Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2004 Filed Jun 29, 2004 17:37 UTC |
DONNELLY SCOTT CSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000103 · edgar.xml · derivative · entry 4 DONNELLY SCOTT C · CIK 0001233158 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 11,250 shares Expires 2004-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 27, 2004 Filed Jun 29, 2004 17:37 UTC |
DONNELLY SCOTT CSenior Vice President
|
Tax withholdingCommon Stock | 5,024 | $32.64 | $163,983.36 |
DisclosureSEC source: 0001231205-04-000103 · edgar.xml · nonDerivative · entry 2 DONNELLY SCOTT C · CIK 0001233158 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,186 Read SEC document |
| June 27, 2004 Filed Jun 29, 2004 17:37 UTC |
DONNELLY SCOTT CSenior Vice President
|
Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000103 · edgar.xml · nonDerivative · entry 1 DONNELLY SCOTT C · CIK 0001233158 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2004 Filed Jun 29, 2004 17:37 UTC |
FUJIMORI YOSHIAKISenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000104 · edgar.xml · derivative · entry 5 FUJIMORI YOSHIAKI · CIK 0001233160 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 11,250 shares Expires 2004-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 27, 2004 Filed Jun 29, 2004 17:37 UTC |
FUJIMORI YOSHIAKISenior Vice President
|
Tax withholdingCommon Stock | 4,664 | $32.64 | $152,232.96 |
DisclosureSEC source: 0001231205-04-000104 · edgar.xml · nonDerivative · entry 2 FUJIMORI YOSHIAKI · CIK 0001233160 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,031 Read SEC document |
| June 27, 2004 Filed Jun 29, 2004 17:37 UTC |
FUJIMORI YOSHIAKISenior Vice President
|
Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000104 · edgar.xml · nonDerivative · entry 1 FUJIMORI YOSHIAKI · CIK 0001233160 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2004 Filed Jun 29, 2004 17:38 UTC |
HOGAN JOSEPH MSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000105 · edgar.xml · derivative · entry 5 HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 11,250 shares Expires 2004-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 27, 2004 Filed Jun 29, 2004 17:38 UTC |
HOGAN JOSEPH MSenior Vice President
|
Tax withholdingCommon Stock | 4,881 | $32.64 | $159,315.84 |
DisclosureSEC source: 0001231205-04-000105 · edgar.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,706 Read SEC document |
| June 27, 2004 Filed Jun 29, 2004 17:38 UTC |
HOGAN JOSEPH MSenior Vice President
|
Exercise / conversionCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000105 · edgar.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2004 Filed Jun 14, 2004 21:53 UTC |
BEGLEY CHARLENE TVice President
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000099 · edgar.xml · derivative · entry 1 BEGLEY CHARLENE T · CIK 0001233150 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F2 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| June 10, 2004 Filed Jun 14, 2004 21:55 UTC |
CASSIDY KATHRYN AVice President
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000100 · edgar.xml · derivative · entry 1 CASSIDY KATHRYN A · CIK 0001233155 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F2 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| June 10, 2004 Filed Jun 14, 2004 21:56 UTC |
PRESSMAN RONALD RSenior Vice President
|
GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000101 · edgar.xml · derivative · entry 1 PRESSMAN RONALD R · CIK 0001233170 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F2 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerStock Appreciation Right (exercisable for stock) · Derivative | 195,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 16 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 195,000 shares Expires 2013-09-12 F10 · security: The SARS became exercisable in five equal installments of 20% each beginning on the first anniversary of the 9/12/2003 grant date. F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 15 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2012-09-13 F9 · security: The options became exercisable in five equal installments of 20% each beginning on the first anniversary of the 9/13/2002 grant date. F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $35.48 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 14 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2011-09-26 F8 · security: The options became exercisable in two equal annual installments of 50% each, with 50% exercisable on the "Date Exercisable" shown to the right and another 50% two years thereafter. F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $43.75 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 13 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2011-07-26 F8 · security: The options became exercisable in two equal annual installments of 50% each, with 50% exercisable on the "Date Exercisable" shown to the right and another 50% two years thereafter. F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $57.31 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 12 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2010-09-22 F8 · security: The options became exercisable in two equal annual installments of 50% each, with 50% exercisable on the "Date Exercisable" shown to the right and another 50% two years thereafter. F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 135,000 | $0.00 Strike: $39.73 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 11 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 135,000 shares Expires 2009-09-10 F8 · security: The options became exercisable in two equal annual installments of 50% each, with 50% exercisable on the "Date Exercisable" shown to the right and another 50% two years thereafter. F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $26.42 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 10 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2008-09-11 F8 · security: The options became exercisable in two equal annual installments of 50% each, with 50% exercisable on the "Date Exercisable" shown to the right and another 50% two years thereafter. F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 9 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2007-09-12 F8 · security: The options became exercisable in two equal annual installments of 50% each, with 50% exercisable on the "Date Exercisable" shown to the right and another 50% two years thereafter. F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 108,000 | $0.00 Strike: $14.73 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 8 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108,000 shares Expires 2006-09-13 F8 · security: The options became exercisable in two equal annual installments of 50% each, with 50% exercisable on the "Date Exercisable" shown to the right and another 50% two years thereafter. F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $10.65 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 7 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2005-09-15 F8 · security: The options became exercisable in two equal annual installments of 50% each, with 50% exercisable on the "Date Exercisable" shown to the right and another 50% two years thereafter. F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 43,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 6 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,334 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. F7 · derivative.exercise_date: Unlapsed units from 9/12/2003 grant; Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F7 · derivative.expiration_date: Unlapsed units from 9/12/2003 grant; Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 5 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. F6 · derivative.exercise_date: Unlapsed units from 9/10/2001 grant; Vesting schedule: 25% on third anniversary; 25% on seventh anniversary, balance at age 65. F6 · derivative.expiration_date: Unlapsed units from 9/10/2001 grant; Vesting schedule: 25% on third anniversary; 25% on seventh anniversary, balance at age 65. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 4 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. F5 · derivative.exercise_date: Unlapsed units from 6/22/2000 grant; Vesting schedule: 25% on third anniversary; 25% on seventh anniversary, balance at age 65. F5 · derivative.expiration_date: Unlapsed units from 6/22/2000 grant; Vesting schedule: 25% on third anniversary; 25% on seventh anniversary, balance at age 65. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 3 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. F4 · derivative.exercise_date: Unlapsed units from 7/29/1999 grant; Vesting schedule: 25% on third anniversary; 25% on seventh anniversary, balance at age 65. F4 · derivative.expiration_date: Unlapsed units from 7/29/1999 grant; Vesting schedule: 25% on third anniversary; 25% on seventh anniversary, balance at age 65. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 78,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 2 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,750 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. F3 · derivative.exercise_date: Unlapsed units from 6/26/1998 grant; Vesting schedule: 25% on third anniversary; 25% on seventh anniversary, balance at age 65. F3 · derivative.expiration_date: Unlapsed units from 6/26/1998 grant; Vesting schedule: 25% on third anniversary; 25% on seventh anniversary, balance at age 65. Read SEC document |
| May 24, 2004 Filed May 25, 2004 20:37 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000097 · edgar.xml · derivative · entry 1 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F11 · price: These securities were canceled effective 5/24/2004 by mutual agreement of Mr. Fraizer and GE pursuant to the Genworth IPO. F2 · derivative.exercise_date: Unlapsed units from 10/30/1995 grant; Vesting schedule: 25% on third anniversary; 25% on seventh anniversary, balance at age 65. F2 · derivative.expiration_date: Unlapsed units from 10/30/1995 grant; Vesting schedule: 25% on third anniversary; 25% on seventh anniversary, balance at age 65. Read SEC document |
| May 11, 2004 Filed May 12, 2004 19:41 UTC |
LAZARUS ROCHELLE BDirector
|
PurchaseCommon Stock | 600 | $30.15 | $18,090.00 |
DisclosureSEC source: 0001231205-04-000096 · edgar.xml · nonDerivative · entry 3 LAZARUS ROCHELLE B · CIK 0001082206 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Disclosed balance after: 5,200 Read SEC document |
| May 11, 2004 Filed May 12, 2004 19:41 UTC |
LAZARUS ROCHELLE BDirector
|
PurchaseCommon Stock | 2,000 | $30.23 | $60,460.00 |
DisclosureSEC source: 0001231205-04-000096 · edgar.xml · nonDerivative · entry 2 LAZARUS ROCHELLE B · CIK 0001082206 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Disclosed balance after: 4,600 Read SEC document |
| May 11, 2004 Filed May 12, 2004 19:41 UTC |
LAZARUS ROCHELLE BDirector
|
PurchaseCommon Stock | 1,300 | $30.24 | $39,312.00 |
DisclosureSEC source: 0001231205-04-000096 · edgar.xml · nonDerivative · entry 1 LAZARUS ROCHELLE B · CIK 0001082206 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Disclosed balance after: 2,600 Read SEC document |
| April 29, 2004 Filed Jul 16, 2004 19:42 UTC |
SHERIN KEITH SSenior Vice President
|
GiftCommon Stock | 985 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000121 · edgar.xml · nonDerivative · entry 4 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,351 Read SEC document |
| April 29, 2004 Filed Jul 16, 2004 19:42 UTC |
SHERIN KEITH SSenior Vice President
|
GiftCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000121 · edgar.xml · nonDerivative · entry 3 SHERIN KEITH S · CIK 0001233173 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,336 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 15:47 UTC |
CASTELL SIR WILLIAM MARTINExecutive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $30.55 | $0.00 |
DisclosureSEC source: 0001231205-04-000094 · edgar.xml · derivative · entry 1 CASTELL SIR WILLIAM MARTIN · CIK 0001287304 · Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2014-04-27 F1 · derivative.exercise_date: All options will vest and become exercisable at the end of Mr. Castell's 2 year employment period, April 13, 2006. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 15:47 UTC |
RICE JOHN GSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001231205-04-000095 · edgar.xml · derivative · entry 5 RICE JOHN G · CIK 0001232377 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2004-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 15:47 UTC |
RICE JOHN GSenior Vice President
|
SaleCommon Stock | 17,719 | $30.54 | $541,138.26 |
DisclosureSEC source: 0001231205-04-000095 · edgar.xml · nonDerivative · entry 2 RICE JOHN G · CIK 0001232377 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,450 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 15:47 UTC |
RICE JOHN GSenior Vice President
|
Exercise / conversionCommon Stock | 30,000 | $8.50 | $255,000.00 |
DisclosureSEC source: 0001231205-04-000095 · edgar.xml · nonDerivative · entry 1 RICE JOHN G · CIK 0001232377 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2004 Filed Apr 27, 2004 18:27 UTC |
CAMPBELL JAMES PSenior Vice President
|
Tax withholdingCommon Stock | 4,332 | $30.78 | $133,338.96 |
DisclosureSEC source: 0001231205-04-000091 · edgar.xml · nonDerivative · entry 2 CAMPBELL JAMES P · CIK 0001233153 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,322 Read SEC document |
| April 26, 2004 Filed Apr 27, 2004 18:28 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001231205-04-000092 · edgar.xml · derivative · entry 4 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,000 shares Expires 2004-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2004 Filed Apr 27, 2004 18:28 UTC |
FRAIZER MICHAEL DSenior Vice President
|
SaleCommon Stock | 21,136 | $30.84 | $651,834.24 |
DisclosureSEC source: 0001231205-04-000092 · edgar.xml · nonDerivative · entry 2 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,581 Read SEC document |
| April 26, 2004 Filed Apr 27, 2004 18:28 UTC |
FRAIZER MICHAEL DSenior Vice President
|
Exercise / conversionCommon Stock | 36,000 | $8.50 | $306,000.00 |
DisclosureSEC source: 0001231205-04-000092 · edgar.xml · nonDerivative · entry 1 FRAIZER MICHAEL D · CIK 0001233159 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2004 Filed Apr 27, 2004 18:28 UTC |
HARPER ARTHUR HSenior Vice President
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OtherPhantom Stock Units · Derivative | 2,750 | $30.69 | $84,397.50 |
DisclosureSEC source: 0001231205-04-000093 · edgar.xml · derivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,880 Underlying: Common Stock · 2,750 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. F3 · balance_after: Total includes accrued dividends. Read SEC document |
| April 24, 2004 Filed Apr 27, 2004 18:27 UTC |
CAMPBELL JAMES PSenior Vice President
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Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000091 · edgar.xml · derivative · entry 5 CAMPBELL JAMES P · CIK 0001233153 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires 2004-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. Read SEC document |
| April 24, 2004 Filed Apr 27, 2004 18:27 UTC |
CAMPBELL JAMES PSenior Vice President
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Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000091 · edgar.xml · nonDerivative · entry 1 CAMPBELL JAMES P · CIK 0001233153 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2004 Filed Apr 19, 2004 19:50 UTC |
CALHOUN DAVID LSenior Vice President
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001231205-04-000089 · edgar.xml · derivative · entry 6 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2004-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2004 Filed Apr 19, 2004 19:50 UTC |
CALHOUN DAVID LSenior Vice President
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SaleCommon Stock | 8,200 | $31.03 | $254,446.00 |
DisclosureSEC source: 0001231205-04-000089 · edgar.xml · nonDerivative · entry 4 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,800 Read SEC document |
| April 19, 2004 Filed Apr 19, 2004 19:50 UTC |
CALHOUN DAVID LSenior Vice President
|
SaleCommon Stock | 6,908 | $31.04 | $214,424.32 |
DisclosureSEC source: 0001231205-04-000089 · edgar.xml · nonDerivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
| April 19, 2004 Filed Apr 19, 2004 19:50 UTC |
CALHOUN DAVID LSenior Vice President
|
SaleCommon Stock | 1,855 | $31.05 | $57,597.75 |
DisclosureSEC source: 0001231205-04-000089 · edgar.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,908 Read SEC document |
| April 19, 2004 Filed Apr 19, 2004 19:50 UTC |
CALHOUN DAVID LSenior Vice President
|
Exercise / conversionCommon Stock | 30,000 | $8.50 | $255,000.00 |
DisclosureSEC source: 0001231205-04-000089 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2004 Filed Apr 2, 2004 17:46 UTC |
WARNER DOUGLAS A IIIDirector
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GrantDeferred Fee Phantom Stock Units · Derivative | 1,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000074 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,819 Underlying: Common Stock · 1,468 shares Expires not disclosed F1 · security: Acquired at a price of $30.64 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.