Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Director · VICE CHAIRMAN | February 04, 2016 | February 05, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date February 04, 2016 · Filed February 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 275,074 |
Reported balance
After 2016-02-04 transaction · row 1
1 source rowRow 1 · 2016-02-04 · Sale · Disposed 69,519 · Balance 275,074 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2016 Filed Feb 5, 2016 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 69,519 | $18.50 | $1,286,101.50 |
DisclosureSEC source: 0001127602-16-039766 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,074 Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 35,365 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-033149 · form4.xml · derivative · entry 8 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F6 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2015 remained restricted until December 1, 2015, when they vested and converted into GLW common stock per terms of the March 2015 Agreement approved by Compensation Committee. F6 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2015 remained restricted until December 1, 2015, when they vested and converted into GLW common stock per terms of the March 2015 Agreement approved by Compensation Committee. Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 40,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-033149 · form4.xml · derivative · entry 7 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F5 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2014 remained restricted until December 1, 2015, when they vested and converted into GLW common stock per terms of the March 2014 Agreement approved by Compensation Committee. F5 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2014 remained restricted until December 1, 2015, when they vested and converted into GLW common stock per terms of the March 2014 Agreement approved by Compensation Committee. Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 62,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-033149 · form4.xml · derivative · entry 6 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F4 · derivative.exercise_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until December 1, 2015, when they vested and converted into GLW common stock per terms of the March 2013 Agreement approved by Compensation Committee. F4 · derivative.expiration_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until December 1, 2015, when they vested and converted into GLW common stock per terms of the March 2013 Agreement approved by Compensation Committee. Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerRestricted Stock Unit · Derivative | 3,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033149 · form4.xml · derivative · entry 5 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,365 Underlying: Common Stock · 3,215 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. The 3,215 units were forfeited per terms of the March 31, 2015 Agreement approved by Compensation Committee. F2 · derivative.exercise_date: Mr. Flaws retired effective December 1, 2015. Restricted Stock Units awarded March 31, 2015 remained restricted until December 1, 2015, when 3,215 units were forfeited and 35,365 units vested and converted into GLW common stock per terms of the March 2015 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Mr. Flaws retired effective December 1, 2015. Restricted Stock Units awarded March 31, 2015 remained restricted until December 1, 2015, when 3,215 units were forfeited and 35,365 units vested and converted into GLW common stock per terms of the March 2015 Agreement approved by Compensation Committee. Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 69,022 | $18.82 | $1,298,994.04 |
DisclosureSEC source: 0001127602-15-033149 · form4.xml · nonDerivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,593 Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 35,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033149 · form4.xml · nonDerivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 40,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033149 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 62,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033149 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| May 29, 2015 Filed Jun 1, 2015 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 21,024 | $0.00 Strike: $20.81 | $0.00 |
DisclosureSEC source: 0001127602-15-019130 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,024 Underlying: Common Stock · 21,024 shares Expires 2025-05-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| May 29, 2015 Filed Jun 26, 2015 20:12 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 20,913 | $0.00 Strike: $20.92 | $0.00 |
DisclosureSEC source: 0001127602-15-021456 · form4a.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,913 Underlying: Common Stock · 20,913 shares Expires 2025-05-29 F1 · derivative.exercise_price: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. F1 · shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. F2 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. F1 · derivative.underlying_shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. F1 · balance_after: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92. Read SEC document |
| April 30, 2015 Filed May 1, 2015 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 20,903 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001127602-15-015789 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,903 Underlying: Common Stock · 20,903 shares Expires 2025-04-30 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 20:28 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 38,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-013583 · form4.xml · derivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,580 Underlying: Common Stock · 38,580 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018. Read SEC document |
| March 31, 2015 Filed Apr 2, 2015 20:28 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 19,290 | $0.00 Strike: $22.68 | $0.00 |
DisclosureSEC source: 0001127602-15-013583 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,290 Underlying: Common Stock · 19,290 shares Expires 2025-03-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 18, 2015 Filed Feb 19, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 56,525 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001127602-15-007117 · form4.xml · derivative · entry 8 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,525 shares Expires 2022-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2015 Filed Feb 19, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 55,918 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0001127602-15-007117 · form4.xml · derivative · entry 7 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,918 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2015 Filed Feb 19, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 145,043 | $24.58 | $3,565,026.40 |
DisclosureSEC source: 0001127602-15-007117 · form4.xml · nonDerivative · entry 5 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,074 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.54 to $24.68, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 18, 2015 Filed Feb 19, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 56,525 | $12.90 | $729,172.50 |
DisclosureSEC source: 0001127602-15-007117 · form4.xml · nonDerivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2015 Filed Feb 19, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 55,918 | $13.04 | $729,170.72 |
DisclosureSEC source: 0001127602-15-007117 · form4.xml · nonDerivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2015 Filed Feb 19, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 64,199 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-007117 · form4.xml · derivative · entry 6 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,199 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Earned Restricted Stock Units awarded January 3, 2012 remained restricted until February 17, 2015, when they vested and converted into GLW common stock per terms of January 2012 Agreement approved by Compensation Committee. F3 · derivative.expiration_date: Earned Restricted Stock Units awarded January 3, 2012 remained restricted until February 17, 2015, when they vested and converted into GLW common stock per terms of January 2012 Agreement approved by Compensation Committee. Read SEC document |
| February 17, 2015 Filed Feb 19, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 31,599 | $24.60 | $777,335.40 |
DisclosureSEC source: 0001127602-15-007117 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,674 Read SEC document |
| February 17, 2015 Filed Feb 19, 2015 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 64,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-007117 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 30,667 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · derivative · entry 17 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,667 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 30,667 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · derivative · entry 16 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,667 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 30,666 | $0.00 Strike: $17.82 | $0.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · derivative · entry 15 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,666 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 33,000 | $0.00 Strike: $20.86 | $0.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · derivative · entry 14 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,000 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 33,000 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · derivative · entry 13 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,000 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 66,000 | $0.00 Strike: $21.89 | $0.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · derivative · entry 12 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,000 shares Expires 2016-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 38,500 | $0.00 Strike: $19.68 | $0.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · derivative · entry 11 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,500 shares Expires 2016-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 77,000 | $0.00 Strike: $21.08 | $0.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · derivative · entry 10 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 77,000 shares Expires 2015-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 339,500 | $24.63 | $8,363,548.55 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · nonDerivative · entry 9 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,074 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.5550 to $24.7000, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 30,667 | $18.16 | $556,912.72 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · nonDerivative · entry 8 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 30,667 | $19.56 | $599,846.52 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · nonDerivative · entry 7 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 30,666 | $17.82 | $546,468.12 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · nonDerivative · entry 6 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 33,000 | $20.86 | $688,380.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · nonDerivative · entry 5 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 33,000 | $18.85 | $622,050.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · nonDerivative · entry 4 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 66,000 | $21.89 | $1,444,740.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · nonDerivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 38,500 | $19.68 | $757,680.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 77,000 | $21.08 | $1,623,160.00 |
DisclosureSEC source: 0001127602-15-003471 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-001172 · form4.xml · derivative · entry 3 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,288 Underlying: Common Stock · 1,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2014 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2014 agreement. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,739 | $23.01 | $40,014.39 |
DisclosureSEC source: 0001127602-15-001172 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,074 Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-001172 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-024781 · form4.xml · nonDerivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,074 Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 30,000 | $19.73 | $591,906.00 |
DisclosureSEC source: 0001127602-14-024781 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,574 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.66 to $19.77, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| May 30, 2014 Filed Jun 2, 2014 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 20,540 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-14-019392 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,540 Underlying: Common Stock · 20,540 shares Expires 2024-05-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 30, 2014 Filed May 2, 2014 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 20,923 | $0.00 Strike: $20.91 | $0.00 |
DisclosureSEC source: 0001127602-14-016082 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,923 Underlying: Common Stock · 20,923 shares Expires 2024-04-29 Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 21,013 | $0.00 Strike: $20.82 | $0.00 |
DisclosureSEC source: 0001127602-14-013490 · form4.xml · derivative · entry 2 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,013 Underlying: Common Stock · 21,013 shares Expires 2024-03-29 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 42,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-013490 · form4.xml · derivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,027 Underlying: Common Stock · 42,027 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017. Read SEC document |
| February 24, 2014 Filed Feb 26, 2014 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008629 · form4.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,574 Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:02 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 7,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-007081 · form4a.xml · nonDerivative · entry 1 FLAWS JAMES B · CIK 0001206152 · Director · VICE CHAIRMAN & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,774 F1 · date: Original Form 4 filed on 2/12/14 noted a Transaction Date of 2/11/14. Due to broker error, the gift was not completed until 2/18/14. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.