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person · Reporting owner

BROWN JOHN SEELY

Disclosed activity across 2 companies

Tapewire entity
12122
SEC CIK
0001206159

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMAZON COM INCAMZN · Entity 1956DirectorMay 15, 2018May 17, 2018
CORNING INC /NYGLW · Entity 2883Retired DirectorSeptember 30, 2014October 02, 2014

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMAZON COM INC

Report date May 15, 2018 · Filed May 17, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect15,323 Reported balance After 2018-05-15 transaction · row 1
1 source row

Row 1 · 2018-05-15 · Exercise / conversion · Acquired 879 · Balance 15,323

Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-05-15Direct0 Reported balance After 2018-05-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-15 · Exercise / conversion · Disposed 879 · Balance 0

F1: Converts into Common Stock on a one-for-one basis.

F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of May 15, 2016, May 15, 2017, and May 15, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Converts into Common Stock on a one-for-one basis.

F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of May 15, 2016, May 15, 2017, and May 15, 2018.

CORNING INC /NY

Report date September 30, 2014 · Filed October 02, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect112,720 Reported balance After 2014-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2014-09-30 · Grant · Acquired 580 · Balance 112,720

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F4: Fractional amounts have been rounded to nearest whole number.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F4: Fractional amounts have been rounded to nearest whole number.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2018 Filed May 17, 2018 21:12 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-18-000090 · wf-form4_152659152000035.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 879 shares

Expires 2018-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of May 15, 2016, May 15, 2017, and May 15, 2018.

Read SEC document
May 15, 2018 Filed May 17, 2018 21:12 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 879 $0.00 $0.00
Disclosure

SEC source: 0001018724-18-000090 · wf-form4_152659152000035.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:40 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-17-000074 · wf-form4_149505358716785.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock, par value $.01 per share · 879 shares

Expires 2018-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of May 15, 2016, May 15, 2017, and May 15, 2018.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:40 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 879 $0.00 $0.00
Disclosure

SEC source: 0001018724-17-000074 · wf-form4_149505358716785.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2016 Filed May 17, 2016 22:40 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-16-000258 · wf-form4_146352484071914.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock, par value $.01 per share · 879 shares

Expires 2018-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of May 15, 2016, May 15, 2017, and May 15, 2018.

Read SEC document
May 15, 2016 Filed May 17, 2016 22:40 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 879 $0.00 $0.00
Disclosure

SEC source: 0001018724-16-000258 · wf-form4_146352484071914.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 20:18 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 1,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-15-000081 · wf-form4_143578192273004.xml · derivative · entry 3

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 1,200 shares

Expires 2015-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 1,200 shares on each of June 30, 2013, June 30, 2014, and June 30, 2015.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 20:18 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 480 $434.20 $208,416.00
Disclosure

SEC source: 0001018724-15-000081 · wf-form4_143578192273004.xml · nonDerivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,686

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 20:18 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 1,200 $0.00 $0.00
Disclosure

SEC source: 0001018724-15-000081 · wf-form4_143578192273004.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2015 Filed Feb 11, 2015 00:28 UTC AMAZON COM INC AMZN · Entity 1956 GrantRestricted Stock Unit Award · Derivative 2,637 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001018724-15-000010 · wf-form4_142361449345234.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,637

Underlying: Common Stock, par value $.01 per share · 2,637 shares

Expires 2018-05-15

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of May 15, 2016, May 15, 2017, and May 15, 2018.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:03 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 580 $19.34 $11,217.20
Disclosure

SEC source: 0001127602-14-029067 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,720

Underlying: Common Stock · 580 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F4 · balance_after: Fractional amounts have been rounded to nearest whole number.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 20:04 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 504.64 $21.95 $11,076.85
Disclosure

SEC source: 0001127602-14-022470 · form4.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,138.42

Underlying: Common Stock · 504.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 20:04 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 865.6 $21.95 $18,999.92
Disclosure

SEC source: 0001127602-14-022470 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Retired Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,633.78

Underlying: Common Stock · 865.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 22:12 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 1,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-14-000031 · edgar.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock, par value $.01 per share · 1,200 shares

Expires 2015-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 1,200 shares on each of June 30, 2013, June 30, 2014, and June 30, 2015.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 22:12 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 1,200 $0.00 $0.00
Disclosure

SEC source: 0001359804-14-000031 · edgar.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2014 Filed Apr 2, 2014 20:09 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 523.23 $20.82 $10,893.65
Disclosure

SEC source: 0001127602-14-013517 · form4.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,768.18

Underlying: Common Stock · 523.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
March 31, 2014 Filed Apr 2, 2014 20:09 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,308.84 $20.82 $27,250.05
Disclosure

SEC source: 0001127602-14-013517 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,244.95

Underlying: Common Stock · 1,308.84 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
February 05, 2014 Filed Feb 7, 2014 21:01 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 2,564 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005113 · form4.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,365

F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 21:03 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 2,314.81 $17.82 $41,249.91
Disclosure

SEC source: 0001127602-14-000739 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,936.11

Underlying: Common Stock · 2,314.81 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 13, 2013 Filed Dec 17, 2013 21:06 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 627.92 $16.88 $10,599.29
Disclosure

SEC source: 0001127602-13-034822 · form4.xml · derivative · entry 3

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,621.3

Underlying: Common Stock · 627.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock.

F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 13, 2013 Filed Dec 17, 2013 21:06 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 709.64 $14.59 $10,353.65
Disclosure

SEC source: 0001127602-13-034822 · form4.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,993.38

Underlying: Common Stock · 709.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock.

F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
December 13, 2013 Filed Dec 17, 2013 21:06 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 13.44 $14.23 $191.25
Disclosure

SEC source: 0001127602-13-034822 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,283.74

Underlying: Common Stock · 13.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock.

F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

Read SEC document
November 04, 2013 Filed Nov 5, 2013 21:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 5,132 $0.00 Strike: $11.99 $0.00
Disclosure

SEC source: 0001127602-13-030632 · form4.xml · derivative · entry 3

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,132 shares

Expires 2014-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2013 Filed Nov 5, 2013 21:12 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 5,132 $17.29 $88,736.90
Disclosure

SEC source: 0001127602-13-030632 · form4.xml · nonDerivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,801

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 17.28 to $17.30 inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
November 04, 2013 Filed Nov 5, 2013 21:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 5,132 $11.99 $61,532.68
Disclosure

SEC source: 0001127602-13-030632 · form4.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2013 Filed Oct 2, 2013 20:02 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,747.77 $14.59 $25,499.96
Disclosure

SEC source: 0001127602-13-028418 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,270.3

Underlying: Common Stock · 1,747.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 20:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 99,571.6 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-021961 · form4.xml · derivative · entry 4

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,522.53

Underlying: Common Stock · 99,571.6 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director.

Read SEC document
July 01, 2013 Filed Jul 2, 2013 20:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPhantom Stock · Derivative 99,571.6 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-13-021961 · form4.xml · derivative · entry 3

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 99,571.6 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one restricted stock unit. Based on a one-time election, the phantom stock units converted to restricted stock units, to be held in a deferred account until six months following termination as a Corning director.

F6 · price: Each phantom stock unit was the economic equivalent of one restricted stock unit. Based on a one-time election, the phantom stock units converted to restricted stock units, to be held in a deferred account until six months following termination as a Corning director.

F7 · derivative.exercise_date: The reporting person settled the phantom stock units for restricted stock units on 7/1/13, to be held in a deferred account until six months following termination as a Corning director.

F7 · derivative.expiration_date: The reporting person settled the phantom stock units for restricted stock units on 7/1/13, to be held in a deferred account until six months following termination as a Corning director.

Read SEC document
June 30, 2013 Filed Jul 1, 2013 22:29 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 1,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-13-000027 · edgar.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock, par value $.01 per share · 1,200 shares

Expires 2015-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 1,200 shares on June 30, 2013, and an additional 1,200 shares on June 30, 2014 and June 30, 2015.

Read SEC document
June 30, 2013 Filed Jul 1, 2013 22:29 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 1,200 $0.00 $0.00
Disclosure

SEC source: 0001359804-13-000027 · edgar.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2013 Filed Jul 2, 2013 20:07 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 694.85 $14.23 Strike: $0.00 $9,887.72
Disclosure

SEC source: 0001127602-13-021961 · form4.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,571.6

Underlying: Common Stock · 694.85 shares

Expires not disclosed

F3 · derivative.exercise_price: The value of each phantom stock unit is the economic equivalent of the cash value of the company's common stock on a one-for-one basis.

F4 · shares: Phantom stock units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F5 · derivative.exercise_date: On July 1, 2013, based on a one-time election by the reporting person, phantom stock units will convert to (i) restricted stock units, to be held in a deferred account until six months following termination as a Corning director, or (ii) cash, to be held in a deferred account until (x) a date specified by the reporting person, or (y) termination as a Corning director.

F5 · derivative.expiration_date: On July 1, 2013, based on a one-time election by the reporting person, phantom stock units will convert to (i) restricted stock units, to be held in a deferred account until six months following termination as a Corning director, or (ii) cash, to be held in a deferred account until (x) a date specified by the reporting person, or (y) termination as a Corning director.

Read SEC document
June 28, 2013 Filed Jul 2, 2013 20:07 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 2,037.95 $14.23 $29,000.03
Disclosure

SEC source: 0001127602-13-021961 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950.93

Underlying: Common Stock · 2,037.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director.

Read SEC document
May 03, 2013 Filed May 3, 2013 21:53 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 8,000 $256.10 $2,048,800.00
Disclosure

SEC source: 0001359804-13-000015 · edgar.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,566

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 28, 2013 Filed Apr 1, 2013 20:12 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 663.11 $13.33 Strike: $0.00 $8,839.26
Disclosure

SEC source: 0001127602-13-012520 · form4.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,876.75

Underlying: Common Stock · 663.11 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F5 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F5 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
March 28, 2013 Filed Apr 1, 2013 20:12 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 1,912.98 $13.33 $25,500.02
Disclosure

SEC source: 0001127602-13-012520 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,912.98

Underlying: Common Stock · 1,912.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of Restricted Stock Units to Corning Incorporated Common Stock and distribution of stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of services as a Director of Corning.

F2 · derivative.expiration_date: Conversion of Restricted Stock Units to Corning Incorporated Common Stock and distribution of stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of services as a Director of Corning.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:05 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 10,263 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-005065 · form4.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,801

F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 21:05 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 3,268.62 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-13-000683 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,213.64

Underlying: Common Stock · 3,268.62 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 14, 2012 Filed Dec 18, 2012 21:06 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 672.31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-12-034353 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,945.02

Underlying: Common Stock · 672.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 28, 2012 Filed Oct 2, 2012 20:06 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,462.79 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-12-027826 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,272.71

Underlying: Common Stock · 2,462.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Includes 523.63 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
June 30, 2012 Filed Jul 3, 2012 22:50 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 2,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-12-000040 · edgar.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 2,333 shares

Expires 2012-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award vested and converted into shares of common stock of the issuer at the rate of 2,334 shares on June 30, 2010, and an additional 2,333 shares on June 30, 2011 and June 30, 2012.

Read SEC document
June 30, 2012 Filed Jul 3, 2012 22:50 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 2,333 $0.00 $0.00
Disclosure

SEC source: 0001359804-12-000040 · edgar.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2012 Filed Jul 3, 2012 20:02 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 3,028.5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-12-021552 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,809.92

Underlying: Common Stock · 3,028.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Includes 514.97 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
March 30, 2012 Filed Apr 3, 2012 20:08 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,642.79 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-12-012900 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,781.42

Underlying: Common Stock · 2,642.79 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 458.84 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
February 09, 2012 Filed Feb 10, 2012 13:21 UTC AMAZON COM INC AMZN · Entity 1956 GrantRestricted Stock Unit Award · Derivative 3,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-12-000006 · edgar.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock, par value $.01 per share · 3,600 shares

Expires 2015-06-30

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 1,200 shares on June 30, 2013, and an additional 1,200 shares on June 30, 2014 and June 30, 2015.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 21:02 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 8,915 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-003944 · form4.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,538

F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director.

Read SEC document
December 30, 2011 Filed Jan 3, 2012 21:12 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,908.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-12-000182 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,138.63

Underlying: Common Stock · 2,908.32 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 16, 2011 Filed Dec 20, 2011 21:09 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 474.52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-11-032926 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,230.31

Underlying: Common Stock · 474.52 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 30, 2011 Filed Oct 4, 2011 20:08 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,388.22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-11-026720 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,755.79

Underlying: Common Stock · 2,388.22 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 325.11 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
June 30, 2011 Filed Jul 1, 2011 20:01 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,006.5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-11-020325 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,367.57

Underlying: Common Stock · 2,006.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 215.87 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
June 30, 2011 Filed Jun 30, 2011 23:16 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 2,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-11-000043 · edgar.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Underlying: Common Stock, par value $.01 per share · 2,333 shares

Expires 2012-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 2,334 shares on June 30, 2010, and an additional 2,333 shares on June 30, 2011 and June 30, 2012.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.