Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FTC Solar, Inc.FTCI · Entity 7353 | CHIEF TECHNOLOGY OFFICER | June 06, 2023 | June 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FTC Solar, Inc.
Report date June 06, 2023 · Filed June 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,870,457 |
Reported balance
After 2023-06-06 transaction · row 1
1 source rowRow 1 · 2023-06-06 · Grant · Acquired 165,000 · Balance 1,870,457 F1: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to the Issuer's standard four year vesting schedule, subject to continued employment. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to the Issuer's standard four year vesting schedule, subject to continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2023 Filed Jun 8, 2023 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 165,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035415 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,870,457 F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to the Issuer's standard four year vesting schedule, subject to continued employment. Read SEC document |
| May 17, 2023 Filed May 19, 2023 17:02 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 15,443 | $2.77 | $42,777.11 |
DisclosureSEC source: 0001209191-23-031079 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,705,457 F1 · shares: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the first quarter of 2023. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant. Read SEC document |
| May 15, 2023 Filed May 17, 2023 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 120,000 | $3.30 | $396,000.00 |
DisclosureSEC source: 0001209191-23-030195 · doc4.xml · nonDerivative · entry 2 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,690,014 F3 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.21 to $3.415. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 15, 2023 Filed May 17, 2023 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 17,820 | $3.12 | $55,598.40 |
DisclosureSEC source: 0001209191-23-030195 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,810,014 F1 · shares: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. The sale reported on the next line of this Form 4 was not undertaken pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $3.03 to $3.185. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 03, 2023 Filed Mar 3, 2023 17:25 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 155,000 | $2.88 | $446,400.00 |
DisclosureSEC source: 0001209191-23-015801 · doc4.xml · nonDerivative · entry 2 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,827,834 F2 · price: SPREAD Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.84 to $2.905. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:25 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 17,454 | $2.86 | $49,918.44 |
DisclosureSEC source: 0001209191-23-015801 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982,834 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 16:35 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 12,865 | $2.25 | $28,946.25 |
DisclosureSEC source: 0001209191-22-057562 · doc4.xml · nonDerivative · entry 2 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,965,380 F2 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.29. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 16:35 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 23,682 | $2.27 | $53,758.14 |
DisclosureSEC source: 0001209191-22-057562 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978,245 F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 18:20 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,810 | $4.14 | $11,633.40 |
DisclosureSEC source: 0000899243-22-029624 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,547,563 F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.11 to $4.16. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022 F1 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.11 to $4.16. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022 Read SEC document |
| August 22, 2022 Filed Nov 17, 2022 16:30 UTC Amendment | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 2,810 | $4.14 | $11,633.40 |
DisclosureSEC source: 0001209191-22-057553 · doc4a.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954,563 F1 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.11 to $4.16. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022. F2 · balance_after: This Form 4/A amends the original Form 4 filed by the Reporting Person on August 24, 2022, to correct the number of securities reported as beneficially owned after the reported transaction. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 19:46 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 10,015 | $4.55 | $45,568.25 |
DisclosureSEC source: 0000899243-22-029377 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,957,373 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022. F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022. Read SEC document |
| April 29, 2022 Filed May 3, 2022 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 183,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016324 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,947,358 F1 · acquired: Reflects a grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to a four year installment vesting schedule based on continued employment. Read SEC document |
| January 12, 2022 Filed Jan 13, 2022 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 83,370 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0000899243-22-001905 · doc4.xml · derivative · entry 3 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,370 shares Expires 2028-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options were fully vested as of January 1, 2022. Read SEC document |
| January 12, 2022 Filed Jan 13, 2022 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | Exercise / conversionCommon Stock | 83,370 | $0.07 | $5,752.53 |
DisclosureSEC source: 0000899243-22-001905 · doc4.xml · nonDerivative · entry 2 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,763,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · acquired: Reflects shares issued as a result of the exercise of employuee stock options by the Reporting Person. Read SEC document |
| January 11, 2022 Filed Jan 13, 2022 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 74,127 | $6.56 | $486,273.12 |
DisclosureSEC source: 0000899243-22-001905 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,680,321 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $6.46 to $6.72. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 17:42 UTC | FTC Solar, Inc. FTCI · Entity 7353 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 1,565,964 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0000899243-21-046976 · doc4.xml · derivative · entry 2 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,370 Underlying: Common Stock · 1,565,964 shares Expires 2028-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: All of the amounts of securities in this Form 4 reflect an approximately 8.25-for-1 forward split that was effectuated on April 28, 2021. F2 · derivative.exercise_date: 1,614,972 of the options are fully vested and exercisable as of December 1, 2021, and the remaining 34,362 of the options will vest on January 1, 2022. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 17:42 UTC | FTC Solar, Inc. FTCI · Entity 7353 | Exercise / conversionCommon Stock | 1,565,964 | $0.07 | $108,051.52 |
DisclosureSEC source: 0000899243-21-046976 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,754,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: The common stock reported on this Form 4 was issued as a result of the exercise of employuee stock options. Read SEC document |
| April 30, 2021 Filed May 4, 2021 17:25 UTC | FTC Solar, Inc. FTCI · Entity 7353 | OtherCommon Stock | 281,575 | $12.16 | $3,422,544.13 |
DisclosureSEC source: 0001209191-21-029971 · doc4.xml · nonDerivative · entry 1 Cherukupalli Nagendra · CIK 0001854569 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,484 F1 · kind: On April 30, 2021 the Issuer used a portion of the net proceeds from the closing of its initial public offering ("IPO") of Common Stock to purchase Common Stock from certain of the Issuer's pre-IPO equityholders, including the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.