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OCONNOR JAMES J

Disclosed activity across 3 companies

Tapewire entity
16838
SEC CIK
0001017988

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARMSTRONG WORLD INDUSTRIES INCAWI · Entity 3696DirectorJuly 14, 2017July 18, 2017
Armstrong Flooring, Inc.AFI · Entity 127599DirectorJune 04, 2018June 06, 2018
CORNING INC /NYGLW · Entity 2883Retired DirectorSeptember 30, 2011October 04, 2011

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARMSTRONG WORLD INDUSTRIES INC

Report date July 14, 2017 · Filed July 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect62,484 Reported balance After 2017-07-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-07-14 · Grant · Acquired 4,049 · Balance 62,484

F1: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service.

F2: Represents an annual grant of restricted stock units as the equity portion of the Directors retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on July 14, 2017 the first business day following the Issuer's Annual Meeting of Shareholders, which price was $45.70.

F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. Also includes 7,000 shares of Common Stock held by the Director.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service.

F2: Represents an annual grant of restricted stock units as the equity portion of the Directors retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on July 14, 2017 the first business day following the Issuer's Annual Meeting of Shareholders, which price was $45.70.

F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. Also includes 7,000 shares of Common Stock held by the Director.

Armstrong Flooring, Inc.

Report date June 04, 2018 · Filed June 06, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,181 Reported balance After 2018-06-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-06-04 · Grant · Acquired 7,894 · Balance 26,181

F1: Restricted stock units granted under the Issuer's 2016 Directors Stock Unit Plan and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual stockholders meeting; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) on the date of the next annual stockholders meeting or (ii) at the time of the Director's separation from service.

F2: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 4, 2018, the first business day following the annual meeting of stockholders, which price was $13.30.

F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the Issuer's 2016 Directors Stock Unit Plan, vested units under the Plan are not acquirable by the Director until, at the election of the Director: (i) the date of the next annual stockholders meeting or (ii) the time of the Director's separation from service. Also includes 3,500 of the Issuer's common shares held by the Director.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the Issuer's 2016 Directors Stock Unit Plan and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual stockholders meeting; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) on the date of the next annual stockholders meeting or (ii) at the time of the Director's separation from service.

F2: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 4, 2018, the first business day following the annual meeting of stockholders, which price was $13.30.

F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the Issuer's 2016 Directors Stock Unit Plan, vested units under the Plan are not acquirable by the Director until, at the election of the Director: (i) the date of the next annual stockholders meeting or (ii) the time of the Director's separation from service. Also includes 3,500 of the Issuer's common shares held by the Director.

CORNING INC /NY

Report date September 30, 2011 · Filed October 04, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect118,022.4024 Reported balance After 2011-09-30 transaction · row 1
1 source row

Row 1 · 2011-09-30 · Grant · Acquired 52.468 · Balance 118,022.4024

F1: Shares acquired on Company's September 30, 2011 quarterly dividend payment date under dividend reinvestment plan.

Common Stock - Jt. Tenant W/wifeSEC Table I · non-derivativeDirect2,870.6649 Reported balance After 2011-09-30 transaction · row 2
1 source row

Row 2 · 2011-09-30 · Grant · Acquired 11.4255 · Balance 2,870.6649

F1: Shares acquired on Company's September 30, 2011 quarterly dividend payment date under dividend reinvestment plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired on Company's September 30, 2011 quarterly dividend payment date under dividend reinvestment plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2018 Filed Jun 6, 2018 16:40 UTC Armstrong Flooring, Inc. AFI · Entity 127599 GrantCommon Stock 7,894 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036083 · doc4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,181

F1 · security: Restricted stock units granted under the Issuer's 2016 Directors Stock Unit Plan and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the date of the next annual stockholders meeting; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) on the date of the next annual stockholders meeting or (ii) at the time of the Director's separation from service.

F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Director's retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 4, 2018, the first business day following the annual meeting of stockholders, which price was $13.30.

F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the Issuer's 2016 Directors Stock Unit Plan, vested units under the Plan are not acquirable by the Director until, at the election of the Director: (i) the date of the next annual stockholders meeting or (ii) the time of the Director's separation from service. Also includes 3,500 of the Issuer's common shares held by the Director.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 20:38 UTC ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 GrantCommon Stock 4,049 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023791 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,484

F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service.

F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Directors retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on July 14, 2017 the first business day following the Issuer's Annual Meeting of Shareholders, which price was $45.70.

F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. Also includes 7,000 shares of Common Stock held by the Director.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 16:32 UTC Armstrong Flooring, Inc. AFI · Entity 127599 GrantCommon Stock 5,716 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038302 · doc4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,287

F1 · shares: Consists of unvested units granted on June 5, 2017 under the terms of the 2016 Directors Stock Unit Plan. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the next annual stockholders meeting following the grant (ii) the death or total and permanent disability of the Director, or (iii) the date of any Change in Control (as defined in the Plan). Shares will be issued for vested units within 60 days of (x) the vesting date, or (y) a later deferral date if deferred by the Director under the terms of the Plan.

F1 · balance_after: Consists of unvested units granted on June 5, 2017 under the terms of the 2016 Directors Stock Unit Plan. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the next annual stockholders meeting following the grant (ii) the death or total and permanent disability of the Director, or (iii) the date of any Change in Control (as defined in the Plan). Shares will be issued for vested units within 60 days of (x) the vesting date, or (y) a later deferral date if deferred by the Director under the terms of the Plan.

Read SEC document
September 30, 2011 Filed Oct 4, 2011 20:03 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 11.4255 $12.51 $142.93
Disclosure

SEC source: 0001127602-11-026705 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870.6649

F1 · shares: Shares acquired on Company's September 30, 2011 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
September 30, 2011 Filed Oct 4, 2011 20:03 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 52.468 $12.51 $656.37
Disclosure

SEC source: 0001127602-11-026705 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,022.4024

F1 · shares: Shares acquired on Company's September 30, 2011 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 20:05 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 7.9333 $17.97 $142.56
Disclosure

SEC source: 0001127602-11-020334 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,859.2394

F1 · shares: Shares acquired on Company's June 30, 2011 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 20:05 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 36.4296 $17.97 $654.64
Disclosure

SEC source: 0001127602-11-020334 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,969.9344

F1 · shares: Shares acquired on Company's June 30, 2011 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
April 28, 2011 Filed Apr 29, 2011 20:45 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPhantom Stock · Derivative 127,611.44 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-11-014144 · form4.xml · derivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,611.44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. O'Connor's retirement as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. O'Connor's retirement as a Director of Corning.

Read SEC document
April 28, 2011 Filed Apr 29, 2011 20:45 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 895.1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-11-014144 · form4.xml · derivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,611.44

Underlying: Common Stock · 895.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. O'Connor's retirement as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. O'Connor's retirement as a Director of Corning.

Read SEC document
March 31, 2011 Filed Apr 4, 2011 20:10 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,567.02 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-11-012002 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,716.34

Underlying: Common Stock · 2,567.02 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 300.90 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
March 31, 2011 Filed Apr 4, 2011 20:10 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 6.8473 $20.77 $142.22
Disclosure

SEC source: 0001127602-11-012002 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,851.3061

F4 · shares: Shares Acquired on Company's March 31, 2011 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
March 31, 2011 Filed Apr 4, 2011 20:10 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 31.4439 $20.77 $653.09
Disclosure

SEC source: 0001127602-11-012002 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,933.5048

F4 · shares: Shares Acquired on Company's March 31, 2011 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
February 02, 2011 Filed Feb 4, 2011 21:14 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 1,682 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-003891 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,902.0609

F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director.

Read SEC document
December 31, 2010 Filed Jan 3, 2011 21:08 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,303.31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-11-000126 · form4.xml · derivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,149.32

Underlying: Common Stock · 2,303.31 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 17, 2010 Filed Dec 21, 2010 20:50 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 319.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-10-031338 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,846.01

Underlying: Common Stock · 319.97 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 17, 2010 Filed Dec 21, 2010 20:50 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 7.4664 $18.99 $141.79
Disclosure

SEC source: 0001127602-10-031338 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,844.4588

F3 · shares: Shares acquired on Company's December 17, 2010 dividend payment date under dividend reinvestment plan.

Read SEC document
December 17, 2010 Filed Dec 21, 2010 20:50 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 34.2864 $18.99 $651.10
Disclosure

SEC source: 0001127602-10-031338 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,220.0609

F3 · shares: Shares acquired on Company's December 17, 2010 dividend payment date under dividend reinvestment plan.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 20:13 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,431.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-10-024257 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,526.04

Underlying: Common Stock · 2,431.88 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 325.75 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 20:13 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 35.6376 $18.23 $649.67
Disclosure

SEC source: 0001127602-10-024257 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,185.7745

F4 · balance_after: Includes 35.6376 shares acquired on Company's September 30, 2010 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 20:13 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 7.7605 $18.23 $141.47
Disclosure

SEC source: 0001127602-10-024257 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836.9924

F5 · balance_after: Includes 7.7605 shares acquired on Company's September 30, 2010 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 20:10 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 3,114.49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-10-018595 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,094.16

Underlying: Common Stock · 3,114.49 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 359.07 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.underlying_shares: Includes 359.07 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 20:10 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 39.5455 $16.38 $647.76
Disclosure

SEC source: 0001127602-10-018595 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,150.1369

F4 · balance_after: Includes 39.5455 shares acquired on Company's June 30, 2010 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 20:10 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 8.6116 $16.38 $141.06
Disclosure

SEC source: 0001127602-10-018595 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829.2319

F5 · balance_after: Includes 8.6116 shares acquired on Company's June 30, 2010 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
March 31, 2010 Filed Apr 1, 2010 23:43 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,186.53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-10-010079 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,979.67

Underlying: Common Stock · 2,186.53 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F5 · shares: Includes 281.53 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F5 · derivative.underlying_shares: Includes 281.53 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
March 31, 2010 Filed Apr 1, 2010 23:43 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 6.9997 $20.10 $140.69
Disclosure

SEC source: 0001127602-10-010079 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820.6203

F3 · balance_after: Includes 6.9997 shares acquired on Company's March 31, 2010 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
March 31, 2010 Filed Apr 1, 2010 23:43 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 32.1435 $20.10 $646.08
Disclosure

SEC source: 0001127602-10-010079 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,110.5914

F4 · balance_after: Includes 32.1435 shares acquired on Company's March 31, 2010 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 21:12 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 2,345 $0.00 Strike: $18.95 $0.00
Disclosure

SEC source: 0001127602-10-003597 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345

Underlying: Common Stock · 2,345 shares

Expires 2020-02-02

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 3, 2011.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 21:12 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 5,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-003597 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,078.4479

Read SEC document
December 31, 2009 Filed Jan 5, 2010 14:02 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,226.83 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-10-000279 · form4.xml · derivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,793.14

Underlying: Common Stock · 2,226.83 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 18, 2009 Filed Dec 22, 2009 14:57 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 301.2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-09-025896 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,566.31

Underlying: Common Stock · 301.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
December 18, 2009 Filed Dec 22, 2009 14:57 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 7.5968 $18.47 $140.30
Disclosure

SEC source: 0001127602-09-025896 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813.6206

F4 · shares: Shares acquired on Company's December 18, 2009 dividend payment date under dividend reinvestment plan.

Read SEC document
December 18, 2009 Filed Dec 22, 2009 14:57 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 34.8859 $18.47 $644.28
Disclosure

SEC source: 0001127602-09-025896 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,065.4479

F4 · shares: Shares acquired on Company's December 18, 2009 dividend payment date under dividend reinvestment plan.

Read SEC document
December 03, 2009 Filed Dec 4, 2009 22:26 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 10,000 $17.64 $176,400.00
Disclosure

SEC source: 0001127602-09-024430 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,030.562

Read SEC document
December 03, 2009 Filed Dec 4, 2009 22:26 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 15,000 $17.68 $265,200.00
Disclosure

SEC source: 0001127602-09-024430 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,030.562

Read SEC document
September 30, 2009 Filed Oct 2, 2009 20:15 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,771.04 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-09-020182 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,265.11

Underlying: Common Stock · 2,771.04 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 354.32 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.underlying_shares: Includes 354.32 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 20:15 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 9.1639 $15.26 $139.84
Disclosure

SEC source: 0001127602-09-020182 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,806.0238

F4 · shares: Shares acquired on Company's September 30, 2009 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 20:15 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 42.0825 $15.26 $642.18
Disclosure

SEC source: 0001127602-09-020182 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,030.562

F4 · shares: Shares acquired on Company's September 30, 2009 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 18:28 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,633.44 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-09-014963 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,494.07

Underlying: Common Stock · 2,633.44 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 329.58 units acquired pursuant to dividend reinvestment feature of Non-Employee Direcotrs' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.underlying_shares: Includes 329.58 units acquired pursuant to dividend reinvestment feature of Non-Employee Direcotrs' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 18:28 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 8.573 $16.26 $139.41
Disclosure

SEC source: 0001127602-09-014963 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796.8599

F4 · shares: Shares acquired on Company's June 30, 2009 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 18:28 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 39.371 $16.26 $640.22
Disclosure

SEC source: 0001127602-09-014963 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,988.4795

F4 · shares: Shares acquired on Company's June 30, 2009 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 15:31 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,724.71 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-09-008269 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,860.63

Underlying: Common Stock · 2,724.71 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 388.61 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.underlying_shares: Includes 388.61 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 15:31 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 10.4501 $13.29 $138.89
Disclosure

SEC source: 0001127602-09-008269 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788.2869

F5 · balance_after: Includes 10.4501 shares acquired on Company's March 31, 2009 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 15:31 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 47.9891 $13.29 $637.81
Disclosure

SEC source: 0001127602-09-008269 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,949.1085

F4 · balance_after: Includes 47.9891 shares acquired on Company's March 31, 2009 quarterly dividend payment date under dividend reinvestment plan.

Read SEC document
February 04, 2009 Filed Feb 6, 2009 21:37 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 4,430 $0.00 Strike: $10.75 $0.00
Disclosure

SEC source: 0001127602-09-002849 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,430

Underlying: Common Stock · 4,430 shares

Expires 2019-02-03

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 4, 2010.

Read SEC document
February 04, 2009 Filed Feb 6, 2009 21:37 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 6,977 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-002849 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,901.1194

Read SEC document
December 31, 2008 Filed Jan 5, 2009 13:37 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 4,197.27 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-09-000175 · form4.xml · derivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,135.92

Underlying: Common Stock · 4,197.27 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 16, 2008 Filed Dec 18, 2008 16:27 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 537.71 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-011488 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,938.65

Underlying: Common Stock · 537.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
December 16, 2008 Filed Dec 18, 2008 16:27 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock - Jt. Tenant W/wife 15.6 $8.85 $138.06
Disclosure

SEC source: 0001127602-08-011488 · form4.xml · nonDerivative · entry 2

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,777.8368

F4 · shares: Shares acquired on Company's December 16, 2008 dividend payment date under dividend reinvestment plan.

Read SEC document
December 16, 2008 Filed Dec 18, 2008 16:27 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 71.65 $8.85 $634.10
Disclosure

SEC source: 0001127602-08-011488 · form4.xml · nonDerivative · entry 1

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,924.1194

F4 · shares: Shares acquired on Company's December 16, 2008 dividend payment date under dividend reinvestment plan.

Read SEC document
September 30, 2008 Filed Oct 2, 2008 20:12 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,576.17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-007709 · form4.xml · derivative · entry 3

OCONNOR JAMES J · CIK 0001017988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,400.94

Underlying: Common Stock · 2,576.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 306.35 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.underlying_shares: Includes 306.35 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.