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CUMMINGS ROBERT F JR

Disclosed activity across 4 companies

Tapewire entity
14503
SEC CIK
0001213712

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883DirectorSeptember 30, 2026October 02, 2026
HPS Net Lease Income REITNONE · Entity 28926DirectorJuly 21, 2026July 23, 2026
HPS Real Assets Lending Co LPNONE · Entity 23956DirectorApril 07, 2026April 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect131,030 Reported balance After 2026-09-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-30 · Grant · Acquired 268 · Balance 131,030

F4: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect1,059 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 1,059

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect1,841 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 1,841

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect52,853 Reported balance Holding disclosure · report date 2026-09-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 52,853

F3: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Common StockSEC Table I · non-derivativeDirect151,199 Reported balance Holding disclosure · report date 2026-09-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 151,199

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F4: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

HPS Net Lease Income REIT

Report date July 21, 2026 · Filed July 23, 2026

This filing explicitly reported no securities owned.

HPS Real Assets Lending Co LP

Report date April 07, 2026 · Filed April 17, 2026

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

W R GRACE & CO

Report date September 22, 2021 · Filed September 22, 2021

Section 16 reporting ended · disclosed 2021-09-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2021-09-22 transaction · row 1
1 source row

Row 1 · 2021-09-22 · Disposition to issuer · Disposed 18,823 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the Agreement & Plan of Merger (the "Merger Agreement"), dated April 26, 2021, among W. R. Grace & Co. ("Company"), W. R. Grace Holdings LLC (fka Gibraltar Acquisition Holdings LLC), a Delaware limited liability company ("Parent"), and Gibraltar Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on April 26, 2021, pursuant to which on Sept. 22, 2021, Merger Sub merged with and into the Company (the "Merger") and pursuant to which the Company survived the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued & outstanding share of Company common stock was cancelled and converted into the right to receive $70.00 in cash (the "Merger Consideration") without interest, subject to withholding taxes.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2021-09-22 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-09-22 · Disposition to issuer · Disposed 2,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the Agreement & Plan of Merger (the "Merger Agreement"), dated April 26, 2021, among W. R. Grace & Co. ("Company"), W. R. Grace Holdings LLC (fka Gibraltar Acquisition Holdings LLC), a Delaware limited liability company ("Parent"), and Gibraltar Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on April 26, 2021, pursuant to which on Sept. 22, 2021, Merger Sub merged with and into the Company (the "Merger") and pursuant to which the Company survived the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued & outstanding share of Company common stock was cancelled and converted into the right to receive $70.00 in cash (the "Merger Consideration") without interest, subject to withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the Agreement & Plan of Merger (the "Merger Agreement"), dated April 26, 2021, among W. R. Grace & Co. ("Company"), W. R. Grace Holdings LLC (fka Gibraltar Acquisition Holdings LLC), a Delaware limited liability company ("Parent"), and Gibraltar Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on April 26, 2021, pursuant to which on Sept. 22, 2021, Merger Sub merged with and into the Company (the "Merger") and pursuant to which the Company survived the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued & outstanding share of Company common stock was cancelled and converted into the right to receive $70.00 in cash (the "Merger Consideration") without interest, subject to withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 00:07 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 268 $153.76 $41,207.68
Disclosure

SEC source: 0000024741-26-000265 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,030

Underlying: Common Stock · 268 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:03 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 161 $255.43 $41,124.23
Disclosure

SEC source: 0000024741-26-000245 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,762

Underlying: Common Stock · 161 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 20:04 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 303 $135.97 $41,198.91
Disclosure

SEC source: 0000024741-26-000141 · form4.xml · derivative · entry 7

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,601

Underlying: Common Stock · 303 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 11, 2026 Filed Feb 12, 2026 21:45 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0000024741-26-000125 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,853

Underlying: Common Stock · 1,806 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:09 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 457 $87.56 $40,014.92
Disclosure

SEC source: 0000024741-26-000006 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,298

Underlying: Common Stock · 457 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:07 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 488 $82.03 $40,030.64
Disclosure

SEC source: 0000024741-25-000097 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,841

Underlying: Common Stock · 488 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:10 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 761 $52.59 $40,020.99
Disclosure

SEC source: 0000024741-25-000039 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,353

Underlying: Common Stock · 761 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 20:14 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 874 $45.78 $40,011.72
Disclosure

SEC source: 0001127602-25-010786 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,592

Underlying: Common Stock · 874 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:08 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 4,519 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004876 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,047

Underlying: Common Stock · 4,519 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:26 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 815 $47.52 $38,728.80
Disclosure

SEC source: 0001127602-25-000095 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,718

Underlying: Common Stock · 815 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 20:04 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 858 $45.15 $38,738.70
Disclosure

SEC source: 0001127602-24-024655 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,903

Underlying: Common Stock · 858 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:05 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 997 $38.85 $38,733.45
Disclosure

SEC source: 0001127602-24-019525 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,045

Underlying: Common Stock · 997 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:08 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,176 $32.96 $38,760.96
Disclosure

SEC source: 0001127602-24-011572 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,048

Underlying: Common Stock · 1,176 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 21:12 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 7,078 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003978 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,528

Underlying: Common Stock · 7,078 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:10 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,273 $30.45 $38,762.85
Disclosure

SEC source: 0001127602-24-000112 · form4.xml · derivative · entry 7

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,872

Underlying: Common Stock · 1,273 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 21:10 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,272 $30.47 $38,757.84
Disclosure

SEC source: 0001127602-23-025020 · form4.xml · derivative · entry 7

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,599

Underlying: Common Stock · 1,272 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:04 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 664 $35.04 $23,266.56
Disclosure

SEC source: 0001127602-23-019716 · form4.xml · derivative · entry 7

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,327

Underlying: Common Stock · 664 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:08 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 659 $35.28 $23,249.52
Disclosure

SEC source: 0001127602-23-012158 · form4.xml · derivative · entry 7

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,663

Underlying: Common Stock · 659 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 08, 2023 Filed Feb 9, 2023 21:05 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 6,119 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004199 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,450

Underlying: Common Stock · 6,119 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F3 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 08, 2023 Filed Feb 9, 2023 21:05 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,059 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004199 · form4.xml · derivative · entry 4

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059

Underlying: Common Stock · 1,059 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · shares: The board of directors were provided the opportunity to voluntarily exchange a portion of any or all of the cash fees payable for service on the board and any committees for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $31,000 of their cash compensation for 1,059 RSUs.

F3 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 21:09 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,213 $31.94 $38,743.22
Disclosure

SEC source: 0001127602-23-000124 · form4.xml · derivative · entry 6

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,004

Underlying: Common Stock · 1,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units granted under the Non-Employee Directors' Deferred Compensation Plan. Each Restricted Stock Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of Restricted Stock Units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of Restricted Stock Units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:13 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,335 $29.02 $38,741.70
Disclosure

SEC source: 0001127602-22-023442 · form4.xml · derivative · entry 4

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,791

Underlying: Common Stock · 1,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units granted under the Non-Employee Directors' Deferred Compensation Plan. Each Restricted Stock Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of Restricted Stock Units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of Restricted Stock Units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:10 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,230 $31.51 $38,757.30
Disclosure

SEC source: 0001127602-22-018486 · form4.xml · derivative · entry 4

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,456

Underlying: Common Stock · 1,230 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:13 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,050 $36.91 $38,755.50
Disclosure

SEC source: 0001127602-22-010832 · form4.xml · derivative · entry 4

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,226

Underlying: Common Stock · 1,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:15 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 4,797 $42.74 $205,023.78
Disclosure

SEC source: 0001127602-22-003191 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:15 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,041 $37.23 $38,756.43
Disclosure

SEC source: 0001127602-22-000449 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,176

Underlying: Common Stock · 1,041 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:40 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,062 $36.49 $38,752.38
Disclosure

SEC source: 0001127602-21-026324 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,135

Underlying: Common Stock · 1,062 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
September 22, 2021 Filed Sep 22, 2021 16:46 UTC W R GRACE & CO GRA · Entity 135295 Disposition to issuerCommon Stock, par value $0.01 per share 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001045309-21-000088 · wf-form4_163234355182217.xml · nonDerivative · entry 2

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of pursuant to the Agreement & Plan of Merger (the "Merger Agreement"), dated April 26, 2021, among W. R. Grace & Co. ("Company"), W. R. Grace Holdings LLC (fka Gibraltar Acquisition Holdings LLC), a Delaware limited liability company ("Parent"), and Gibraltar Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on April 26, 2021, pursuant to which on Sept. 22, 2021, Merger Sub merged with and into the Company (the "Merger") and pursuant to which the Company survived the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued & outstanding share of Company common stock was cancelled and converted into the right to receive $70.00 in cash (the "Merger Consideration") without interest, subject to withholding taxes.

Read SEC document
September 22, 2021 Filed Sep 22, 2021 16:46 UTC W R GRACE & CO GRA · Entity 135295 Disposition to issuerCommon Stock, par value $0.01 per share 18,823 Not disclosed Not disclosed
Disclosure

SEC source: 0001045309-21-000088 · wf-form4_163234355182217.xml · nonDerivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of pursuant to the Agreement & Plan of Merger (the "Merger Agreement"), dated April 26, 2021, among W. R. Grace & Co. ("Company"), W. R. Grace Holdings LLC (fka Gibraltar Acquisition Holdings LLC), a Delaware limited liability company ("Parent"), and Gibraltar Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on April 26, 2021, pursuant to which on Sept. 22, 2021, Merger Sub merged with and into the Company (the "Merger") and pursuant to which the Company survived the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued & outstanding share of Company common stock was cancelled and converted into the right to receive $70.00 in cash (the "Merger Consideration") without interest, subject to withholding taxes.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:06 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 947 $40.90 $38,732.30
Disclosure

SEC source: 0001127602-21-021206 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,073

Underlying: Common Stock · 947 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
May 11, 2021 Filed May 12, 2021 19:38 UTC W R GRACE & CO GRA · Entity 135295 GrantCommon Stock, par value $0.01 per share 1,683 $0.00 $0.00
Disclosure

SEC source: 0001045309-21-000058 · wf-form4_162086266046235.xml · nonDerivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,823

F1 · price: Issued in partial payment for 2021 retainer.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:19 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 891 $43.51 $38,767.41
Disclosure

SEC source: 0001127602-21-012589 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,126

Underlying: Common Stock · 891 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 21:26 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 5,366 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003957 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,534

Underlying: Common Stock · 5,366 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:10 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 646 $36.00 $23,256.00
Disclosure

SEC source: 0001127602-21-000481 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,235

Underlying: Common Stock · 646 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:13 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 717 $32.41 $23,237.97
Disclosure

SEC source: 0001127602-20-026262 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,589

Underlying: Common Stock · 717 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 19:51 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,297 $25.90 $33,592.30
Disclosure

SEC source: 0001127602-20-020866 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,872

Underlying: Common Stock · 1,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:23 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,841 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017168 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841

Underlying: Common Stock · 1,841 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving restricted stock units in lieu of 40% of cash fees payable for service on the board of directors and any committees thereof for the period of June 1, 2020 through December 31 2020.

F3 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
May 12, 2020 Filed May 14, 2020 16:43 UTC W R GRACE & CO GRA · Entity 135295 GrantCommon Stock, par value $0.01 per share 2,280 $0.00 $0.00
Disclosure

SEC source: 0001045309-20-000071 · wf-form4_158948897944018.xml · nonDerivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,140

F1 · price: Issued in partial payment for 2020 retainer.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:02 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,887 $20.54 $38,758.98
Disclosure

SEC source: 0001127602-20-012430 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,575

Underlying: Common Stock · 1,887 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 20:19 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 6,539 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004300 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,168

Underlying: Common Stock · 6,539 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:07 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,332 $29.11 $38,774.52
Disclosure

SEC source: 0001127602-20-000131 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,688

Underlying: Common Stock · 1,332 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Commpensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 2,345 $0.00 Strike: $18.95 $0.00
Disclosure

SEC source: 0001127602-19-034945 · form4.xml · derivative · entry 5

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,345 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:07 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 2,345 $28.39 $66,577.36
Disclosure

SEC source: 0001127602-19-034945 · form4.xml · nonDerivative · entry 2

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,199

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.39 to $28.3921, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 2,345 $18.95 $44,437.75
Disclosure

SEC source: 0001127602-19-034945 · form4.xml · nonDerivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:15 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,359 $28.52 $38,758.68
Disclosure

SEC source: 0001127602-19-029695 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,356

Underlying: Common Stock · 1,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Commpensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:08 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,167 $33.23 $38,779.41
Disclosure

SEC source: 0001127602-19-023183 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,997

Underlying: Common Stock · 1,167 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Commpensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
May 08, 2019 Filed May 9, 2019 17:30 UTC W R GRACE & CO GRA · Entity 135295 GrantCommon Stock, par value $0.01 per share 1,532 $0.00 $0.00
Disclosure

SEC source: 0001045309-19-000060 · wf-form4_155743740394362.xml · nonDerivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,860

F1 · price: Issued in partial payment for 2019 retainer.

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March 29, 2019 Filed Apr 1, 2019 20:06 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,171 $33.10 $38,760.10
Disclosure

SEC source: 0001127602-19-013791 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,830

Underlying: Common Stock · 1,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Commpensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

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February 06, 2019 Filed Feb 9, 2019 02:16 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 5,182 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004944 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,629

Underlying: Common Stock · 5,182 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units granted under the 2010 Equity Plan For Non-Employee Directors. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

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December 31, 2018 Filed Jan 2, 2019 21:06 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,283 $30.21 $38,759.43
Disclosure

SEC source: 0001127602-19-000238 · form4.xml · derivative · entry 1

CUMMINGS ROBERT F JR · CIK 0001213712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,659

Underlying: Common Stock · 1,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Commpensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.