Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | SVP & Chief of Staff | April 19, 2021 | April 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date April 19, 2021 · Filed April 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 409,307 |
Reported balance
After 2021-04-19 transaction · row 1
1 source rowRow 1 · 2021-04-19 · Grant · Acquired 125,000 · Balance 409,307 F1: Restricted shares that vest ratably over four years from date of grant. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.44 · Expires 2031-04-19 | Direct | 93,750 |
Reported balance
After 2021-04-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-19 · Grant · Acquired 93,750 · Balance 93,750 F2: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.44 · Expires 2031-04-19 | Direct | 187,500 |
Reported balance
After 2021-04-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-19 · Grant · Acquired 93,750 · Balance 187,500 F3: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted shares that vest ratably over four years from date of grant.
F2: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7.
F3: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2021 Filed Apr 22, 2021 01:02 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 93,750 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000074 · wf-form4_161905333676611.xml · derivative · entry 3 Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Common Shares · 93,750 shares Expires 2031-04-19 F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:02 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 93,750 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000074 · wf-form4_161905333676611.xml · derivative · entry 2 Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Shares · 93,750 shares Expires 2031-04-19 F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:02 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-21-000074 · wf-form4_161905333676611.xml · nonDerivative · entry 1 Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,307 F1 · shares: Restricted shares that vest ratably over four years from date of grant. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 00:44 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 6,709 | $1.75 | $11,740.75 |
DisclosureSEC source: 0000928054-21-000052 · wf-form4_161775608365246.xml · nonDerivative · entry 1 Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,307 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:38 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 18,252 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-21-000018 · wf-form4_161541952257304.xml · nonDerivative · entry 1 Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,016 F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant. Read SEC document |
| March 03, 2021 Filed Mar 6, 2021 01:19 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 10,134 | $2.31 | $23,409.54 |
DisclosureSEC source: 0000928054-21-000008 · wf-form4_161499355865693.xml · nonDerivative · entry 1 Allen Denise Danielle · CIK 0001812801 · SVP & Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,764 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.