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FLOTEK INDUSTRIES INC/CN/

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SEC CIK
0000928054
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325

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2021 Filed Dec 2, 2021 02:17 UTC
GIBSON JOHN W JRDirector · CEO and President
PurchaseCommon Shares 2,000 $0.78 $1,560.00
Disclosure

SEC source: 0000928054-21-000169 · wf-form4_163841144367607.xml · nonDerivative · entry 1

GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,593

Read SEC document
November 25, 2021 Filed Nov 29, 2021 22:23 UTC
Ezell Ryan GillisPresident, Chem. Technologies
Tax withholdingCommon Shares 1,015 $0.82 $832.30
Disclosure

SEC source: 0000928054-21-000167 · wf-form4_163822461884631.xml · nonDerivative · entry 1

Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,962

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:20 UTC
GIBSON JOHN W JRDirector · CEO and President
PurchaseCommon Shares 2,000 $1.23 $2,460.00
Disclosure

SEC source: 0000928054-21-000154 · wf-form4_163588438389539.xml · nonDerivative · entry 1

GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,593

Read SEC document
October 01, 2021 Filed Oct 4, 2021 23:22 UTC
Ezell Ryan GillisPresident, Chem. Technologies
Tax withholdingCommon Shares 1,624 $1.26 $2,046.24
Disclosure

SEC source: 0000928054-21-000146 · wf-form4_163338973920604.xml · nonDerivative · entry 1

Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,977

Read SEC document
September 30, 2021 Filed Oct 4, 2021 23:24 UTC
GIBSON JOHN W JRDirector · CEO and President
PurchaseCommon Shares 2,000 $1.22 $2,440.00
Disclosure

SEC source: 0000928054-21-000148 · wf-form4_163338986823066.xml · nonDerivative · entry 1

GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,593

Read SEC document
September 08, 2021 Filed Sep 9, 2021 23:53 UTC
Silas James ASVP Research and Innovation
Tax withholdingCommon Stock 4,263 $1.30 $5,541.90
Disclosure

SEC source: 0000928054-21-000144 · wf-form4_163123161099978.xml · nonDerivative · entry 1

Silas James A · CIK 0001771630 · SVP Research and Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,072

Read SEC document
September 08, 2021 Filed Sep 9, 2021 23:51 UTC
Koid TengBengPresident Global Business
Tax withholdingCommon Shares 4,108 $1.30 $5,340.40
Disclosure

SEC source: 0000928054-21-000142 · wf-form4_163123149637389.xml · nonDerivative · entry 1

Koid TengBeng · CIK 0001413765 · President Global Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,971

Read SEC document
September 08, 2021 Filed Sep 9, 2021 23:49 UTC
Ezell Ryan GillisPresident, Chem. Technologies
Tax withholdingCommon Shares 4,984 $1.30 $6,479.20
Disclosure

SEC source: 0000928054-21-000140 · wf-form4_163123138119727.xml · nonDerivative · entry 1

Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,601

Read SEC document
September 08, 2021 Filed Sep 9, 2021 23:48 UTC
Borton Michael E.Chief Financial Officer
Tax withholdingCommon Shares 2,640 $1.30 $3,432.00
Disclosure

SEC source: 0000928054-21-000138 · wf-form4_163123127749588.xml · nonDerivative · entry 1

Borton Michael E. · CIK 0001817633 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,610

Read SEC document
September 08, 2021 Filed Sep 9, 2021 23:46 UTC
Bigney Nicholas J.SVP General Counsel
Tax withholdingCommon Stock 3,839 $1.30 $4,990.70
Disclosure

SEC source: 0000928054-21-000136 · wf-form4_163123116614652.xml · nonDerivative · entry 1

Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,099

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:59 UTC
GIBSON JOHN W JRDirector · CEO and President
PurchaseCommon Shares 2,000 $1.37 $2,740.00
Disclosure

SEC source: 0000928054-21-000134 · wf-form4_163061993901830.xml · nonDerivative · entry 1

GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,593

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:43 UTC
Borton Michael E.Chief Financial Officer
Tax withholdingCommon Shares 19,480 $1.70 $33,116.00
Disclosure

SEC source: 0000928054-21-000126 · wf-form4_162819619858471.xml · nonDerivative · entry 1

Borton Michael E. · CIK 0001817633 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,250

Read SEC document
July 30, 2021 Filed Aug 3, 2021 22:23 UTC
GIBSON JOHN W JRDirector · CEO and President
PurchaseCommon Shares 2,000 $1.71 $3,420.00
Disclosure

SEC source: 0000928054-21-000124 · wf-form4_162802938679010.xml · nonDerivative · entry 1

GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,593

Read SEC document
June 30, 2021 Filed Jul 2, 2021 01:14 UTC
Koid TengBengPresident Global Business
Tax withholdingCommon Shares 16,234 $1.73 $28,084.82
Disclosure

SEC source: 0000928054-21-000122 · wf-form4_162518845465646.xml · nonDerivative · entry 1

Koid TengBeng · CIK 0001413765 · President Global Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,079

Read SEC document
June 30, 2021 Filed Jul 2, 2021 01:13 UTC
GIBSON JOHN W JRDirector · CEO and President
PurchaseCommon Shares 2,000 $1.80 $3,600.00
Disclosure

SEC source: 0000928054-21-000121 · wf-form4_162518838571087.xml · nonDerivative · entry 1

GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,593

Read SEC document
June 03, 2021 Filed Jun 7, 2021 22:48 UTC GrantCommon Shares 47,170 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000105 · wf-form4_162310611262606.xml · nonDerivative · entry 1

Fucci Michael · CIK 0001830184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,663

F1 · shares: Grant of shares for annual retainer. Shares vest at the earlier of one year from date of grant and the 2022 annual meeting.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 22:54 UTC GrantCommon Stock 103,774 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000111 · wf-form4_162310644250968.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,111

F1 · shares: Grant of shares for annual retainer and board fees, which Mr. Nierenberg elected to take in stock rather than cash. Shares vest at the earlier of one year from date of grant and the 2022 annual meeting.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 22:52 UTC
Mayr LisaDirector
GrantCommon Shares 47,170 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000109 · wf-form4_162310632610739.xml · nonDerivative · entry 1

Mayr Lisa · CIK 0001793283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,170

F1 · shares: Grant of shares for annual retainer. Shares vest at the earlier of one year from date of grant and the 2022 annual meeting.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 22:50 UTC
HOBBY PAUL WDirector
GrantCommon Stock 86,792 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000107 · wf-form4_162310622462661.xml · nonDerivative · entry 1

HOBBY PAUL W · CIK 0001092063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,747

F1 · shares: Grant of shares for annual retainer and board fees, which Mr. Hobby elected to take in stock rather than cash. Shares vest at the earlier of one year from date of grant and the 2022 annual meeting.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 22:47 UTC
Brown Ted DDirector
GrantCommon Stock 77,358 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000103 · wf-form4_162310600941488.xml · nonDerivative · entry 1

Brown Ted D · CIK 0001297978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,790

F1 · shares: Grant of shares for annual retainer and board fees, which Mr. Brown elected to take in stock rather than cash. Shares vest at the earlier of one year from date of grant and the 2022 annual meeting.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 22:45 UTC GrantCommon Shares 88,679 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000101 · wf-form4_162310590443671.xml · nonDerivative · entry 1

Agadi Harshavardhan V · CIK 0001498132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,679

F1 · shares: Grant of shares for annual retainer and board fees, which Mr. Agadi elected to take in stock rather than cash. Shares vest at the earlier of one year from date of grant and the 2022 annual meeting.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:07 UTC
Ezell Ryan GillisPresident, Chem. Technologies
GrantStock Option · Derivative 145,834 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000079 · wf-form4_161905360659621.xml · derivative · entry 3

Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,668

Underlying: Common Shares · 145,834 shares

Expires 2031-04-19

F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:07 UTC
Ezell Ryan GillisPresident, Chem. Technologies
GrantStock Option · Derivative 145,834 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000079 · wf-form4_161905360659621.xml · derivative · entry 2

Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,834

Underlying: Common Shares · 145,834 shares

Expires 2031-04-19

F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:07 UTC
Ezell Ryan GillisPresident, Chem. Technologies
GrantCommon Shares 194,444 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000079 · wf-form4_161905360659621.xml · nonDerivative · entry 1

Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,821

F1 · shares: Restricted shares that vest ratably over four years from date of grant.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:06 UTC
Bigney Nicholas J.SVP General Counsel
GrantStock Option · Derivative 84,375 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000078 · wf-form4_161905355371243.xml · derivative · entry 3

Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,750

Underlying: Common Stock · 84,375 shares

Expires 2031-04-19

F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:06 UTC
Bigney Nicholas J.SVP General Counsel
GrantStock Option · Derivative 84,375 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000078 · wf-form4_161905355371243.xml · derivative · entry 2

Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,375

Underlying: Common Stock · 84,375 shares

Expires 2031-04-19

F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:06 UTC
Bigney Nicholas J.SVP General Counsel
GrantCommon Stock 112,500 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000078 · wf-form4_161905355371243.xml · nonDerivative · entry 1

Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,394

F1 · shares: Restricted shares that vest ratably over four years from date of grant.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:05 UTC
Koid TengBengPresident Global Business
GrantStock Option · Derivative 47,917 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000077 · wf-form4_161905349717449.xml · derivative · entry 4

Koid TengBeng · CIK 0001413765 · President Global Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,585

Underlying: Common Shares · 47,917 shares

Expires 2031-04-19

F4 · derivative.exercise_date: Restricted options to purchase common stock. 50% of options vest ratably at share prices of $2, $5, $7, and 50% vest based on performance against 2020 peers.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:05 UTC
Koid TengBengPresident Global Business
GrantStock Option · Derivative 145,834 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000077 · wf-form4_161905349717449.xml · derivative · entry 3

Koid TengBeng · CIK 0001413765 · President Global Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,668

Underlying: Common Shares · 145,834 shares

Expires 2031-04-19

F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:05 UTC
Koid TengBengPresident Global Business
GrantStock Option · Derivative 145,834 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000077 · wf-form4_161905349717449.xml · derivative · entry 2

Koid TengBeng · CIK 0001413765 · President Global Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,834

Underlying: Common Shares · 145,834 shares

Expires 2031-04-19

F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:05 UTC
Koid TengBengPresident Global Business
GrantCommon Shares 194,444 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000077 · wf-form4_161905349717449.xml · nonDerivative · entry 1

Koid TengBeng · CIK 0001413765 · President Global Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,313

F1 · shares: Restricted shares that vest ratably over four years from date of grant.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:04 UTC
Borton Michael E.Chief Financial Officer
GrantStock Option · Derivative 141,667 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000076 · wf-form4_161905344441687.xml · derivative · entry 3

Borton Michael E. · CIK 0001817633 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,334

Underlying: Common Shares · 141,667 shares

Expires 2031-04-19

F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:04 UTC
Borton Michael E.Chief Financial Officer
GrantStock Option · Derivative 141,667 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000076 · wf-form4_161905344441687.xml · derivative · entry 2

Borton Michael E. · CIK 0001817633 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,667

Underlying: Common Shares · 141,667 shares

Expires 2031-04-19

F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:04 UTC
Borton Michael E.Chief Financial Officer
GrantCommon Shares 188,889 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000076 · wf-form4_161905344441687.xml · nonDerivative · entry 1

Borton Michael E. · CIK 0001817633 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,730

F1 · shares: Restricted shares that vest ratably over four years from date of grant.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:03 UTC
Silas James ASVP Research and Innovation
GrantStock Option · Derivative 89,063 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000075 · wf-form4_161905338659502.xml · derivative · entry 3

Silas James A · CIK 0001771630 · SVP Research and Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,126

Underlying: Common Stock · 89,063 shares

Expires 2031-04-19

F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:03 UTC
Silas James ASVP Research and Innovation
GrantStock Option · Derivative 89,063 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000075 · wf-form4_161905338659502.xml · derivative · entry 2

Silas James A · CIK 0001771630 · SVP Research and Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,063

Underlying: Common Stock · 89,063 shares

Expires 2031-04-19

F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:03 UTC
Silas James ASVP Research and Innovation
GrantCommon Stock 118,750 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000075 · wf-form4_161905338659502.xml · nonDerivative · entry 1

Silas James A · CIK 0001771630 · SVP Research and Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,012

F1 · shares: Restricted shares that vest ratably over four years from date of grant.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:02 UTC
Allen Denise DanielleSVP & Chief of Staff
GrantStock Option · Derivative 93,750 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000074 · wf-form4_161905333676611.xml · derivative · entry 3

Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Shares · 93,750 shares

Expires 2031-04-19

F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:02 UTC
Allen Denise DanielleSVP & Chief of Staff
GrantStock Option · Derivative 93,750 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0000928054-21-000074 · wf-form4_161905333676611.xml · derivative · entry 2

Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Shares · 93,750 shares

Expires 2031-04-19

F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7.

Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:02 UTC
Allen Denise DanielleSVP & Chief of Staff
GrantCommon Shares 125,000 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000074 · wf-form4_161905333676611.xml · nonDerivative · entry 1

Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,307

F1 · shares: Restricted shares that vest ratably over four years from date of grant.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 01:43 UTC
Ezell Ryan GillisPresident, Chem. Technologies
Tax withholdingCommon Shares 6,764 $1.75 $11,837.00
Disclosure

SEC source: 0000928054-21-000061 · wf-form4_161775964993805.xml · nonDerivative · entry 1

Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,377

Read SEC document
April 05, 2021 Filed Apr 7, 2021 01:38 UTC
Bigney Nicholas J.SVP General Counsel
Tax withholdingCommon Stock 5,544 $1.75 $9,702.00
Disclosure

SEC source: 0000928054-21-000059 · wf-form4_161775936357331.xml · nonDerivative · entry 1

Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,894

Read SEC document
April 05, 2021 Filed Apr 7, 2021 01:34 UTC
Silas James ASVP Research and Innovation
Tax withholdingCommon Stock 6,323 $1.75 $11,065.25
Disclosure

SEC source: 0000928054-21-000057 · wf-form4_161775906753039.xml · nonDerivative · entry 1

Silas James A · CIK 0001771630 · SVP Research and Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,262

Read SEC document
April 05, 2021 Filed Apr 7, 2021 00:54 UTC
GIBSON JOHN W JRDirector · CEO and President
Tax withholdingCommon Shares 23,833 $1.75 $41,707.75
Disclosure

SEC source: 0000928054-21-000055 · wf-form4_161775673359850.xml · nonDerivative · entry 1

GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,760

Read SEC document
April 05, 2021 Filed Apr 7, 2021 00:44 UTC
Allen Denise DanielleSVP & Chief of Staff
Tax withholdingCommon Shares 6,709 $1.75 $11,740.75
Disclosure

SEC source: 0000928054-21-000052 · wf-form4_161775608365246.xml · nonDerivative · entry 1

Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,307

Read SEC document
March 08, 2021 Filed Mar 10, 2021 23:52 UTC
Silas James ASVP Research and Innovation
GrantCommon Stock 17,506 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000028 · wf-form4_161542033594806.xml · nonDerivative · entry 1

Silas James A · CIK 0001771630 · SVP Research and Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,585

F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 23:49 UTC
Koid TengBengPresident Global Business Exec
GrantCommon Shares 16,869 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000026 · wf-form4_161542015905190.xml · nonDerivative · entry 1

Koid TengBeng · CIK 0001413765 · President Global Business Exec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,869

F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant.

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March 08, 2021 Filed Mar 10, 2021 23:47 UTC
Ezell Ryan GillisPresident, Chem. Technologies
GrantCommon Shares 20,465 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000024 · wf-form4_161542002613977.xml · nonDerivative · entry 1

Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,141

F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant.

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March 08, 2021 Filed Mar 10, 2021 23:44 UTC
Borton Michael E.Chief Financial Officer
GrantCommon Shares 10,841 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000022 · wf-form4_161541987253200.xml · nonDerivative · entry 1

Borton Michael E. · CIK 0001817633 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,841

F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant.

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March 08, 2021 Filed Mar 10, 2021 23:40 UTC
Bigney Nicholas J.SVP General Counsel
GrantCommon Stock 15,763 $0.00 $0.00
Disclosure

SEC source: 0000928054-21-000020 · wf-form4_161541961884131.xml · nonDerivative · entry 1

Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,438

F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.