Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2009 Filed Oct 2, 2009 20:12 UTC |
GUND GORDONDirector
|
GrantPhantom Stock · Derivative | 1,800.15 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-020180 · form4.xml · derivative · entry 2 GUND GORDON · CIK 0001188365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,004.55 Underlying: Common Stock · 1,800.15 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 330.52 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 330.52 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:12 UTC |
GUND GORDONDirector
|
GrantCommon Stock | 59.1495 | $15.26 | $902.62 |
DisclosureSEC source: 0001127602-09-020180 · form4.xml · nonDerivative · entry 1 GUND GORDON · CIK 0001188365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568,764.3688 F4 · shares: Shares acquired on Company's September 30, 2009 quarterly dividend payment date under dividend reinvestment plan. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:14 UTC |
LANDGRAF KURT MDirector
|
GrantPhantom Stock · Derivative | 2,154.88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-020181 · form4.xml · derivative · entry 1 LANDGRAF KURT M · CIK 0001179519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,976.76 Underlying: Common Stock · 2,154.88 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 48.41 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 48.41 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:15 UTC |
OCONNOR JAMES JDirector
|
GrantPhantom Stock · Derivative | 2,771.04 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-020182 · form4.xml · derivative · entry 3 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,265.11 Underlying: Common Stock · 2,771.04 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 354.32 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 354.32 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:15 UTC |
OCONNOR JAMES JDirector
|
GrantCommon Stock - Jt. Tenant W/wife | 9.1639 | $15.26 | $139.84 |
DisclosureSEC source: 0001127602-09-020182 · form4.xml · nonDerivative · entry 2 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,806.0238 F4 · shares: Shares acquired on Company's September 30, 2009 quarterly dividend payment date under dividend reinvestment plan. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:15 UTC |
OCONNOR JAMES JDirector
|
GrantCommon Stock | 42.0825 | $15.26 | $642.18 |
DisclosureSEC source: 0001127602-09-020182 · form4.xml · nonDerivative · entry 1 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,030.562 F4 · shares: Shares acquired on Company's September 30, 2009 quarterly dividend payment date under dividend reinvestment plan. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:17 UTC |
RUDING H ONNODirector
|
GrantPhantom Stock · Derivative | 1,150.75 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-020184 · form4.xml · derivative · entry 2 RUDING H ONNO · CIK 0001206162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,010.97 Underlying: Common Stock · 1,150.75 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 48.53 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 48.53 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:17 UTC |
RUDING H ONNODirector
|
GrantCommon Stock | 35.9585 | $15.26 | $548.73 |
DisclosureSEC source: 0001127602-09-020184 · form4.xml · nonDerivative · entry 1 RUDING H ONNO · CIK 0001206162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,663.3229 F4 · shares: Shares acquired on Company's September 30, 2009 quarterly dividend payment date under dividend reinvestment plan. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:19 UTC |
SMITHBURG WILLIAM DDirector
|
GrantPhantom Stock · Derivative | 2,433.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-020186 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,512.68 Underlying: Common Stock · 2,433.31 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 424.82 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 424.82 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:20 UTC |
TOOKES HANSEL E IIDirector
|
GrantPhantom Stock · Derivative | 121.08 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-020188 · form4.xml · derivative · entry 1 TOOKES HANSEL E II · CIK 0001204097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,194.86 Underlying: Common Stock · 121.08 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F3 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.underlying_shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| August 04, 2009 Filed Aug 5, 2009 20:06 UTC | OtherPhantom Stock · Derivative | 3,004.69 | $16.76 Strike: $0.00 | $50,358.60 |
DisclosureSEC source: 0001127602-09-016809 · form4.xml · derivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,004.69 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 conversion of phantom stock units F3 · kind: Intra-plan transfer of funds from phantom stock units in Supplemental Investment Plan into another fund within the Plan F4 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
|
| August 04, 2009 Filed Aug 5, 2009 20:06 UTC | OtherCommon Stock | 3,394.21 | $16.76 | $56,886.96 |
DisclosureSEC source: 0001127602-09-016809 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee U/employee Benefit Plan Disclosed balance after: 0 F1 · kind: Intra-plan transfer of funds from Corning common stock fund of 401(k) Investment Plan to another fund within the Plan. Read SEC document |
|
| August 03, 2009 Filed Aug 3, 2009 20:08 UTC |
ASBECK KATHERINE ASenior VP - Finance
|
SaleCommon Stock | 7,622 | $17.00 | $129,574.00 |
DisclosureSEC source: 0001127602-09-016545 · form4.xml · nonDerivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,243 Read SEC document |
| July 31, 2009 Filed Jul 31, 2009 20:08 UTC |
Tripeny R TonyVP Controller & PAO
|
SaleCommon Stock | 7,788 | $17.00 | $132,396.00 |
DisclosureSEC source: 0001127602-09-016451 · form4.xml · nonDerivative · entry 1 Tripeny R Tony · CIK 0001339381 · VP Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,240 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:05 UTC |
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
|
OtherPhantom Stock · Derivative | 29,555.58 | $16.78 Strike: $0.00 | $495,942.63 |
DisclosureSEC source: 0001127602-09-016447 · form4.xml · derivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,555.58 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 conversion of phantom stock units F4 · kind: Intra-plan transfer of funds from phantom stock units in Supplemental Investment Plan into another fund within the Plan. F2 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:05 UTC |
FLAWS JAMES BDirector · VICE CHAIRMAN & CFO
|
OtherCommon Stock | 15,423.61 | $16.78 | $258,808.18 |
DisclosureSEC source: 0001127602-09-016447 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee U/employee Benefit Plan Disclosed balance after: 0 F3 · kind: Intra-plan transfer of funds from Corning common stock fund of 401(k) Investment Plan to another fund within the Plan Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:04 UTC |
SCHNEIDER PAMELA CSenior Vice President
|
SaleCommon Stock | 20,000 | $16.62 | $332,400.00 |
DisclosureSEC source: 0001127602-09-016446 · form4.xml · nonDerivative · entry 1 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,821 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 12,919 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · derivative · entry 18 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,919 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 10,055 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · derivative · entry 17 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,055 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 127,401 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · derivative · entry 16 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,055 Underlying: Common Stock · 127,401 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
GrantStock Options (Right to Buy) · Derivative | 5,962 | $0.00 Strike: $16.78 | $0.00 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · derivative · entry 15 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,506 Underlying: Common Stock · 5,962 shares Expires 2011-12-04 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
GrantStock Options (Right to Buy) · Derivative | 5,959 | $0.00 Strike: $16.78 | $0.00 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · derivative · entry 14 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,959 Underlying: Common Stock · 5,959 shares Expires 2012-01-31 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
GrantStock Options (Right to Buy) · Derivative | 75,544 | $0.00 Strike: $16.78 | $0.00 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · derivative · entry 13 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,544 Underlying: Common Stock · 75,544 shares Expires 2011-12-04 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
SaleCommon Stock | 21,800 | $16.79 | $366,022.00 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 11 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,465 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Tax withholdingCommon Stock | 27,900 | $16.78 | $468,162.00 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 10 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,265 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
SaleCommon Stock | 200 | $16.78 | $3,355.00 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 9 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,165 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
SaleCommon Stock | 37,960 | $16.77 | $636,589.20 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 8 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,365 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Tax withholdingCommon Stock | 5,959 | $16.78 | $99,992.02 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 7 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,325 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Exercise / conversionCommon Stock | 12,919 | $16.78 | $216,780.82 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 6 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Tax withholdingCommon Stock | 5,962 | $16.78 | $100,042.36 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 5 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,365 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Exercise / conversionCommon Stock | 10,055 | $16.78 | $168,722.90 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 4 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Tax withholdingCommon Stock | 23,758 | $16.78 | $398,659.24 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 3 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,272 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Tax withholdingCommon Stock | 75,544 | $16.78 | $1,267,628.32 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 2 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,030 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:06 UTC |
GREGG KIRK PExec. VP & Chief Admin.Officer
|
Exercise / conversionCommon Stock | 127,401 | $16.78 | $2,137,788.78 |
DisclosureSEC source: 0001127602-09-016448 · form4.xml · nonDerivative · entry 1 GREGG KIRK P · CIK 0001206153 · Exec. VP & Chief Admin.Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:07 UTC |
McRae Lawrence DSenior Vice President
|
SaleCommon Stock | 11,371 | $16.69 | $189,781.99 |
DisclosureSEC source: 0001127602-09-016449 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,319 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:07 UTC |
McRae Lawrence DSenior Vice President
|
SaleCommon Stock | 6,000 | $16.70 | $100,200.00 |
DisclosureSEC source: 0001127602-09-016449 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,690 Read SEC document |
| July 29, 2009 Filed Jul 31, 2009 20:07 UTC |
McRae Lawrence DSenior Vice President
|
SaleCommon Stock | 200 | $16.71 | $3,342.00 |
DisclosureSEC source: 0001127602-09-016449 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,690 Read SEC document |
| July 15, 2009 Filed Jul 17, 2009 20:22 UTC |
GUTIERREZ CARLOS MDirector
|
GrantStock Options (Right to Buy) · Derivative | 1,487 | $0.00 Strike: $16.01 | $0.00 |
DisclosureSEC source: 0001127602-09-015684 · form4.xml · derivative · entry 2 GUTIERREZ CARLOS M · CIK 0001185943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,487 Underlying: Common Stock · 1,487 shares Expires 2019-07-14 F1 · derivative.exercise_date: The options vest in three equal installments beginning on July 15, 2010 Read SEC document |
| July 15, 2009 Filed Jul 17, 2009 20:22 UTC |
GUTIERREZ CARLOS MDirector
|
GrantCommon Stock | 2,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-015684 · form4.xml · nonDerivative · entry 1 GUTIERREZ CARLOS M · CIK 0001185943 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,342 Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:23 UTC |
BROWN JOHN SEELYDirector
|
GrantPhantom Stock · Derivative | 1,974.41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-014960 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,152.82 Underlying: Common Stock · 1,974.41 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 199.81 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 199.81 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:24 UTC |
CUMMINGS ROBERT F JRDirector
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GrantPhantom Stock · Derivative | 2,009.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-014962 · form4.xml · derivative · entry 1 CUMMINGS ROBERT F JR · CIK 0001213712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,450.87 Underlying: Common Stock · 2,009.46 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 48.07 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 48.07 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:28 UTC |
OCONNOR JAMES JDirector
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GrantPhantom Stock · Derivative | 2,633.44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-014963 · form4.xml · derivative · entry 3 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,494.07 Underlying: Common Stock · 2,633.44 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 329.58 units acquired pursuant to dividend reinvestment feature of Non-Employee Direcotrs' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 329.58 units acquired pursuant to dividend reinvestment feature of Non-Employee Direcotrs' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:28 UTC |
OCONNOR JAMES JDirector
|
GrantCommon Stock - Jt. Tenant W/wife | 8.573 | $16.26 | $139.41 |
DisclosureSEC source: 0001127602-09-014963 · form4.xml · nonDerivative · entry 2 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,796.8599 F4 · shares: Shares acquired on Company's June 30, 2009 quarterly dividend payment date under dividend reinvestment plan. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:28 UTC |
OCONNOR JAMES JDirector
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GrantCommon Stock | 39.371 | $16.26 | $640.22 |
DisclosureSEC source: 0001127602-09-014963 · form4.xml · nonDerivative · entry 1 OCONNOR JAMES J · CIK 0001017988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,988.4795 F4 · shares: Shares acquired on Company's June 30, 2009 quarterly dividend payment date under dividend reinvestment plan. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:29 UTC |
SMITHBURG WILLIAM DDirector
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GrantPhantom Stock · Derivative | 2,405.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-014964 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,079.37 Underlying: Common Stock · 2,405.58 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 397.49 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 397.49 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:31 UTC |
RUDING H ONNODirector
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GrantPhantom Stock · Derivative | 1,093.61 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-014966 · form4.xml · derivative · entry 2 RUDING H ONNO · CIK 0001206162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,860.22 Underlying: Common Stock · 1,093.61 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 42.86 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 42.86 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:31 UTC |
RUDING H ONNODirector
|
GrantCommon Stock | 33.641 | $16.26 | $547.04 |
DisclosureSEC source: 0001127602-09-014966 · form4.xml · nonDerivative · entry 1 RUDING H ONNO · CIK 0001206162 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,627.3644 F4 · shares: Shares acquired on Company's June 30, 2009 quarterly dividend payment date under dividend reinvestment plan. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:32 UTC |
TOOKES HANSEL E IIDirector
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GrantPhantom Stock · Derivative | 115.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-014967 · form4.xml · derivative · entry 1 TOOKES HANSEL E II · CIK 0001204097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,073.78 Underlying: Common Stock · 115.06 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:39 UTC |
GUND GORDONDirector
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GrantPhantom Stock · Derivative | 2,176.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-014970 · form4.xml · derivative · entry 5 GUND GORDON · CIK 0001188365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,204.4 Underlying: Common Stock · 2,176.31 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 308.31 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 308.31 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:39 UTC |
GUND GORDONDirector
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GrantCommon Stock | 55.337 | $16.26 | $899.84 |
DisclosureSEC source: 0001127602-09-014970 · form4.xml · nonDerivative · entry 1 GUND GORDON · CIK 0001188365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568,705.2193 F4 · shares: Shares acquired on Company's June 30, 2009 quarterly dividend payment date under dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.