source: 0001445866-19-000003 · form4.xml · nonDerivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421,161

F1 · ownership.direct: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · ownership.direct: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

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December 04, 2018 Filed Dec 6, 2018 21:55 UTC
HAGERTY HARRY C IIIChief Financial Officer
PurchaseCommon Stock 12,500 $1.31 $16,312.50
Disclosure

SEC source: 0001445866-18-001335 · form4.xml · nonDerivative · entry 1

HAGERTY HARRY C III · CIK 0001179785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:57 UTC
Cravens Todd PChief Executive Officer
PurchaseCommon Stock 12,500 $1.31 $16,312.50
Disclosure

SEC source: 0001445866-18-001337 · form4.xml · nonDerivative · entry 1

Cravens Todd P · CIK 0001714213 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:35 UTC
Cravens Todd PChief Executive Officer
GrantOption · Derivative 250,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001445866-18-001110 · form4.xml · derivative · entry 1

Cravens Todd P · CIK 0001714213 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,000

Underlying: Common Stock · 250,000 shares

Expires 2023-10-12

Read SEC document
October 12, 2018 Filed Oct 16, 2018 17:33 UTC
HAGERTY HARRY C IIIChief Financial Officer
GrantOption · Derivative 180,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001445866-18-001108 · form4.xml · derivative · entry 1

HAGERTY HARRY C III · CIK 0001179785 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,000

Underlying: Common Stock · 180,000 shares

Expires 2023-10-12

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:40 UTC GrantCommon Stock 13,000 $1.29 $16,770.00
Disclosure

SEC source: 0001445866-18-001006 · form4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,161

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:42 UTC GrantCommon Stock 13,000 $1.29 $16,770.00
Disclosure

SEC source: 0001445866-18-001008 · form4.xml · nonDerivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408,161

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:36 UTC GrantCommon Stock 13,000 $1.29 $16,770.00
Disclosure

SEC source: 0001445866-18-001004 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,161

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

Read SEC document
June 28, 2018 Filed Jul 3, 2018 21:31 UTC GrantCommon Stock 13,000 $1.20 $15,600.00
Disclosure

SEC source: 0001445866-18-000711 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370,161

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispostive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc. on September 27, 2017.

Read SEC document
June 28, 2018 Filed Jul 3, 2018 21:30 UTC GrantCommon Stock 13,000 $1.20 $15,600.00
Disclosure

SEC source: 0001445866-18-000709 · form4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370,161

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

Read SEC document
June 28, 2018 Filed Jul 3, 2018 21:26 UTC GrantCommon Stock 13,000 $1.20 $15,600.00
Disclosure

SEC source: 0001445866-18-000707 · form4.xml · nonDerivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,161

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

Read SEC document
March 30, 2018 Filed Apr 5, 2018 20:56 UTC GrantCommon Stock 13,000 $1.04 $13,520.00
Disclosure

SEC source: 0001445866-18-000358 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357,161

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispostive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc. on September 27, 2017.

Read SEC document
March 30, 2018 Filed Apr 5, 2018 20:54 UTC GrantCommon Stock 13,000 $1.04 $13,520.00
Disclosure

SEC source: 0001445866-18-000356 · form4.xml · nonDerivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357,161

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispostive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc. on September 27, 2017.

Read SEC document
March 30, 2018 Filed Apr 5, 2018 20:44 UTC GrantCommon Stock 13,000 $1.04 $13,520.00
Disclosure

SEC source: 0001445866-18-000354 · form4.xml · nonDerivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382,161

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

F2 · balance_after: Includes shares under a Voting and Dispositive Control Transfer Agreement (the "VDCTA"), of which the Reporting Person is a recipient. Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a VDCTA with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispostive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc. on September 27, 2017.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:26 UTC SaleCommon Stock 395,000 $1.09 $430,550.00
Disclosure

SEC source: 0001445866-18-000206 · form4.xml · nonDerivative · entry 1

TRIANGULUM PARTNERS, LLC. · CIK 0001694539 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,925,862

F1 · kind: On February 21, 2018, Triangulum Partners, LLC ("Triangulum"), sold a total of 395,000 shares in an open market transaction. Triangulum is the holder of record of the shares of common stock of Galaxy Gaming, Inc. Robert Saucier is the sole manager and an owner of Triangulum Partners, LLC. Mr. Saucier has voting and dispositive control over the securities held by Triangulum Partners, LLC.

F2 · balance_after: Does not include shares which are subject to the Voting and Dispositive Control Agreements, previously reported, pursuant to which Triangulum transferred voting and dispositive control over certain shares to 5 individuals.

Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:24 UTC SaleCommon Stock 395,000 $1.09 $430,550.00
Disclosure

SEC source: 0001445866-18-000204 · form4.xml · nonDerivative · entry 1

Saucier Robert B. · CIK 0001471461 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Foot Note

Disclosed balance after: 16,925,862

F1 · kind: On February 21, 2018, Triangulum Partners, LLC ("Triangulum"), sold a total of 395,000 shares in an open market transaction.

F2 · balance_after: Does not include shares which are subject to the Voting and Dispositive Control Agreements, previously reported, pursuant to which Triangulum transferred voting and dispositive control over certain shares to 5 individuals.

F3 · ownership.nature: Triangulum Partners, LLC is the holder of record of the shares of common stock of Galaxy Gaming, Inc. Mr. Saucier is the sole manager and an owner of Triangulum Partners, LLC. Mr. Saucier has voting and dispositive control over the securities held by Triangulum Partners, LLC.

Read SEC document
January 02, 2018 Filed Jan 8, 2018 22:07 UTC GrantCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001445866-18-000037 · form4.xml · nonDerivative · entry 1

LIPPARELLI MARK A · CIK 0001207741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944,161

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F1 · balance_after: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F2 · balance_after: Includes 550,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee.

F1 · ownership.direct: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017.

F2 · ownership.direct: Includes 550,000 shares held of record by the Reporting Person as well as 125,000 shares held of record by a trust of which the Reporting Person is the Trustee.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:29 UTC GrantOption · Derivative 25,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001445866-18-000019 · form4.xml · derivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 25,000 shares

Expires 2022-12-31

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:27 UTC GrantOption · Derivative 25,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001445866-18-000017 · form4.xml · derivative · entry 1

Waters Bryan W. · CIK 0001638734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 25,000 shares

Expires 2022-12-31

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:25 UTC GrantOption · Derivative 25,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001445866-18-000015 · form4.xml · derivative · entry 1

DesRosiers Norman H · CIK 0001629462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,333

Underlying: Common Stock · 25,000 shares

Expires 2022-12-31

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 22:03 UTC GrantOption · Derivative 25,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001445866-17-001376 · form4.xml · derivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 25,000 shares

Expires 2022-09-30

F1 · price: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.