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McRae Lawrence D

Disclosed activity across 1 company

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15222
SEC CIK
0001323998

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Vice ChairmanApril 15, 2024April 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date April 15, 2024 · Filed April 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect236,442 Ending reported balance After 2024-04-15 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-04-15 · Exercise / conversion · Acquired 16,851 · Balance 232,105

Row 2 · 2024-04-15 · Exercise / conversion · Acquired 24,454 · Balance 256,559

Row 3 · 2024-04-15 · Tax withholding · Disposed 20,117 · Balance 236,442

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-04-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-04-15 · Exercise / conversion · Disposed 16,851 · Balance 0

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7: The restricted stock units (RSUs) vested 100% on April 15, 2024.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect21,182 Reported balance Holding disclosure · report date 2024-04-15 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 21,182

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect20,412 Reported balance Holding disclosure · report date 2024-04-15 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 20,412

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Performance Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-04-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-04-15 · Exercise / conversion · Disposed 24,454 · Balance 0

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F8: The performance share units (PSUs) vested 100% on April 15, 2024.

Performance Share UnitSEC Table II · derivative / convertible securityDirect9,776 Reported balance Holding disclosure · report date 2024-04-15 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 9,776

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Performance Share UnitSEC Table II · derivative / convertible securityDirect5,424 Reported balance Holding disclosure · report date 2024-04-15 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 5,424

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.

Common StockSEC Table I · non-derivativeIndirectHeld by Spouse1,045 Reported balance Holding disclosure · report date 2024-04-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,045

F1: The reporting person disclaims beneficial ownership of all securities held by spouse.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of all securities held by spouse.

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F7: The restricted stock units (RSUs) vested 100% on April 15, 2024.

F8: The performance share units (PSUs) vested 100% on April 15, 2024.

F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2024 Filed Apr 17, 2024 19:43 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 24,454 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013080 · form4.xml · derivative · entry 9

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F8 · derivative.exercise_date: The performance share units (PSUs) vested 100% on April 15, 2024.

F8 · derivative.expiration_date: The performance share units (PSUs) vested 100% on April 15, 2024.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 19:43 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 16,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013080 · form4.xml · derivative · entry 8

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · derivative.exercise_date: The restricted stock units (RSUs) vested 100% on April 15, 2024.

F7 · derivative.expiration_date: The restricted stock units (RSUs) vested 100% on April 15, 2024.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 19:43 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 20,117 $31.29 $629,460.93
Disclosure

SEC source: 0001127602-24-013080 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,442

Read SEC document
April 15, 2024 Filed Apr 17, 2024 19:43 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 24,454 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013080 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 19:43 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,851 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013080 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 20:01 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 39,960 $0.00 Strike: $27.03 $0.00
Disclosure

SEC source: 0001127602-24-010985 · form4.xml · derivative · entry 6

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,960 shares

Expires 2028-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 100% at the end of three years from grant date.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 20:01 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 37,504 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001127602-24-010985 · form4.xml · derivative · entry 5

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,504 shares

Expires 2027-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 100% at the end of three years from grant date.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 20:01 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 77,464 $33.24 $2,575,035.05
Disclosure

SEC source: 0001127602-24-010985 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,254

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.23 to $33.28, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 20:01 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 39,960 $27.03 $1,080,118.80
Disclosure

SEC source: 0001127602-24-010985 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 20:01 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 37,504 $27.00 $1,012,608.00
Disclosure

SEC source: 0001127602-24-010985 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 3,017 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · derivative · entry 15

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: The performance share units vested 100% on February 7, 2024.

F12 · derivative.expiration_date: The performance share units vested 100% on February 7, 2024.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 266 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · derivative · entry 14

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,454

Underlying: Common Stock · 266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

F11 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 192 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · derivative · entry 13

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,776

Underlying: Common Stock · 192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F10 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2022 agreement.

F10 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2022 agreement.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · derivative · entry 12

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,424

Underlying: Common Stock · 200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2023 agreement.

F9 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2023 agreement.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 7,481 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · derivative · entry 11

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,720

Underlying: Common Stock · 7,481 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F8 · derivative.exercise_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F8 · derivative.expiration_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 5,406 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · derivative · entry 10

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,968

Underlying: Common Stock · 5,406 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · derivative.exercise_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F7 · derivative.expiration_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 3,017 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · derivative · entry 9

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,017

Underlying: Common Stock · 3,017 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6 · derivative.exercise_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2023 agreement.

F6 · derivative.expiration_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2023 agreement.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 5,624 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · derivative · entry 8

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,624

Underlying: Common Stock · 5,624 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2023 agreement. Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.

F5 · derivative.expiration_date: Performance share units (PSUs) were earned February 7, 2024 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2023 pursuant to the 2023 agreement. Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,088 $31.79 $34,587.52
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · nonDerivative · entry 6

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,254

F2 · balance_after: Includes 7,800 shares previously held indirectly in a unitized stock fund through the issuer's 401(k) plan.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 3,017 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · nonDerivative · entry 5

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 658 $31.79 $20,917.82
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · nonDerivative · entry 4

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,325

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 192 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:25 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004002 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Retired Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 418 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000823 · form4.xml · derivative · entry 10

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · derivative.exercise_date: The restricted stock units vested on January 2, 2024 pursuant to the 2023 agreement.

F7 · derivative.expiration_date: The restricted stock units vested on January 2, 2024 pursuant to the 2023 agreement.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,136 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000823 · form4.xml · derivative · entry 9

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,182

Underlying: Common Stock · 1,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6 · derivative.exercise_date: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F6 · derivative.expiration_date: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:18 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 151 $30.49 $4,603.99
Disclosure

SEC source: 0001127602-24-000823 · form4.xml · nonDerivative · entry 4

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,525

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 418 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000823 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:18 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,136 $30.49 $34,636.64
Disclosure

SEC source: 0001127602-24-000823 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,258

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,136 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000823 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 21, 2023 Filed Dec 22, 2023 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 18,200 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-23-030336 · form4.xml · derivative · entry 5

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,200 shares

Expires 2030-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options vested ratably over three years from the grand date.

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December 21, 2023 Filed Dec 22, 2023 21:02 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 18,200 $30.15 $548,799.16
Disclosure

SEC source: 0001127602-23-030336 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,258

Read SEC document
December 21, 2023 Filed Dec 22, 2023 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 18,200 $19.65 $357,630.00
Disclosure

SEC source: 0001127602-23-030336 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2023 Filed Nov 21, 2023 21:03 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 11,272 $28.17 $317,540.13
Disclosure

SEC source: 0001127602-23-028123 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,258

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.17 to $28.185, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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May 15, 2023 Filed May 17, 2023 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,213 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015900 · form4.xml · derivative · entry 13

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement.

F12 · derivative.expiration_date: The restricted stock units vested on May 15, 2023 pursuant to the 2020 agreement.

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May 15, 2023 Filed May 17, 2023 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 11,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015900 · form4.xml · derivative · entry 12

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: The performance share units vested on May 15, 2023 pursuant to the 2020 agreement.

F11 · derivative.expiration_date: The performance share units vested on May 15, 2023 pursuant to the 2020 agreement.

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May 15, 2023 Filed May 17, 2023 20:10 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 6,701 $31.20 $209,071.20
Disclosure

SEC source: 0001127602-23-015900 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,530

Read SEC document
May 15, 2023 Filed May 17, 2023 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,213 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015900 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 11,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015900 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 38,423 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013105 · form4.xml · derivative · entry 15

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F14 · derivative.exercise_date: The restricted stock units vested 100% on April 14, 2023.

F14 · derivative.expiration_date: The restricted stock units vested 100% on April 14, 2023.

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April 14, 2023 Filed Apr 18, 2023 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 86,043 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013105 · form4.xml · derivative · entry 14

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: The performance share units vested 100% on April 14, 2023.

F13 · derivative.expiration_date: The performance share units vested 100% on April 14, 2023.

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April 14, 2023 Filed Apr 18, 2023 20:10 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 60,616 $34.78 $2,108,224.48
Disclosure

SEC source: 0001127602-23-013105 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,108

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 38,423 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013105 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 86,043 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013105 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:15 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 22,318 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-012564 · form4.xml · derivative · entry 9

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,318

Underlying: Common Stock · 22,318 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9 · derivative.exercise_date: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F9 · derivative.expiration_date: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

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February 27, 2023 Filed Mar 1, 2023 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 13,463 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-23-007867 · form4.xml · derivative · entry 9

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,463 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 15,064 $0.00 Strike: $18.67 $0.00
Disclosure

SEC source: 0001127602-23-007867 · form4.xml · derivative · entry 8

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,064 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 13,463 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-23-007867 · form4.xml · derivative · entry 7

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,463 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:07 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 41,990 $34.31 $1,440,483.75
Disclosure

SEC source: 0001127602-23-007867 · form4.xml · nonDerivative · entry 4

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,258

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.275 to $34.365, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 13,463 $20.89 $281,242.07
Disclosure

SEC source: 0001127602-23-007867 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.