Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABBOTT LABORATORIESABT · Entity 2314 | Director | November 09, 2010 | November 12, 2010 |
| CORNING INC /NYGLW · Entity 2883 | Former Director | April 27, 2012 | April 30, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABBOTT LABORATORIES
Report date November 09, 2010 · Filed November 12, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares without par valueSEC Table I · non-derivative | Direct | 40,861 |
Reported balance
After 2010-11-09 transaction · row 1
1 source rowRow 1 · 2010-11-09 · Sale · Disposed 13,815 · Balance 40,861 |
| Common shares without par valueSEC Table I · non-derivative | IndirectBy Eagle Pines | 4,309 |
Reported balance
Holding disclosure · report date 2010-11-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,309 F1: Balance reflects the entire number of shares held by partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Balance reflects the entire number of shares held by partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
CORNING INC /NY
Report date April 27, 2012 · Filed April 30, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 162,581.03 |
Reported balance
After 2012-04-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-04-27 · Grant · Acquired 1,545.54 · Balance 162,581.03 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. Smithburg's retirement as a Director of Corning. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2012-04-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2012-04-27 · Exercise / conversion · Disposed 162,581.03 · Balance 0 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. Smithburg's retirement as a Director of Corning. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. Smithburg's retirement as a Director of Corning.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2012 Filed Apr 30, 2012 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPhantom Stock · Derivative | 162,581.03 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-12-014919 · form4.xml · derivative · entry 2 SMITHBURG WILLIAM D · CIK 0001190304 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 162,581.03 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. Smithburg's retirement as a Director of Corning. F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. Smithburg's retirement as a Director of Corning. Read SEC document |
| April 27, 2012 Filed Apr 30, 2012 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,545.54 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-014919 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,581.03 Underlying: Common Stock · 1,545.54 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. Smithburg's retirement as a Director of Corning. F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. Smithburg's retirement as a Director of Corning. Read SEC document |
| March 30, 2012 Filed Apr 3, 2012 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 4,102.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-012915 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,035.49 Underlying: Common Stock · 4,102.98 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 835.93 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 2,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003957 · form4.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,595 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
| December 30, 2011 Filed Jan 3, 2012 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 3,813.56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-000174 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,932.51 Underlying: Common Stock · 3,813.56 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| December 16, 2011 Filed Dec 20, 2011 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 872.97 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-032923 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,118.95 Underlying: Common Stock · 872.97 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 3,615.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-026714 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,245.98 Underlying: Common Stock · 3,615.01 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 601.26 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| June 30, 2011 Filed Jul 1, 2011 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,725.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-020338 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,630.97 Underlying: Common Stock · 2,725.19 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 401.94 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| March 31, 2011 Filed Apr 4, 2011 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,311.18 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-012008 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,905.78 Underlying: Common Stock · 2,311.18 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 348.02 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| February 17, 2011 Filed Feb 22, 2011 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 500 | $22.75 | $11,375.00 |
DisclosureSEC source: 0001127602-11-006749 · form4.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held By Spouse Disclosed balance after: 1,500 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of all securities held by Spouse. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 21:16 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 5,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-003898 · form4.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,623 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,902.17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-000129 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,594.6 Underlying: Common Stock · 1,902.17 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| December 17, 2010 Filed Dec 21, 2010 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 372.09 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-031340 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,692.43 Underlying: Common Stock · 372.09 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| December 07, 2010 Filed Dec 8, 2010 13:33 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.13 | $0.00 |
DisclosureSEC source: 0001127602-10-029922 · form4.xml · derivative · entry 9 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2013-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2010 Filed Dec 8, 2010 13:33 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0001127602-10-029922 · form4.xml · derivative · entry 8 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2012-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2010 Filed Dec 8, 2010 13:33 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,110 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001127602-10-029922 · form4.xml · derivative · entry 7 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,110 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2010 Filed Dec 8, 2010 13:33 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,050 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001127602-10-029922 · form4.xml · derivative · entry 6 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,110 Underlying: Common Stock · 9,050 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2010 Filed Dec 8, 2010 13:33 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 36,160 | $18.72 | $677,012.83 |
DisclosureSEC source: 0001127602-10-029922 · form4.xml · nonDerivative · entry 5 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,577 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.71 to $18.75, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| December 07, 2010 Filed Dec 8, 2010 13:33 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 10,000 | $4.13 | $41,300.00 |
DisclosureSEC source: 0001127602-10-029922 · form4.xml · nonDerivative · entry 4 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2010 Filed Dec 8, 2010 13:33 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,000 | $6.67 | $100,050.00 |
DisclosureSEC source: 0001127602-10-029922 · form4.xml · nonDerivative · entry 3 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2010 Filed Dec 8, 2010 13:33 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 2,110 | $9.95 | $20,994.50 |
DisclosureSEC source: 0001127602-10-029922 · form4.xml · nonDerivative · entry 2 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2010 Filed Dec 8, 2010 13:33 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,050 | $9.95 | $90,047.50 |
DisclosureSEC source: 0001127602-10-029922 · form4.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2010 Filed Nov 12, 2010 22:07 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 13,815 | $50.39 | $696,072.92 |
DisclosureSEC source: 0001179110-10-015976 · edgar.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,861 Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,899.4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-024263 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,320.34 Underlying: Common Stock · 1,899.4 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 381.35 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,791.42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-018602 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,420.94 Underlying: Common Stock · 2,791.42 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 423.00 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 423.00 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| April 23, 2010 Filed Apr 27, 2010 22:23 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantCommon shares without par value | 2,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-10-007457 · edgar.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,676 F1 · kind: These are restricted stock units awarded under the Abbott Laboratories 2009 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). F1 · price: These are restricted stock units awarded under the Abbott Laboratories 2009 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 23:45 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,854.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-010082 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,629.52 Underlying: Common Stock · 1,854.96 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 333.44 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 333.44 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 2,345 | $0.00 Strike: $18.95 | $0.00 |
DisclosureSEC source: 0001127602-10-003601 · form4.xml · derivative · entry 5 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,345 Underlying: Common Stock · 2,345 shares Expires 2020-02-02 F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 3, 2011. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 5,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-003601 · form4.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,577 Read SEC document |
| December 31, 2009 Filed Jan 5, 2010 14:00 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,903.16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-000274 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,774.56 Underlying: Common Stock · 1,903.16 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| December 24, 2009 Filed Dec 28, 2009 23:28 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantOption (right to buy) · Derivative | 4,880 | $0.00 Strike: $54.09 | $0.00 |
DisclosureSEC source: 0001179110-09-017486 · edgar.xml · derivative · entry 9 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,880 Underlying: Common shares · 4,880 shares Expires 2011-04-26 F3 · security: Stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3. Read SEC document |
| December 24, 2009 Filed Dec 28, 2009 23:28 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | Exercise / conversionOption (right to buy) · Derivative | 6,177 | $0.00 Strike: $42.73 | $0.00 |
DisclosureSEC source: 0001179110-09-017486 · edgar.xml · derivative · entry 8 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares · 6,177 shares Expires 2011-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3. Read SEC document |
| December 24, 2009 Filed Dec 28, 2009 23:28 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | Tax withholdingCommon shares without par value | 4,880 | $54.09 | $263,959.20 |
DisclosureSEC source: 0001179110-09-017486 · edgar.xml · nonDerivative · entry 5 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,568 Read SEC document |
| December 24, 2009 Filed Dec 28, 2009 23:28 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | Exercise / conversionCommon shares without par value | 6,177 | $42.73 | $263,960.51 |
DisclosureSEC source: 0001179110-09-017486 · edgar.xml · nonDerivative · entry 4 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2009 Filed Dec 28, 2009 23:28 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | Exercise / conversionOption (right to buy) · Derivative | 5,678 | $0.00 Strike: $35.92 | $0.00 |
DisclosureSEC source: 0001179110-09-017486 · edgar.xml · derivative · entry 7 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common shares · 5,678 shares Expires 2010-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3. Read SEC document |
| December 23, 2009 Filed Dec 28, 2009 23:28 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 578 | $53.98 | $31,201.60 |
DisclosureSEC source: 0001179110-09-017486 · edgar.xml · nonDerivative · entry 3 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,271 Read SEC document |
| December 23, 2009 Filed Dec 28, 2009 23:28 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 5,100 | $53.98 | $275,303.10 |
DisclosureSEC source: 0001179110-09-017486 · edgar.xml · nonDerivative · entry 2 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,849 Read SEC document |
| December 23, 2009 Filed Dec 28, 2009 23:28 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | Exercise / conversionCommon shares without par value | 5,678 | $35.92 | $203,949.22 |
DisclosureSEC source: 0001179110-09-017486 · edgar.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2009 Filed Dec 22, 2009 15:02 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 358.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-025900 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,871.4 Underlying: Common Stock · 358.72 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F2 · derivative.underlying_shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:19 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,433.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-020186 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,512.68 Underlying: Common Stock · 2,433.31 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 424.82 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 424.82 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:29 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,405.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-014964 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,079.37 Underlying: Common Stock · 2,405.58 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 397.49 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 397.49 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| April 24, 2009 Filed Apr 28, 2009 22:36 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantCommon shares without par value | 2,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-09-026816 · a4.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,271 F1 · kind: These are restricted stock units awarded under the Abbott Laboratories 2009 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). F1 · price: These are restricted stock units awarded under the Abbott Laboratories 2009 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). F2 · balance_after: Balances reflect a gift of 1,000 shares to Eagle Pines reported on a Form 5 filed February 26, 2009 Read SEC document |
| March 31, 2009 Filed Apr 2, 2009 14:24 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,675.2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-008249 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,673.79 Underlying: Common Stock · 2,675.2 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 470.98 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 470.98 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| February 04, 2009 Filed Feb 6, 2009 21:42 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 4,430 | $0.00 Strike: $10.75 | $0.00 |
DisclosureSEC source: 0001127602-09-002853 · form4.xml · derivative · entry 5 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,430 Underlying: Common Stock · 4,430 shares Expires 2019-02-03 F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 4, 2010. Read SEC document |
| February 04, 2009 Filed Feb 6, 2009 21:42 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 6,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-002853 · form4.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,564 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 23:53 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | SaleCommon shares without par value | 10,000 | $53.76 | $537,600.00 |
DisclosureSEC source: 0001104659-09-004692 · a4.xml · nonDerivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,806 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:03 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantStock Equivalent Units · Derivative | 534 | $53.37 Strike: $0.00 | $28,499.58 |
DisclosureSEC source: 0001104659-09-000349 · a4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,356 Underlying: Common shares · 534 shares Expires not disclosed F1 · derivative.exercise_price: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock. F1 · derivative.exercise_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock. F1 · derivative.expiration_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock. F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 13:38 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 3,856.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-000177 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,998.59 Underlying: Common Stock · 3,856.24 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| December 16, 2008 Filed Dec 18, 2008 16:23 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 658.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-011485 · form4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,142.35 Underlying: Common Stock · 658.38 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 21:02 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantStock Equivalent Units · Derivative | 494 | $57.58 Strike: $0.00 | $28,444.52 |
DisclosureSEC source: 0001104659-08-061720 · a4.xml · derivative · entry 1 SMITHBURG WILLIAM D · CIK 0001190304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,661 Underlying: Common shares · 494 shares Expires not disclosed F1 · derivative.exercise_price: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock. F1 · derivative.exercise_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock. F1 · derivative.expiration_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock. F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.