Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2022 Filed Mar 24, 2022 20:40 UTC |
Stoner Troy A.Director
|
GrantCommon Stock | 1,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008504 · form4.xml · nonDerivative · entry 1 Stoner Troy A. · CIK 0001916970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235 F1 · kind: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and vests on the first anniversary of the grant date. F1 · shares: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and vests on the first anniversary of the grant date. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 21:15 UTC |
Glajch JeffreyVP-Finance; CFO
|
SaleCommon Stock | 7,876 | $8.13 | $64,031.88 |
DisclosureSEC source: 0001062993-22-007316 · form4.xml · nonDerivative · entry 2 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,640 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.10 to $8.15, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:15 UTC |
Glajch JeffreyVP-Finance; CFO
|
SaleCommon Stock | 2,124 | $8.13 | $17,268.12 |
DisclosureSEC source: 0001062993-22-007316 · form4.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,516 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.12 to $8.16, inclusive. Mr. Glajch undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 22:15 UTC |
Thoren Daniel J.President and CEO
|
PurchaseCommon Stock | 12,500 | $7.90 | $98,750.00 |
DisclosureSEC source: 0001062993-22-005370 · form4.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,682 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.84 to $7.93, inclusive. Mr. Thoren undertakes to provide Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:16 UTC |
Barber James JDirector
|
PurchaseCommon Stock | 6,600 | $9.20 | $60,720.00 |
DisclosureSEC source: 0001062993-22-004282 · form4.xml · nonDerivative · entry 1 Barber James J · CIK 0001377811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,403 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.15 to $9.25, inclusive. Mr. Barber undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 10, 2022 Filed Feb 10, 2022 21:17 UTC |
Schnorr Lisa M.Director
|
PurchaseCommon Stock | 5,000 | $9.10 | $45,500.00 |
DisclosureSEC source: 0001062993-22-003532 · form4.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,479 Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 20:02 UTC |
Smith Alan EVP & General Manager - Batavia
|
PurchaseCommon Stock | 8,000 | $9.10 | $72,800.00 |
DisclosureSEC source: 0001062993-22-003733 · form4.xml · nonDerivative · entry 1 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,163 Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 20:00 UTC |
Painter Jonathan WDirector
|
PurchaseCommon Stock | 2,500 | $9.08 | $22,700.00 |
DisclosureSEC source: 0001062993-22-003732 · form4.xml · nonDerivative · entry 1 PAINTER JONATHAN W · CIK 0001247567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,168 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.01 to $9.17, inclusive. Mr. Painter undertakes to provide Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 19:59 UTC |
Fortier AlanDirector
|
PurchaseCommon Stock | 6,000 | $9.19 | $55,140.00 |
DisclosureSEC source: 0001062993-22-003730 · form4.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,068 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.145 to $9.35, inclusive. Mr. Fortier undertakes to provide Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 21:19 UTC |
Glajch JeffreyVP-Finance; CFO
|
SaleCommon Stock | 2,893 | $12.75 | $36,885.75 |
DisclosureSEC source: 0001062993-21-012536 · form4.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,640 Read SEC document |
| September 10, 2021 Filed Sep 10, 2021 20:17 UTC |
Barber James JDirector
|
PurchaseCommon Stock | 100 | $12.35 | $1,235.00 |
DisclosureSEC source: 0000891839-21-000294 · edgar.xml · nonDerivative · entry 3 Barber James J · CIK 0001377811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,803 Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 20:17 UTC |
Barber James JDirector
|
PurchaseCommon Stock | 4,396 | $12.49 | $54,906.04 |
DisclosureSEC source: 0000891839-21-000294 · edgar.xml · nonDerivative · entry 2 Barber James J · CIK 0001377811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,703 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.33 to $12.65, inclusive. Mr. Barber undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:17 UTC |
Barber James JDirector
|
PurchaseCommon Stock | 504 | $12.60 | $6,350.40 |
DisclosureSEC source: 0000891839-21-000294 · edgar.xml · nonDerivative · entry 1 Barber James J · CIK 0001377811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,307 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.58 to $12.60, inclusive. Mr. Barber undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:16 UTC |
Thoren Daniel J.President and CEO
|
GrantCommon Stock | 17,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000266 · edgar.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,182 F2 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F2 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:16 UTC |
Thoren Daniel J.President and CEO
|
GrantCommon Stock | 8,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000266 · edgar.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,310 F1 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F1 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC |
LINES JAMES RDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 26,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 6 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,502 F6 · shares: Shares forfeited related to Mr. Lines' June 1, 2021 performance-vesting restricted stock awards. F7 · balance_after: Includes 1,646 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC |
LINES JAMES RDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 13,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 5 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,982 F5 · shares: Shares forfeited related to Mr. Lines' June 1, 2021 time-vesting restricted stock awards. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC |
LINES JAMES RDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 28,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 4 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,045 F4 · shares: Shares forfeited related to Mr. Lines' June 9, 2020 performance-vesting restricted stock awards. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC |
LINES JAMES RDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 9,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,393 F3 · shares: Shares forfeited related to Mr. Lines' June 9, 2020 time-vesting restricted stock awards. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC |
LINES JAMES RDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 9,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,843 F2 · shares: Shares forfeited related to Mr. Lines' May 29, 2019 performance-vesting restricted stock awards. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC |
LINES JAMES RDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 3,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,647 F1 · shares: Shares forfeited related to Mr. Lines' May 29, 2019 time-vesting restricted stock awards. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:16 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 760 | $14.17 | $10,769.20 |
DisclosureSEC source: 0000891839-21-000210 · edgar.xml · nonDerivative · entry 1 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,163 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:16 UTC |
Condame Jennifer RCAO and Controller
|
Tax withholdingCommon Stock | 261 | $14.17 | $3,698.37 |
DisclosureSEC source: 0000891839-21-000209 · edgar.xml · nonDerivative · entry 1 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,890 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:03 UTC |
Schnorr Lisa M.Director
|
GrantCommon Stock | 3,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000197 · edgar.xml · nonDerivative · entry 1 Schnorr Lisa M. · CIK 0001615574 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,479 F1 · kind: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:01 UTC |
MAZURKIEWICZ GERARD TDirector
|
GrantCommon Stock | 3,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000195 · edgar.xml · nonDerivative · entry 1 MAZURKIEWICZ GERARD T · CIK 0001250215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,088 F1 · kind: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:02 UTC |
Painter Jonathan WDirector
|
GrantCommon Stock | 3,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000196 · edgar.xml · nonDerivative · entry 1 PAINTER JONATHAN W · CIK 0001247567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,668 F1 · kind: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:00 UTC |
MALVASO JAMES JDirector
|
GrantCommon Stock | 3,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000194 · edgar.xml · nonDerivative · entry 1 MALVASO JAMES J · CIK 0001249713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,384 F1 · kind: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:00 UTC |
Fortier AlanDirector
|
GrantCommon Stock | 3,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000193 · edgar.xml · nonDerivative · entry 1 Fortier Alan · CIK 0001441495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,068 F1 · kind: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:58 UTC |
Barber James JDirector
|
GrantCommon Stock | 3,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000192 · edgar.xml · nonDerivative · entry 1 Barber James J · CIK 0001377811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,803 F1 · kind: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F1 · shares: This restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:58 UTC |
Condame Jennifer RCAO and Controller
|
GrantCommon Stock | 4,248 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000191 · edgar.xml · nonDerivative · entry 6 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,151 F5 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F5 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:58 UTC |
Condame Jennifer RCAO and Controller
|
GrantCommon Stock | 2,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000191 · edgar.xml · nonDerivative · entry 5 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,903 F4 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F4 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:56 UTC |
Glajch JeffreyVP-Finance; CFO
|
GrantCommon Stock | 10,932 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000189 · edgar.xml · nonDerivative · entry 4 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,533 F4 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F4 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:56 UTC |
Glajch JeffreyVP-Finance; CFO
|
GrantCommon Stock | 5,466 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000189 · edgar.xml · nonDerivative · entry 3 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,601 F3 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F3 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:57 UTC |
Smith Alan EVP & General Manager - Batavia
|
GrantCommon Stock | 8,664 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000190 · edgar.xml · nonDerivative · entry 6 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,923 F5 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F5 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:57 UTC |
Smith Alan EVP & General Manager - Batavia
|
GrantCommon Stock | 4,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000190 · edgar.xml · nonDerivative · entry 5 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,259 F4 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F4 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:56 UTC |
LINES JAMES RDirector · Chief Executive Officer
|
GrantCommon Stock | 26,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000188 · edgar.xml · nonDerivative · entry 4 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,915 F4 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F4 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:56 UTC |
LINES JAMES RDirector · Chief Executive Officer
|
GrantCommon Stock | 13,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000188 · edgar.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,789 F3 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F3 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:55 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
GrantCommon Stock | 8,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000187 · edgar.xml · nonDerivative · entry 3 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,550 F3 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F3 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:55 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
GrantCommon Stock | 4,082 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000187 · edgar.xml · nonDerivative · entry 2 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,386 F2 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F2 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:55 UTC |
Malone MatthewVP & GM of Barber-Nichols
|
GrantCommon Stock | 26,304 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891839-21-000187 · edgar.xml · nonDerivative · entry 1 Malone Matthew · CIK 0001864755 · VP & GM of Barber-Nichols 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,304 F1 · price: Mr. Malone acquired these shares, with a per share value of $14.69, in connection with the registrant's acquisition of Barber-Nichols, LLC on June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:54 UTC |
Thoren Daniel J.President and COO
|
GrantCommon Stock | 11,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000186 · edgar.xml · nonDerivative · entry 3 Thoren Daniel J. · CIK 0001864850 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,374 F3 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F3 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:54 UTC |
Thoren Daniel J.President and COO
|
GrantCommon Stock | 5,960 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000186 · edgar.xml · nonDerivative · entry 2 Thoren Daniel J. · CIK 0001864850 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,454 F2 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F2 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:54 UTC |
Thoren Daniel J.President and COO
|
GrantCommon Stock | 246,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891839-21-000186 · edgar.xml · nonDerivative · entry 1 Thoren Daniel J. · CIK 0001864850 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,494 F1 · price: Mr. Thoren acquired these shares, with a per share value of $14.69, in connection with the registrant's acquisition of Barber-Nichols, LLC on June 1, 2021. Read SEC document |
| May 30, 2021 Filed Jun 2, 2021 20:58 UTC |
Condame Jennifer RCAO and Controller
|
Tax withholdingCommon Stock | 136 | $14.69 | $1,997.84 |
DisclosureSEC source: 0000891839-21-000191 · edgar.xml · nonDerivative · entry 4 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,779 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 30, 2021 Filed Jun 2, 2021 20:57 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 398 | $14.69 | $5,846.62 |
DisclosureSEC source: 0000891839-21-000190 · edgar.xml · nonDerivative · entry 4 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,927 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2021 Filed Jun 2, 2021 20:58 UTC |
Condame Jennifer RCAO and Controller
|
Tax withholdingCommon Stock | 180 | $14.69 | $2,644.20 |
DisclosureSEC source: 0000891839-21-000191 · edgar.xml · nonDerivative · entry 3 Condame Jennifer R · CIK 0001441494 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,915 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2021 Filed Jun 2, 2021 20:57 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 526 | $14.69 | $7,726.94 |
DisclosureSEC source: 0000891839-21-000190 · edgar.xml · nonDerivative · entry 3 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,325 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:19 UTC |
Glajch JeffreyVP-Finance; CFO
|
Disposition to issuerCommon Stock | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000154 · edgar.xml · nonDerivative · entry 1 Glajch Jeffrey · CIK 0001457678 · VP-Finance; CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,348 F1 · shares: Shares forfeited under the terms of Mr. Glajch's May 30, 2018 performance-vested restricted stock award. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:18 UTC |
LINES JAMES RDirector · President and CEO
|
Disposition to issuerCommon Stock | 3,924 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000153 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,343 F1 · shares: Shares forfeited under the terms of Mr. Lines' May 30, 2018 performance-vested restricted stock award. F2 · balance_after: Includes 1,984 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:17 UTC |
Smith Alan EVP & General Manager - Batavia
|
Tax withholdingCommon Stock | 388 | $15.22 | $5,905.36 |
DisclosureSEC source: 0000891839-21-000152 · edgar.xml · nonDerivative · entry 2 Smith Alan E · CIK 0001408288 · VP & General Manager - Batavia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,394 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.