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Nasdaq · USD

FTCI

FTC Solar, Inc.

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Tapewire entity
7353
SEC CIK
0001828161
Parsed reports
331

Last 12 months

Inside the activity.

9 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202514
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202640
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 17:25 UTC
Cherukupalli NagendraCHIEF TECHNOLOGY OFFICER
GrantCommon Stock 17,454 $2.86 $49,918.44
Disclosure

SEC source: 0001209191-23-015801 · doc4.xml · nonDerivative · entry 1

Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982,834

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

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March 01, 2023 Filed Mar 3, 2023 16:31 UTC GrantCommon Stock 17,487 $2.86 $50,012.82
Disclosure

SEC source: 0001209191-23-015526 · doc4.xml · nonDerivative · entry 1

Quiroga Cortes Isidoro Alfonso · CIK 0001854578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,399

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for his service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant.

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March 01, 2023 Filed Mar 3, 2023 16:31 UTC
Springer DavidDirector · 10% owner
GrantCommon Stock 12,731 $2.86 $36,410.66
Disclosure

SEC source: 0001209191-23-015530 · doc4.xml · nonDerivative · entry 1

Springer David · CIK 0001684056 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,051,001

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for his service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant.

F2 · balance_after: Reflects shares transferred between the Reporting Person and the DS 2021 GRAT, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

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March 01, 2023 Filed Mar 3, 2023 21:31 UTC GrantCommon Stock 26,091 $2.86 $74,620.26
Disclosure

SEC source: 0001209191-23-015529 · doc4.xml · nonDerivative · entry 1

SADASIVAM SHAKER · CIK 0001233432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,723

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for his service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant.

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March 01, 2023 Filed Mar 3, 2023 16:31 UTC GrantCommon Stock 17,347 $2.86 $49,612.42
Disclosure

SEC source: 0001209191-23-015528 · doc4.xml · nonDerivative · entry 1

PRIDDY WILLIAM A · CIK 0001223528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,978

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for his service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant.

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March 01, 2023 Filed Mar 3, 2023 17:04 UTC
Hunkler SeanDirector · President & CEO
GrantCommon Stock 58,310 $2.86 $166,766.60
Disclosure

SEC source: 0001209191-23-015698 · doc4.xml · nonDerivative · entry 3

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,314

F3 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022, as determined by the Issuer's board of directors annually after the end of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus earned for the fourth quarter of 2022 by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the same date used to determine other employee stock based bonuses paid in respect of the fourth quarter of 2022.

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March 01, 2023 Filed Mar 3, 2023 17:04 UTC
Hunkler SeanDirector · President & CEO
GrantCommon Stock 73,447 $2.27 $166,724.69
Disclosure

SEC source: 0001209191-23-015698 · doc4.xml · nonDerivative · entry 2

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,004

F2 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022, as determined by the Issuer's board of directors annually after the end of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus earned for the third quarter of 2022 by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the same date used to determine other employee stock based bonuses paid in respect of the third quarter of 2022.

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March 01, 2023 Filed Mar 3, 2023 17:04 UTC
Hunkler SeanDirector · President & CEO
GrantCommon Stock 31,319 $4.55 $142,501.45
Disclosure

SEC source: 0001209191-23-015698 · doc4.xml · nonDerivative · entry 1

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,557

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022, as determined by the Issuer's board of directors annually after the end of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus earned for the second quarter of 2022 by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the same date used to determine other employee stock based bonuses paid in respect of the second quarter of 2022.

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March 01, 2023 Filed Mar 3, 2023 21:51 UTC
Aminpour SasanChief Operating Officer
GrantCommon Stock 17,422 $2.86 $49,826.92
Disclosure

SEC source: 0001209191-23-015634 · doc4.xml · nonDerivative · entry 1

Aminpour Sasan · CIK 0001965884 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,798

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

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March 01, 2023 Filed Mar 3, 2023 21:31 UTC GrantCommon Stock 17,487 $2.86 $50,012.82
Disclosure

SEC source: 0001209191-23-015525 · doc4.xml · nonDerivative · entry 1

Mullings Tamara · CIK 0001963317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,605

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for her service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant.

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March 01, 2023 Filed Mar 3, 2023 21:31 UTC
Cook PatrickChief Commercial Officer
GrantCommon Stock 25,506 $2.86 $72,947.16
Disclosure

SEC source: 0001209191-23-015532 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,451

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

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March 01, 2023 Filed Mar 3, 2023 21:31 UTC
Behnen CathyCHIEF ACCOUNTING OFFICER
GrantCommon Stock 18,163 $2.86 $51,946.18
Disclosure

SEC source: 0001209191-23-015531 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,794

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego her cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant.

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March 01, 2023 Filed Mar 3, 2023 21:30 UTC
Hung LisanDirector
GrantCommon Stock 20,984 $2.86 $60,014.24
Disclosure

SEC source: 0001209191-23-015523 · doc4.xml · nonDerivative · entry 1

Hung Lisan · CIK 0001833163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,616

F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for her service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant.

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February 27, 2023 Filed Mar 1, 2023 21:31 UTC SaleCommon Stock 100,000 $2.77 $277,000.00
Disclosure

SEC source: 0001209191-23-014124 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,153,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.62 to $2.85. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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February 21, 2023 Filed Feb 23, 2023 21:35 UTC SaleCommon Stock 100,000 $2.74 $274,000.00
Disclosure

SEC source: 0001209191-23-012203 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,253,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.67 to $2.92. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 14, 2023 Filed Feb 15, 2023 21:30 UTC SaleCommon Stock 30,000 $2.71 $81,300.00
Disclosure

SEC source: 0001209191-23-009746 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,353,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.60 to $2.795. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: 10B51 Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 16:30 UTC
Hunkler SeanDirector · President & CEO
SaleCommon Stock 6,520 $2.71 $17,669.20
Disclosure

SEC source: 0001209191-23-010075 · doc4.xml · nonDerivative · entry 1

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,238

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.63 to $2.78. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

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February 14, 2023 Filed Feb 16, 2023 21:30 UTC
Behnen CathyCHIEF ACCOUNTING OFFICER
SaleCommon Stock 910 $2.64 $2,402.40
Disclosure

SEC source: 0001209191-23-010074 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,631

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.63 to $2.66. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:30 UTC SaleCommon Stock 70,000 $2.69 $188,300.00
Disclosure

SEC source: 0001209191-23-009746 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,383,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.63 to $2.73. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: 10B51 Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:30 UTC SaleCommon Stock 100,000 $2.90 $290,000.00
Disclosure

SEC source: 0001209191-23-007800 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,453,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.79 to $3.01. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: 10B51 Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 21:30 UTC SaleCommon Stock 25,000 $2.72 $68,000.00
Disclosure

SEC source: 0001209191-23-005920 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,553,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.65 to $2.75. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:30 UTC SaleCommon Stock 75,000 $2.76 $207,000.00
Disclosure

SEC source: 0001209191-23-005920 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,578,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.65 to $2.97. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 21:37 UTC GrantCommon Stock 56,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005064 · doc4.xml · nonDerivative · entry 2

Mullings Tamara · CIK 0001963317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,118

F2 · shares: The Reporting Person received this grant of restricted stock units from the Issuer in respect of her service on the board of directors of the Issuer, which reflects the Issuers standard annual Board compensation. This grant will vest in full on the first anniversary of the date of grant, subject to continued service on the Board through and including such vesting date.

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January 25, 2023 Filed Jan 26, 2023 21:37 UTC GrantCommon Stock 84,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005064 · doc4.xml · nonDerivative · entry 1

Mullings Tamara · CIK 0001963317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,581

F1 · shares: The Reporting Person received this grant of restricted stock units from the Issuer in respect of her joining the board of directors of the Issuer, which reflects the Issuers standard one-time grant for new directors. This grant will vest in three equal installments on each of the first three anniversaries of the date of grant, subject in each case to continued service on the Board through and including the applicable vesting date.

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January 23, 2023 Filed Jan 25, 2023 21:32 UTC SaleCommon Stock 100,000 $3.10 $310,000.00
Disclosure

SEC source: 0001209191-23-004841 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,653,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.91 to $3.18. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:31 UTC SaleCommon Stock 100,000 $2.60 $260,000.00
Disclosure

SEC source: 0001209191-23-004024 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,753,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.535 to $2.70. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 16:30 UTC
Hunkler SeanDirector · President & CEO
SaleCommon Stock 6,380 $2.72 $17,353.60
Disclosure

SEC source: 0001209191-23-003756 · doc4.xml · nonDerivative · entry 1

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,758

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.64 to $2.75. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 21:30 UTC
Behnen CathyCHIEF ACCOUNTING OFFICER
SaleCommon Stock 883 $2.70 $2,384.10
Disclosure

SEC source: 0001209191-23-003755 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,541

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

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January 10, 2023 Filed Jan 11, 2023 21:30 UTC SaleCommon Stock 54,783 $2.63 $144,079.29
Disclosure

SEC source: 0001209191-23-002988 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,853,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.54 to $2.77. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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January 09, 2023 Filed Jan 11, 2023 21:30 UTC SaleCommon Stock 45,217 $2.68 $121,181.56
Disclosure

SEC source: 0001209191-23-002988 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,908,140

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.56 to $2.79. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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January 05, 2023 Filed Jan 9, 2023 16:30 UTC
Morris Robert PhelpsChief Financial Officer
SaleCommon Stock 16,839 $2.57 $43,276.23
Disclosure

SEC source: 0001209191-23-002563 · doc4.xml · nonDerivative · entry 1

Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,740

F1 · shares: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022.

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.515 to $2.65. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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January 05, 2023 Filed Jan 9, 2023 16:30 UTC
Hunkler SeanDirector · President & CEO
SaleCommon Stock 53,300 $2.57 $136,981.00
Disclosure

SEC source: 0001209191-23-002564 · doc4.xml · nonDerivative · entry 1

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,138

F1 · shares: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022.

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.515 to $2.65. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 21:30 UTC SaleCommon Stock 34,000 $2.60 $88,400.00
Disclosure

SEC source: 0001209191-23-001865 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,953,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.53 to $2.70. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

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January 04, 2023 Filed Jan 6, 2023 21:30 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 8,646 $2.57 $22,220.22
Disclosure

SEC source: 0001209191-23-002346 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,945

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.52 to $2.61. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. The shares sold are a portion of the shares previously granted pursuant to the Issuer's 2021 Stock Incentive Plan to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022.

F3 · balance_after: Reflects Form 4/A filed on behalf of the Reporting Person on December 21, 2022. As updated by such Form 4/A, the Amount of Securities Beneficially Owned by the Reporting Person prior to the Reported Transaction(s) was 425,591.

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January 03, 2023 Filed Jan 5, 2023 21:30 UTC SaleCommon Stock 66,000 $2.61 $172,260.00
Disclosure

SEC source: 0001209191-23-001865 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,987,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.54 to $2.835. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 12:43 UTC PurchaseCommon Stock 5,732 $2.79 $16,002.02
Disclosure

SEC source: 0001104659-22-127246 · tm2232650-3_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 14,867,592

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.765 to $2.80 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

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December 13, 2022 Filed Dec 15, 2022 12:43 UTC PurchaseCommon Stock 36,230 $2.71 $98,302.86
Disclosure

SEC source: 0001104659-22-127246 · tm2232650-3_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 14,861,860

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.76 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

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December 13, 2022 Filed Dec 15, 2022 21:50 UTC
Cook PatrickChief Commercial Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 183,258 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001209191-22-061466 · doc4.xml · derivative · entry 4

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,742

Underlying: Common Stock · 183,258 shares

Expires 2029-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1,030,833 of the options are fully vested and exercisable as of December 15, 2022, and the remaining 206,167 options will vest in monthly installments until July 29, 2023.

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December 13, 2022 Filed Dec 15, 2022 21:50 UTC
Cook PatrickChief Commercial Officer
Exercise / conversionCommon Stock 183,258 $0.48 $87,047.55
Disclosure

SEC source: 0001209191-22-061466 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The common stock reported on this line of this Form 4 was issued as a result of the exercise of employee stock options.

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December 12, 2022 Filed Dec 13, 2022 19:35 UTC PurchaseCommon Stock 39,200 $2.64 $103,664.40
Disclosure

SEC source: 0001104659-22-126735 · tm2232650-1_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 14,825,630

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.53 to $2.72 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 19:35 UTC PurchaseCommon Stock 2,800 $2.60 $7,271.04
Disclosure

SEC source: 0001104659-22-126735 · tm2232650-1_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 14,786,430

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.60 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 12:34 UTC PurchaseCommon Stock 10,755 $2.39 $25,751.77
Disclosure

SEC source: 0001104659-22-125744 · tm2232355-1_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 14,783,630

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.38 to $2.40 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 12:34 UTC PurchaseCommon Stock 41,666 $2.22 $92,398.52
Disclosure

SEC source: 0001104659-22-125744 · tm2232355-1_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 14,772,875

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.065 to $2.40 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 14:35 UTC PurchaseCommon Stock 41,600 $2.26 $93,949.44
Disclosure

SEC source: 0001104659-22-125143 · tm2232186-1_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through Soth Lake One LLC

Disclosed balance after: 14,731,209

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 to $2.31 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 16:30 UTC
Hunkler SeanDirector · President & CEO
SaleCommon Stock 89,384 $2.26 $202,007.84
Disclosure

SEC source: 0001209191-22-060356 · doc4.xml · nonDerivative · entry 1

Hunkler Sean · CIK 0001336378 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,438

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.36. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.

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December 06, 2022 Filed Dec 8, 2022 21:30 UTC
Behnen CathyCHIEF ACCOUNTING OFFICER
SaleCommon Stock 2,180 $2.25 $4,905.00
Disclosure

SEC source: 0001209191-22-060357 · doc4.xml · nonDerivative · entry 1

Behnen Cathy · CIK 0001859083 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,424

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.36. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: The shares were sold in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units previously granted to the Reporting Person.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 14:35 UTC PurchaseCommon Stock 36,859 $2.39 $88,093.01
Disclosure

SEC source: 0001104659-22-125143 · tm2232186-1_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 14,689,609

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.36 to $2.40 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 21:31 UTC
Cook PatrickChief Commercial Officer
SaleCommon Stock 8,646 $2.12 $18,329.52
Disclosure

SEC source: 0001209191-22-059703 · doc4.xml · nonDerivative · entry 1

Cook Patrick · CIK 0001855935 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,501

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.02 to $2.195. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. The shares sold are a portion of the shares previously granted pursuant to the Issuer's 2021 Stock Incentive Plan to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:30 UTC SaleCommon Stock 84,000 $2.10 $176,400.00
Disclosure

SEC source: 0001209191-22-059422 · doc4.xml · nonDerivative · entry 1

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,053,357

F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.945 to $2.20. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 21:30 UTC SaleCommon Stock 50,000 $1.98 $99,000.00
Disclosure

SEC source: 0001209191-22-059045 · doc4.xml · nonDerivative · entry 2

ARC Family Trust · CIK 0001857126 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,137,357

F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $1.935 to $2.075. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.

F3 · ownership.direct: The ARC Family Trust was established by Ahmad Chatila, a member of the Issuer's board of directors, for the benefit of certain members of his family. Shaker Sadasivam, a member of the Issuer's board of directors, is the trustee of the ARC Family Trust and has sole voting and dispositive power with respect to these securities. Mr. Sadasivam disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.