Last 12 months
Inside the activity.
9 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2023 Filed Mar 3, 2023 17:25 UTC |
Cherukupalli NagendraCHIEF TECHNOLOGY OFFICER
|
GrantCommon Stock | 17,454 | $2.86 | $49,918.44 |
DisclosureSEC source: 0001209191-23-015801 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982,834 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:31 UTC |
Quiroga Cortes Isidoro AlfonsoDirector
|
GrantCommon Stock | 17,487 | $2.86 | $50,012.82 |
DisclosureSEC source: 0001209191-23-015526 · doc4.xml · nonDerivative · entry 1 Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,399 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for his service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:31 UTC |
Springer DavidDirector · 10% owner
|
GrantCommon Stock | 12,731 | $2.86 | $36,410.66 |
DisclosureSEC source: 0001209191-23-015530 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051,001 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for his service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant. F2 · balance_after: Reflects shares transferred between the Reporting Person and the DS 2021 GRAT, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:31 UTC |
SADASIVAM SHAKERDirector
|
GrantCommon Stock | 26,091 | $2.86 | $74,620.26 |
DisclosureSEC source: 0001209191-23-015529 · doc4.xml · nonDerivative · entry 1 SADASIVAM SHAKER · CIK 0001233432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,723 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for his service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:31 UTC |
PRIDDY WILLIAM ADirector
|
GrantCommon Stock | 17,347 | $2.86 | $49,612.42 |
DisclosureSEC source: 0001209191-23-015528 · doc4.xml · nonDerivative · entry 1 PRIDDY WILLIAM A · CIK 0001223528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,978 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for his service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:04 UTC |
Hunkler SeanDirector · President & CEO
|
GrantCommon Stock | 58,310 | $2.86 | $166,766.60 |
DisclosureSEC source: 0001209191-23-015698 · doc4.xml · nonDerivative · entry 3 Hunkler Sean · CIK 0001336378 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,314 F3 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022, as determined by the Issuer's board of directors annually after the end of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus earned for the fourth quarter of 2022 by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the same date used to determine other employee stock based bonuses paid in respect of the fourth quarter of 2022. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:04 UTC |
Hunkler SeanDirector · President & CEO
|
GrantCommon Stock | 73,447 | $2.27 | $166,724.69 |
DisclosureSEC source: 0001209191-23-015698 · doc4.xml · nonDerivative · entry 2 Hunkler Sean · CIK 0001336378 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,004 F2 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022, as determined by the Issuer's board of directors annually after the end of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus earned for the third quarter of 2022 by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the same date used to determine other employee stock based bonuses paid in respect of the third quarter of 2022. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:04 UTC |
Hunkler SeanDirector · President & CEO
|
GrantCommon Stock | 31,319 | $4.55 | $142,501.45 |
DisclosureSEC source: 0001209191-23-015698 · doc4.xml · nonDerivative · entry 1 Hunkler Sean · CIK 0001336378 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,557 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022, as determined by the Issuer's board of directors annually after the end of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus earned for the second quarter of 2022 by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the same date used to determine other employee stock based bonuses paid in respect of the second quarter of 2022. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:51 UTC |
Aminpour SasanChief Operating Officer
|
GrantCommon Stock | 17,422 | $2.86 | $49,826.92 |
DisclosureSEC source: 0001209191-23-015634 · doc4.xml · nonDerivative · entry 1 Aminpour Sasan · CIK 0001965884 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,798 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:31 UTC |
Mullings TamaraDirector
|
GrantCommon Stock | 17,487 | $2.86 | $50,012.82 |
DisclosureSEC source: 0001209191-23-015525 · doc4.xml · nonDerivative · entry 1 Mullings Tamara · CIK 0001963317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,605 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for her service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:31 UTC |
Cook PatrickChief Commercial Officer
|
GrantCommon Stock | 25,506 | $2.86 | $72,947.16 |
DisclosureSEC source: 0001209191-23-015532 · doc4.xml · nonDerivative · entry 1 Cook Patrick · CIK 0001855935 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,451 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:31 UTC |
Behnen CathyCHIEF ACCOUNTING OFFICER
|
GrantCommon Stock | 18,163 | $2.86 | $51,946.18 |
DisclosureSEC source: 0001209191-23-015531 · doc4.xml · nonDerivative · entry 1 Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,794 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego her cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:30 UTC |
Hung LisanDirector
|
GrantCommon Stock | 20,984 | $2.86 | $60,014.24 |
DisclosureSEC source: 0001209191-23-015523 · doc4.xml · nonDerivative · entry 1 Hung Lisan · CIK 0001833163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,616 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for her service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:31 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 100,000 | $2.77 | $277,000.00 |
DisclosureSEC source: 0001209191-23-014124 · doc4.xml · nonDerivative · entry 1 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,153,357 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.62 to $2.85. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:35 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 100,000 | $2.74 | $274,000.00 |
DisclosureSEC source: 0001209191-23-012203 · doc4.xml · nonDerivative · entry 1 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,253,357 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.67 to $2.92. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 14, 2023 Filed Feb 15, 2023 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 30,000 | $2.71 | $81,300.00 |
DisclosureSEC source: 0001209191-23-009746 · doc4.xml · nonDerivative · entry 2 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,353,357 F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.60 to $2.795. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: 10B51 Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 16:30 UTC |
Hunkler SeanDirector · President & CEO
|
SaleCommon Stock | 6,520 | $2.71 | $17,669.20 |
DisclosureSEC source: 0001209191-23-010075 · doc4.xml · nonDerivative · entry 1 Hunkler Sean · CIK 0001336378 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,238 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.63 to $2.78. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:30 UTC |
Behnen CathyCHIEF ACCOUNTING OFFICER
|
SaleCommon Stock | 910 | $2.64 | $2,402.40 |
DisclosureSEC source: 0001209191-23-010074 · doc4.xml · nonDerivative · entry 1 Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,631 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.63 to $2.66. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 70,000 | $2.69 | $188,300.00 |
DisclosureSEC source: 0001209191-23-009746 · doc4.xml · nonDerivative · entry 1 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,383,357 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.63 to $2.73. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: 10B51 Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 100,000 | $2.90 | $290,000.00 |
DisclosureSEC source: 0001209191-23-007800 · doc4.xml · nonDerivative · entry 1 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,453,357 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.79 to $3.01. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: 10B51 Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 25,000 | $2.72 | $68,000.00 |
DisclosureSEC source: 0001209191-23-005920 · doc4.xml · nonDerivative · entry 2 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,553,357 F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.65 to $2.75. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 75,000 | $2.76 | $207,000.00 |
DisclosureSEC source: 0001209191-23-005920 · doc4.xml · nonDerivative · entry 1 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,578,357 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.65 to $2.97. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 21:37 UTC |
Mullings TamaraDirector
|
GrantCommon Stock | 56,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005064 · doc4.xml · nonDerivative · entry 2 Mullings Tamara · CIK 0001963317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,118 F2 · shares: The Reporting Person received this grant of restricted stock units from the Issuer in respect of her service on the board of directors of the Issuer, which reflects the Issuers standard annual Board compensation. This grant will vest in full on the first anniversary of the date of grant, subject to continued service on the Board through and including such vesting date. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 21:37 UTC |
Mullings TamaraDirector
|
GrantCommon Stock | 84,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005064 · doc4.xml · nonDerivative · entry 1 Mullings Tamara · CIK 0001963317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,581 F1 · shares: The Reporting Person received this grant of restricted stock units from the Issuer in respect of her joining the board of directors of the Issuer, which reflects the Issuers standard one-time grant for new directors. This grant will vest in three equal installments on each of the first three anniversaries of the date of grant, subject in each case to continued service on the Board through and including the applicable vesting date. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 21:32 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 100,000 | $3.10 | $310,000.00 |
DisclosureSEC source: 0001209191-23-004841 · doc4.xml · nonDerivative · entry 1 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,653,357 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.91 to $3.18. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:31 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 100,000 | $2.60 | $260,000.00 |
DisclosureSEC source: 0001209191-23-004024 · doc4.xml · nonDerivative · entry 1 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,753,357 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.535 to $2.70. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 16:30 UTC |
Hunkler SeanDirector · President & CEO
|
SaleCommon Stock | 6,380 | $2.72 | $17,353.60 |
DisclosureSEC source: 0001209191-23-003756 · doc4.xml · nonDerivative · entry 1 Hunkler Sean · CIK 0001336378 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,758 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.64 to $2.75. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:30 UTC |
Behnen CathyCHIEF ACCOUNTING OFFICER
|
SaleCommon Stock | 883 | $2.70 | $2,384.10 |
DisclosureSEC source: 0001209191-23-003755 · doc4.xml · nonDerivative · entry 1 Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,541 F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 54,783 | $2.63 | $144,079.29 |
DisclosureSEC source: 0001209191-23-002988 · doc4.xml · nonDerivative · entry 2 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,853,357 F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.54 to $2.77. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 45,217 | $2.68 | $121,181.56 |
DisclosureSEC source: 0001209191-23-002988 · doc4.xml · nonDerivative · entry 1 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,908,140 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.56 to $2.79. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 16:30 UTC |
Morris Robert PhelpsChief Financial Officer
|
SaleCommon Stock | 16,839 | $2.57 | $43,276.23 |
DisclosureSEC source: 0001209191-23-002563 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,740 F1 · shares: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022. F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.515 to $2.65. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 16:30 UTC |
Hunkler SeanDirector · President & CEO
|
SaleCommon Stock | 53,300 | $2.57 | $136,981.00 |
DisclosureSEC source: 0001209191-23-002564 · doc4.xml · nonDerivative · entry 1 Hunkler Sean · CIK 0001336378 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,138 F1 · shares: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022. F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.515 to $2.65. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 34,000 | $2.60 | $88,400.00 |
DisclosureSEC source: 0001209191-23-001865 · doc4.xml · nonDerivative · entry 2 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,953,357 F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.53 to $2.70. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:30 UTC |
Cook PatrickChief Commercial Officer
|
SaleCommon Stock | 8,646 | $2.57 | $22,220.22 |
DisclosureSEC source: 0001209191-23-002346 · doc4.xml · nonDerivative · entry 1 Cook Patrick · CIK 0001855935 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,945 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.52 to $2.61. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. The shares sold are a portion of the shares previously granted pursuant to the Issuer's 2021 Stock Incentive Plan to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022. F3 · balance_after: Reflects Form 4/A filed on behalf of the Reporting Person on December 21, 2022. As updated by such Form 4/A, the Amount of Securities Beneficially Owned by the Reporting Person prior to the Reported Transaction(s) was 425,591. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 66,000 | $2.61 | $172,260.00 |
DisclosureSEC source: 0001209191-23-001865 · doc4.xml · nonDerivative · entry 1 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,987,357 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.54 to $2.835. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 12:43 UTC |
South Lake One LLC10% owner
|
PurchaseCommon Stock | 5,732 | $2.79 | $16,002.02 |
DisclosureSEC source: 0001104659-22-127246 · tm2232650-3_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,867,592 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.765 to $2.80 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 12:43 UTC |
South Lake One LLC10% owner
|
PurchaseCommon Stock | 36,230 | $2.71 | $98,302.86 |
DisclosureSEC source: 0001104659-22-127246 · tm2232650-3_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,861,860 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.76 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:50 UTC |
Cook PatrickChief Commercial Officer
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 183,258 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001209191-22-061466 · doc4.xml · derivative · entry 4 Cook Patrick · CIK 0001855935 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,742 Underlying: Common Stock · 183,258 shares Expires 2029-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1,030,833 of the options are fully vested and exercisable as of December 15, 2022, and the remaining 206,167 options will vest in monthly installments until July 29, 2023. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:50 UTC |
Cook PatrickChief Commercial Officer
|
Exercise / conversionCommon Stock | 183,258 | $0.48 | $87,047.55 |
DisclosureSEC source: 0001209191-22-061466 · doc4.xml · nonDerivative · entry 1 Cook Patrick · CIK 0001855935 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: The common stock reported on this line of this Form 4 was issued as a result of the exercise of employee stock options. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 19:35 UTC |
South Lake One LLC10% owner
|
PurchaseCommon Stock | 39,200 | $2.64 | $103,664.40 |
DisclosureSEC source: 0001104659-22-126735 · tm2232650-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,825,630 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.53 to $2.72 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 19:35 UTC |
South Lake One LLC10% owner
|
PurchaseCommon Stock | 2,800 | $2.60 | $7,271.04 |
DisclosureSEC source: 0001104659-22-126735 · tm2232650-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,786,430 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.60 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 12:34 UTC |
South Lake One LLC10% owner
|
PurchaseCommon Stock | 10,755 | $2.39 | $25,751.77 |
DisclosureSEC source: 0001104659-22-125744 · tm2232355-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,783,630 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.38 to $2.40 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 12:34 UTC |
South Lake One LLC10% owner
|
PurchaseCommon Stock | 41,666 | $2.22 | $92,398.52 |
DisclosureSEC source: 0001104659-22-125744 · tm2232355-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,772,875 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.065 to $2.40 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 14:35 UTC |
South Lake One LLC10% owner
|
PurchaseCommon Stock | 41,600 | $2.26 | $93,949.44 |
DisclosureSEC source: 0001104659-22-125143 · tm2232186-1_4seq1.xml · nonDerivative · entry 2 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through Soth Lake One LLC Disclosed balance after: 14,731,209 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 to $2.31 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 16:30 UTC |
Hunkler SeanDirector · President & CEO
|
SaleCommon Stock | 89,384 | $2.26 | $202,007.84 |
DisclosureSEC source: 0001209191-22-060356 · doc4.xml · nonDerivative · entry 1 Hunkler Sean · CIK 0001336378 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,438 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.36. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 21:30 UTC |
Behnen CathyCHIEF ACCOUNTING OFFICER
|
SaleCommon Stock | 2,180 | $2.25 | $4,905.00 |
DisclosureSEC source: 0001209191-22-060357 · doc4.xml · nonDerivative · entry 1 Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,424 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.36. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: The shares were sold in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units previously granted to the Reporting Person. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 14:35 UTC |
South Lake One LLC10% owner
|
PurchaseCommon Stock | 36,859 | $2.39 | $88,093.01 |
DisclosureSEC source: 0001104659-22-125143 · tm2232186-1_4seq1.xml · nonDerivative · entry 1 South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner South Lake One LLC · CIK 0001794292 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Shares indirectly held through South Lake One LLC Disclosed balance after: 14,689,609 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.36 to $2.40 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:31 UTC |
Cook PatrickChief Commercial Officer
|
SaleCommon Stock | 8,646 | $2.12 | $18,329.52 |
DisclosureSEC source: 0001209191-22-059703 · doc4.xml · nonDerivative · entry 1 Cook Patrick · CIK 0001855935 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,501 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.02 to $2.195. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. The shares sold are a portion of the shares previously granted pursuant to the Issuer's 2021 Stock Incentive Plan to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 84,000 | $2.10 | $176,400.00 |
DisclosureSEC source: 0001209191-22-059422 · doc4.xml · nonDerivative · entry 1 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,053,357 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.945 to $2.20. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 21:30 UTC |
ARC Family Trust10% owner
|
SaleCommon Stock | 50,000 | $1.98 | $99,000.00 |
DisclosureSEC source: 0001209191-22-059045 · doc4.xml · nonDerivative · entry 2 ARC Family Trust · CIK 0001857126 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,137,357 F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.935 to $2.075. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.