Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FTC Solar, Inc.FTCI · Entity 7353 | Director | November 18, 2025 | November 20, 2025 |
| TERRAFORM GLOBAL, INC.GLBL · Entity 170596 | Director | December 22, 2016 | December 29, 2016 |
| TerraForm Power, Inc.TERP · Entity 147488 | Director | August 30, 2016 | September 09, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FTC Solar, Inc.
Report date November 18, 2025 · Filed November 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 689,222 |
Reported balance
After 2025-11-18 transaction · row 1
1 source rowRow 1 · 2025-11-18 · Sale · Disposed 100,000 · Balance 689,222 F1: Reflects sales pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F2: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $8.80 to $9.50. The Reporting Person undertakes to provide to the Issuer, the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 33,616 |
Reported balance
Holding disclosure · report date 2025-11-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 33,616 F3: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 33,616 |
Reported balance
Holding disclosure · report date 2025-11-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 33,616 F4: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 33,616 |
Reported balance
Holding disclosure · report date 2025-11-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 33,616 F5: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 49,136 |
Reported balance
Holding disclosure · report date 2025-11-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 49,136 F6: These shares are owned directly by the DS 2022 GRAT for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2022 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 32,987 |
Reported balance
Holding disclosure · report date 2025-11-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 32,987 F7: These shares are owned directly by the KC 2021 Trust for the benefit of the Reporting Person's fiancee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects sales pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023.
F2: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $8.80 to $9.50. The Reporting Person undertakes to provide to the Issuer, the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
F4: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
F5: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
F6: These shares are owned directly by the DS 2022 GRAT for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2022 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
F7: These shares are owned directly by the KC 2021 Trust for the benefit of the Reporting Person's fiancee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
TERRAFORM GLOBAL, INC.
Report date December 22, 2016 · Filed December 29, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 11,132 |
Ending reported balance
After 2016-12-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-12-22 · Exercise / conversion · Acquired 5,000 · Balance 12,500 F1: This number of shares represents the vesting of restricted stock units awarded on December 22, 2015 under the Company's 2014 Second Amended and Restated Long-Term Incentive Plan. Row 2 · 2016-12-22 · Tax withholding · Disposed 1,368 · Balance 11,132 F2: These shares were delivered to the Company to pay for the applicable withholding tax due upon vesting of restricted stock units. |
| Restricted Stock Units (Class A common stock)SEC Table II · derivative / convertible security | Direct | 15,000 |
Reported balance
After 2016-12-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-12-22 · Exercise / conversion · Disposed 5,000 · Balance 15,000 F1: This number of shares represents the vesting of restricted stock units awarded on December 22, 2015 under the Company's 2014 Second Amended and Restated Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This number of shares represents the vesting of restricted stock units awarded on December 22, 2015 under the Company's 2014 Second Amended and Restated Long-Term Incentive Plan.
F2: These shares were delivered to the Company to pay for the applicable withholding tax due upon vesting of restricted stock units.
TerraForm Power, Inc.
Report date August 30, 2016 · Filed September 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 7,336 |
Reported balance
Holding disclosure · report date 2016-08-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,336 |
| Restricted Stock Units (Class A common stock)SEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2016-08-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer's Class A common stock. On March 10, 2015, 2,000 time-based RSUs were awarded under the 2014 Second Amended and Restated Long-Term Incentive Plan. The time based RSUs will vest or have already vested at 25% per year on the anniversary of the grant date over a four year period. F2: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. On March 10, 2015, 8,000 performance-based RSUs were awarded under the 2014 Second Amended and Restated Long-Term Incentive Plan. For the performance based RSUs, there are three performance tiers and each tier represents 33% of the entire grant. The performance tiers are based on the dividend per share ("DPS") targets of the Issuer. If certain DPS goals for the respective performance tier are not achieved, the award for that tier is forfeited in its entirety. If certain DPS goals are met for the first quarter of 2016 and each quarter of 2017 and 2018, measured over the trailing twelve months, the first, second and third performance tier, as applicable, will vest at a specified level, based upon the level of DPS achieved. F3: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. On December 22, 2015, 12,000 RSUs were awarded under the 2014 Second Amended and Restated Long-Term Incentive Plan. The RSUs will vest at 25% per year on the first and second anniversary of the grant date and at 50% on the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer's Class A common stock. On March 10, 2015, 2,000 time-based RSUs were awarded under the 2014 Second Amended and Restated Long-Term Incentive Plan. The time based RSUs will vest or have already vested at 25% per year on the anniversary of the grant date over a four year period.
F2: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. On March 10, 2015, 8,000 performance-based RSUs were awarded under the 2014 Second Amended and Restated Long-Term Incentive Plan. For the performance based RSUs, there are three performance tiers and each tier represents 33% of the entire grant. The performance tiers are based on the dividend per share ("DPS") targets of the Issuer. If certain DPS goals for the respective performance tier are not achieved, the award for that tier is forfeited in its entirety. If certain DPS goals are met for the first quarter of 2016 and each quarter of 2017 and 2018, measured over the trailing twelve months, the first, second and third performance tier, as applicable, will vest at a specified level, based upon the level of DPS achieved.
F3: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. On December 22, 2015, 12,000 RSUs were awarded under the 2014 Second Amended and Restated Long-Term Incentive Plan. The RSUs will vest at 25% per year on the first and second anniversary of the grant date and at 50% on the third anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2025 Filed Nov 20, 2025 18:00 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 100,000 | $8.98 | $898,000.00 |
DisclosureSEC source: 0001193125-25-290106 · ownership.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 689,222 F1 · shares: Reflects sales pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $8.80 to $9.50. The Reporting Person undertakes to provide to the Issuer, the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 17:00 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 9,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086824 · ownership.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 789,222 F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2026 shareholder meeting, subject to continued service on the BOD. F2 · balance_after: Reflects the effect of the Issuer's 10-for-1 reverse stock split, effective as of November 29, 2024. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:49 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 90,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-071378 · ownership.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,801,768 F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2025 shareholder meeting, subject to continued service on the BOD. F2 · balance_after: Reflects shares transferred between the DS 2022 GRAT and the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 19, 2023 Filed Jul 20, 2023 17:35 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 100,000 | $3.42 | $342,000.00 |
DisclosureSEC source: 0001209191-23-042936 · doc4.xml · nonDerivative · entry 2 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,002,674 F1 · shares: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F3 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.02 to $3.22. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 18, 2023 Filed Jul 20, 2023 17:35 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 100,000 | $3.30 | $330,000.00 |
DisclosureSEC source: 0001209191-23-042936 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,102,674 F1 · shares: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.00 to $3.045. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 100,000 | $3.14 | $314,000.00 |
DisclosureSEC source: 0001209191-23-041922 · doc4.xml · nonDerivative · entry 2 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,202,674 F1 · shares: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F4 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.02 to $3.22. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Reflects shares transferred between the DS 2021 GRAT and the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 06, 2023 Filed Jul 10, 2023 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 100,000 | $3.02 | $302,000.00 |
DisclosureSEC source: 0001209191-23-041922 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,302,674 F1 · shares: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2023. F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.00 to $3.045. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Reflects shares transferred between the DS 2021 GRAT and the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 57,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034321 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,108,555 F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan in consideration of the Reporting Person's service on the board of directors (BOD) of the Issuer, and is subject to vesting upon the earlier of (x) the one year anniversary of grant and (y) the Issuer's 2024 shareholder meeting, subject to continued service on the BOD. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:31 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 12,731 | $2.86 | $36,410.66 |
DisclosureSEC source: 0001209191-23-015530 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051,001 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in lieu of the annual cash compensation otherwise payable to the Reporting Person for his service on the board of directors of the Issuer. The number of restricted stock units was determined by dividing the amount of such annual cash compensation by the thirty (30) day volume weighted average price (VWAP) of the Issuer's common stock as of the date of grant. F2 · balance_after: Reflects shares transferred between the Reporting Person and the DS 2021 GRAT, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 18, 2022 Filed Oct 19, 2022 16:53 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,308 | $2.31 | $5,331.48 |
DisclosureSEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 8 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 336,153 F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F5 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 18, 2022 Filed Oct 19, 2022 16:53 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,307 | $2.31 | $5,329.17 |
DisclosureSEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 7 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 336,154 F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F4 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 18, 2022 Filed Oct 19, 2022 16:53 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,307 | $2.31 | $5,329.17 |
DisclosureSEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 6 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 336,153 F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 18, 2022 Filed Oct 19, 2022 16:53 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 62,306 | $2.31 | $143,926.86 |
DisclosureSEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 5 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,163,888 F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 16:53 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,307 | $2.39 | $5,513.73 |
DisclosureSEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 4 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 338,461 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.57. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F5 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 16:53 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,307 | $2.39 | $5,513.73 |
DisclosureSEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 3 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 338,461 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.57. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F4 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 16:53 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,308 | $2.39 | $5,516.12 |
DisclosureSEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 2 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 338,460 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.57. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 16:53 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 62,306 | $2.39 | $148,911.34 |
DisclosureSEC source: 0000899243-22-033830 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,226,194 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.57. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. Read SEC document |
| October 04, 2022 Filed Oct 5, 2022 16:32 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,307 | $3.31 | $7,636.17 |
DisclosureSEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 8 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 340,768 F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.395. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F5 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 04, 2022 Filed Oct 5, 2022 16:32 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,308 | $3.31 | $7,639.48 |
DisclosureSEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 7 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 340,768 F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.395. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F4 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 04, 2022 Filed Oct 5, 2022 16:32 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,307 | $3.31 | $7,636.17 |
DisclosureSEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 6 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 340,768 F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.395. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 04, 2022 Filed Oct 5, 2022 16:32 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 62,306 | $3.31 | $206,232.86 |
DisclosureSEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 5 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,288,500 F6 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.395. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 16:32 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,307 | $3.13 | $7,220.91 |
DisclosureSEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 4 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 343,075 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.78 to $3.405. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F5 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 16:32 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,307 | $3.13 | $7,220.91 |
DisclosureSEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 3 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 343,076 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.78 to $3.405. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F4 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 16:32 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,308 | $3.13 | $7,224.04 |
DisclosureSEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 2 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 343,075 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.78 to $3.405. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 16:32 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 62,306 | $3.13 | $195,017.78 |
DisclosureSEC source: 0000899243-22-033018 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,350,806 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.78 to $3.405. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 18:11 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,308 | $3.17 | $7,316.36 |
DisclosureSEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 8 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 345,382 F7 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.345. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F6 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 18:11 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,307 | $3.17 | $7,313.19 |
DisclosureSEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 7 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 345,383 F7 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.345. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F5 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 18:11 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,307 | $3.17 | $7,313.19 |
DisclosureSEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 6 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 345,383 F7 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.345. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F4 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 27, 2022 Filed Sep 28, 2022 18:11 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 62,306 | $3.17 | $197,510.02 |
DisclosureSEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 5 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,413,112 F7 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.345. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · balance_after: Reflects shares contributed by the DS 2021 GRAT to the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 18:11 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,310 | $3.18 | $7,345.80 |
DisclosureSEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 4 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 347,690 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F6 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 18:11 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,310 | $3.18 | $7,345.80 |
DisclosureSEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 3 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 347,690 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F5 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 18:11 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,310 | $3.18 | $7,345.80 |
DisclosureSEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 2 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 347,690 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F4 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 26, 2022 Filed Sep 28, 2022 18:11 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 62,370 | $3.18 | $198,336.60 |
DisclosureSEC source: 0000899243-22-032199 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,475,418 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.06 to $3.35. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. F3 · balance_after: Reflects shares contributed by the DS 2021 GRAT to the Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 19:51 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 35,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023613 · doc4.xml · nonDerivative · entry 5 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,232,288 F5 · price: The Reporting Person received this annual grant of securities from the Issuer in respect of his service on the board of directors of the Issuer. Read SEC document |
| April 22, 2022 Filed Jun 22, 2022 19:51 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GiftCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023613 · doc4.xml · nonDerivative · entry 4 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 350,000 F4 · ownership.nature: These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| April 22, 2022 Filed Jun 22, 2022 19:51 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GiftCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023613 · doc4.xml · nonDerivative · entry 3 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 350,000 F3 · ownership.nature: These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| April 22, 2022 Filed Jun 22, 2022 19:51 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GiftCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023613 · doc4.xml · nonDerivative · entry 2 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 350,000 F2 · ownership.nature: These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| April 22, 2022 Filed Jun 22, 2022 19:51 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GiftCommon Stock | 1,050,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023613 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,196,494 F1 · balance_after: Reflects shares contributed by the Reporting Person to the DS 2022 GRAT which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 16:38 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCOMMON STOCK | 150,000 | $3.82 | $573,000.00 |
DisclosureSEC source: 0000899243-22-006407 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,446,494 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.72 to $4.00. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:31 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCOMMON STOCK | 150,000 | $6.71 | $1,006,500.00 |
DisclosureSEC source: 0000899243-22-001584 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,596,494 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $6.34 to $6.87. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 16:05 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCOMMON STOCK | 33,119 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-034887 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,746,494 F1 · price: The Reporting Person received this grant of securities from the Issuer in respect of his service on the board of directors of the Issuer. Read SEC document |
| April 30, 2021 Filed May 4, 2021 17:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | OtherCommon Stock | 473,046 | $12.16 | $5,749,874.13 |
DisclosureSEC source: 0001209191-21-029982 · doc4.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,713,375 F1 · kind: On April 30, 2021 the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Common Stock to purchase Common Stock from certain of the Issuer's pre-IPO equityholders, including the Reporting Person. Read SEC document |
| December 22, 2016 Filed Dec 29, 2016 19:20 UTC | TERRAFORM GLOBAL, INC. GLBL · Entity 170596 | Exercise / conversionRestricted Stock Units (Class A common stock) · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620702-16-000209 · wf-form4_148305724574686.xml · derivative · entry 3 Springer David · CIK 0001684056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This number of shares represents the vesting of restricted stock units awarded on December 22, 2015 under the Company's 2014 Second Amended and Restated Long-Term Incentive Plan. F1 · derivative.exercise_date: This number of shares represents the vesting of restricted stock units awarded on December 22, 2015 under the Company's 2014 Second Amended and Restated Long-Term Incentive Plan. F1 · derivative.expiration_date: This number of shares represents the vesting of restricted stock units awarded on December 22, 2015 under the Company's 2014 Second Amended and Restated Long-Term Incentive Plan. Read SEC document |
| December 22, 2016 Filed Dec 29, 2016 19:20 UTC | TERRAFORM GLOBAL, INC. GLBL · Entity 170596 | Tax withholdingClass A Common Stock | 1,368 | $3.90 | $5,335.20 |
DisclosureSEC source: 0001620702-16-000209 · wf-form4_148305724574686.xml · nonDerivative · entry 2 Springer David · CIK 0001684056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,132 F2 · shares: These shares were delivered to the Company to pay for the applicable withholding tax due upon vesting of restricted stock units. Read SEC document |
| December 22, 2016 Filed Dec 29, 2016 19:20 UTC | TERRAFORM GLOBAL, INC. GLBL · Entity 170596 | Exercise / conversionClass A Common Stock | 5,000 | $3.90 | $19,500.00 |
DisclosureSEC source: 0001620702-16-000209 · wf-form4_148305724574686.xml · nonDerivative · entry 1 Springer David · CIK 0001684056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This number of shares represents the vesting of restricted stock units awarded on December 22, 2015 under the Company's 2014 Second Amended and Restated Long-Term Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.