Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Superior Drilling Products, Inc.SDPI · Entity 88563 | Director | August 01, 2024 | August 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Superior Drilling Products, Inc.
Report date August 01, 2024 · Filed August 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-08-01 transaction · row 1
1 source rowRow 1 · 2024-08-01 · Disposition to issuer · Disposed 507,894 · Balance 0 F1: Disposed of pursuant to the merger agreement among Issuer, Drilling Tools International Corporation ("DTI"), DTI Merger Sub I, Inc., and DTI Merger Sub II, LLC (the "Merger Agreement") in exchange for a combination of DTI stock and cash in accordance with the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the merger agreement among Issuer, Drilling Tools International Corporation ("DTI"), DTI Merger Sub I, Inc., and DTI Merger Sub II, LLC (the "Merger Agreement") in exchange for a combination of DTI stock and cash in accordance with the terms of the Merger Agreement.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GRAHAM CORP
Report date August 31, 2021 · Filed April 26, 2022
Section 16 reporting ended · disclosed 2022-04-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 185,647 |
Reported balance
After 2021-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 3,268 · Balance 185,647 F1: Shares forfeited related to Mr. Lines' May 29, 2019 time-vesting restricted stock awards. |
| Common StockSEC Table I · non-derivative | Direct | 175,843 |
Reported balance
After 2021-08-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-08-31 · Disposition to issuer · Disposed 9,804 · Balance 175,843 F2: Shares forfeited related to Mr. Lines' May 29, 2019 performance-vesting restricted stock awards. |
| Common StockSEC Table I · non-derivative | Direct | 166,393 |
Reported balance
After 2021-08-31 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-08-31 · Disposition to issuer · Disposed 9,450 · Balance 166,393 F3: Shares forfeited related to Mr. Lines' June 9, 2020 time-vesting restricted stock awards. |
| Common StockSEC Table I · non-derivative | Direct | 138,045 |
Reported balance
After 2021-08-31 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-08-31 · Disposition to issuer · Disposed 28,348 · Balance 138,045 F4: Shares forfeited related to Mr. Lines' June 9, 2020 performance-vesting restricted stock awards. |
| Common StockSEC Table I · non-derivative | Direct | 124,982 |
Reported balance
After 2021-08-31 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-08-31 · Disposition to issuer · Disposed 13,063 · Balance 124,982 F5: Shares forfeited related to Mr. Lines' June 1, 2021 time-vesting restricted stock awards. |
| Common StockSEC Table I · non-derivative | Direct | 100,502 |
Reported balance
After 2021-08-31 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-08-31 · Disposition to issuer · Disposed 26,126 · Balance 100,502 F6: Shares forfeited related to Mr. Lines' June 1, 2021 performance-vesting restricted stock awards. F7: Includes 1,646 shares acquired under the Graham Corporation Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares forfeited related to Mr. Lines' May 29, 2019 time-vesting restricted stock awards.
F2: Shares forfeited related to Mr. Lines' May 29, 2019 performance-vesting restricted stock awards.
F3: Shares forfeited related to Mr. Lines' June 9, 2020 time-vesting restricted stock awards.
F4: Shares forfeited related to Mr. Lines' June 9, 2020 performance-vesting restricted stock awards.
F5: Shares forfeited related to Mr. Lines' June 1, 2021 time-vesting restricted stock awards.
F6: Shares forfeited related to Mr. Lines' June 1, 2021 performance-vesting restricted stock awards.
F7: Includes 1,646 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2024 Filed Aug 1, 2024 06:27 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | Disposition to issuerCommon Stock | 507,894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-029854 · ownership.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement among Issuer, Drilling Tools International Corporation ("DTI"), DTI Merger Sub I, Inc., and DTI Merger Sub II, LLC (the "Merger Agreement") in exchange for a combination of DTI stock and cash in accordance with the terms of the Merger Agreement. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:27 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | GrantRestricted Stock Unit · Derivative | 56,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-028774 · ownership.xml · derivative · entry 1 LINES JAMES R · CIK 0001249710 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,604 Underlying: Common Stock · 56,604 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 17:00 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | GrantRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-023226 · ownership.xml · derivative · entry 1 LINES JAMES R · CIK 0001249710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 26,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 6 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,502 F6 · shares: Shares forfeited related to Mr. Lines' June 1, 2021 performance-vesting restricted stock awards. F7 · balance_after: Includes 1,646 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 13,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 5 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,982 F5 · shares: Shares forfeited related to Mr. Lines' June 1, 2021 time-vesting restricted stock awards. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 28,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 4 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,045 F4 · shares: Shares forfeited related to Mr. Lines' June 9, 2020 performance-vesting restricted stock awards. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 9,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,393 F3 · shares: Shares forfeited related to Mr. Lines' June 9, 2020 time-vesting restricted stock awards. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 9,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,843 F2 · shares: Shares forfeited related to Mr. Lines' May 29, 2019 performance-vesting restricted stock awards. Read SEC document |
| August 31, 2021 Filed Apr 26, 2022 22:07 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 3,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010808 · form4.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,647 F1 · shares: Shares forfeited related to Mr. Lines' May 29, 2019 time-vesting restricted stock awards. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 18:28 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | GrantRestricted Stock Unit · Derivative | 98,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-019410 · ownership.xml · derivative · entry 1 LINES JAMES R · CIK 0001249710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,039 Underlying: Common Stock · 98,039 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:56 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 26,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000188 · edgar.xml · nonDerivative · entry 4 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,915 F4 · kind: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F4 · shares: This performance-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:56 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 13,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000188 · edgar.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,789 F3 · kind: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. F3 · shares: This time-vested restricted stock award was granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:18 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 3,924 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000153 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,343 F1 · shares: Shares forfeited under the terms of Mr. Lines' May 30, 2018 performance-vested restricted stock award. F2 · balance_after: Includes 1,984 shares acquired under the Graham Corporation Employee Stock Purchase Plan. Read SEC document |
| March 31, 2021 Filed Jun 2, 2021 20:56 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 9,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000188 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,726 F2 · shares: Shares forfeited under the terms of Mr. Lines' May 29, 2019 performance-vested restricted stock award. Read SEC document |
| March 31, 2021 Filed Jun 2, 2021 20:56 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 5,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000188 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,530 F1 · shares: Shares forfeited under the terms of Mr. Lines' May 30, 2018 performance-vested restricted stock award. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 09:00 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | GrantRestricted Stock Unit · Derivative | 87,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-015192 · ownership.xml · derivative · entry 1 LINES JAMES R · CIK 0001249710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,891 Underlying: Common Stock · 87,891 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:36 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 28,348 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000176 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,283 F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:36 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 14,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000176 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,935 F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 13, 2020 Filed May 14, 2020 20:18 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 11,129 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000111 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,761 F1 · shares: Shares forfeited under the terms of Mr. Lines' May 31, 2017 performance-vested restricted stock award. Read SEC document |
| March 05, 2020 Filed Mar 5, 2020 22:11 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 2,500 | $15.70 | $39,250.00 |
DisclosureSEC source: 0000891839-20-000065 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,890 Read SEC document |
| February 21, 2020 Filed Feb 21, 2020 21:25 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 2,400 | $18.52 | $44,448.00 |
DisclosureSEC source: 0000891839-20-000044 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,390 Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:25 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 1,056 | $18.51 | $19,546.56 |
DisclosureSEC source: 0000891839-20-000044 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,990 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:23 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 3,287 | $18.59 | $61,105.33 |
DisclosureSEC source: 0000891839-20-000043 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,934 Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 21:53 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 4,212 | $18.14 | $76,405.68 |
DisclosureSEC source: 0000891839-20-000040 · edgar.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,647 Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:53 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 2,008 | $18.37 | $36,886.96 |
DisclosureSEC source: 0000891839-20-000040 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,435 Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:53 UTC | GRAHAM CORP GHM · Entity 1960 | PurchaseCommon Stock | 6,137 | $17.93 | $110,036.41 |
DisclosureSEC source: 0000891839-20-000040 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,427 Read SEC document |
| July 30, 2019 Filed Aug 5, 2019 18:23 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | GrantRestricted Stock Unit · Derivative | 78,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-011645 · ownership.xml · derivative · entry 1 LINES JAMES R · CIK 0001249710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,125 Underlying: Common Stock · 78,125 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:33 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 970 | $20.41 | $19,797.70 |
DisclosureSEC source: 0000891839-19-000113 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,290 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:35 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 775 | $20.42 | $15,825.50 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 6 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,260 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:35 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 1,799 | $20.40 | $36,699.60 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 5 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,035 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:35 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 19,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 4 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,834 F4 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F4 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:35 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 9,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,266 F3 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F3 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:35 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 16,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,422 F2 · kind: Shares forfeited under the terms of Mr. Lines' May 24, 2016 performance-vested restricted stock award. F2 · shares: Shares forfeited under the terms of Mr. Lines' May 24, 2016 performance-vested restricted stock award. Read SEC document |
| May 24, 2019 Filed May 31, 2019 20:35 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 1,411 | $20.97 | $29,588.67 |
DisclosureSEC source: 0000891839-19-000108 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,087 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:39 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,092 | $0.00 Strike: $15.25 | $0.00 |
DisclosureSEC source: 0000891839-19-000037 · edgar.xml · derivative · entry 5 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,092 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This option was previously reported by Mr. Lines. F2 · derivative.underlying_shares: This option was previously reported by Mr. Lines. F2 · balance_after: This option was previously reported by Mr. Lines. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:39 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,974 | $0.00 Strike: $15.22 | $0.00 |
DisclosureSEC source: 0000891839-19-000037 · edgar.xml · derivative · entry 4 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,974 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This option was previously reported by Mr. Lines. F2 · derivative.underlying_shares: This option was previously reported by Mr. Lines. F2 · balance_after: This option was previously reported by Mr. Lines. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:39 UTC | GRAHAM CORP GHM · Entity 1960 | SaleCommon Stock | 5,066 | $21.96 | $111,249.36 |
DisclosureSEC source: 0000891839-19-000037 · edgar.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,498 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.848 to $21.9941, inclusive. Mr. Lines undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:39 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 3,092 | $15.25 | $47,153.00 |
DisclosureSEC source: 0000891839-19-000037 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:39 UTC | GRAHAM CORP GHM · Entity 1960 | Exercise / conversionCommon Stock | 1,974 | $15.22 | $30,044.28 |
DisclosureSEC source: 0000891839-19-000037 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 15:56 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | GrantRestricted Stock Unit · Derivative | 41,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-011007 · ownership.xml · derivative · entry 1 LINES JAMES R · CIK 0001249710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,095 Underlying: Common Stock · 41,095 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 848 | $25.51 | $21,632.48 |
DisclosureSEC source: 0000891839-18-000064 · edgar.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,498 F3 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 11,626 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000064 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,346 F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:34 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 5,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000064 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,720 F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
| May 28, 2018 Filed May 29, 2018 20:39 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 382 | $25.20 | $9,626.40 |
DisclosureSEC source: 0000891839-18-000052 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,907 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:39 UTC | GRAHAM CORP GHM · Entity 1960 | Tax withholdingCommon Stock | 1,234 | $25.06 | $30,924.04 |
DisclosureSEC source: 0000891839-18-000052 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,289 F1 · shares: Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:06 UTC | Superior Drilling Products, Inc. SPDI · Entity 88563 | GrantRestricted Stock Unit · Derivative | 58,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-014209 · form4.xml · derivative · entry 1 LINES JAMES R · CIK 0001249710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,139 Underlying: Common Stock · 58,139 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer (the "Board") as compensation for service as an independent director on the Board. The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:19 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 6,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000085 · edgar.xml · nonDerivative · entry 4 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,523 F4 · kind: Shares forfeited under the terms of Mr. Lines' 5/28/15 performance-vested restricted stock award. F4 · shares: Shares forfeited under the terms of Mr. Lines' 5/28/15 performance-vested restricted stock award. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:19 UTC | GRAHAM CORP GHM · Entity 1960 | Disposition to issuerCommon Stock | 5,206 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000085 · edgar.xml · nonDerivative · entry 3 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,073 F3 · kind: Shares forfeited under the terms of Mr. Lines' 5/29/14 performance-vested restricted stock award. F3 · shares: Shares forfeited under the terms of Mr. Lines' 5/29/14 performance-vested restricted stock award. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:19 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 14,548 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000085 · edgar.xml · nonDerivative · entry 2 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,279 F2 · kind: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. F2 · shares: This performance-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3 and is subject to forfeiture if certain vesting conditions are not met. The number of shares reported assumes maximum achievement of the performance criteria. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:19 UTC | GRAHAM CORP GHM · Entity 1960 | GrantCommon Stock | 7,274 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000085 · edgar.xml · nonDerivative · entry 1 LINES JAMES R · CIK 0001249710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,731 F1 · kind: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. F1 · shares: This time-vested restricted stock award was granted under the Amended and Restated 2000 Graham Corporation Incentive Plan to Increase Shareholder Value in a transaction exempt under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.