Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Heliogen, Inc.HLGN · Entity 78373 | Chief Financial Officer | June 16, 2025 | June 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Heliogen, Inc.
Report date June 16, 2025 · Filed June 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,312 |
Reported balance
After 2025-06-16 transaction · row 1
1 source rowRow 1 · 2025-06-16 · Tax withholding · Disposed 1,128 · Balance 68,312 F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FTC Solar, Inc.
Report date December 13, 2023 · Filed December 15, 2023
Section 16 reporting ended · disclosed 2023-12-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 173,244 |
Reported balance
After 2023-12-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-13 · Sale · Disposed 19,791 · Balance 173,244 F1: Reflects a sale in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. F2: Takes into account restricted stock units cancelled upon departure. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a sale in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units.
F2: Takes into account restricted stock units cancelled upon departure.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2025 Filed Jun 17, 2025 17:18 UTC | Heliogen, Inc. HLGN · Entity 78373 | Tax withholdingCommon Stock | 1,128 | $1.92 | $2,165.76 |
DisclosureSEC source: 0001127602-25-017681 · form4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,312 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 16:59 UTC | Heliogen, Inc. HLGN · Entity 78373 | Tax withholdingCommon Stock | 5,560 | $0.83 | $4,624.25 |
DisclosureSEC source: 0001127602-25-011171 · form4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,440 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 16:14 UTC | Heliogen, Inc. HLGN · Entity 78373 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013100 · form4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 F1 · shares: These shares are represented by restricted stock units ("RSUs") granted on April 15, 2024 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. 25% of the shares underlying the RSUs vest on April 1, 2025 and 6.25% of the underlying shares vest quarterly on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 18:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 19,791 | $0.73 | $14,447.43 |
DisclosureSEC source: 0001209191-23-058868 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Former Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,244 F1 · shares: Reflects a sale in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. F2 · balance_after: Takes into account restricted stock units cancelled upon departure. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 16:10 UTC | FTC Solar, Inc. FTCI · Entity 7353 | PurchaseCommon Stock | 72,000 | $1.40 | $100,800.00 |
DisclosureSEC source: 0001209191-23-049735 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 508,709 F1 · price: Represents a weighted average purchase price per share for these shares, which were purchased in multiple transactions at prices ranging from $1.37 to $1.44. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 225,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035418 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,709 F1 · shares: Reflects an annual grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan, and is subject to the Issuer's standard four year vesting schedule, subject to continued employment. Read SEC document |
| May 17, 2023 Filed May 19, 2023 17:05 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 15,883 | $2.77 | $43,995.91 |
DisclosureSEC source: 0001209191-23-031087 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,309 F1 · shares: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the first quarter of 2023. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant. Read SEC document |
| April 13, 2023 Filed Apr 17, 2023 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 1,579 | $2.75 | $4,342.25 |
DisclosureSEC source: 0001209191-23-024482 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 195,426 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.719 to $2.796. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 18,184 | $2.44 | $44,368.96 |
DisclosureSEC source: 0001209191-23-019299 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,005 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.35 to $2.70. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · acquired: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units. Read SEC document |
| March 03, 2023 Filed Mar 3, 2023 17:37 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 8,432 | $2.99 | $25,211.68 |
DisclosureSEC source: 0001209191-23-015825 · doc4.xml · nonDerivative · entry 2 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,189 F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.97 to $3.00. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:37 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 18,881 | $2.86 | $53,999.66 |
DisclosureSEC source: 0001209191-23-015825 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,621 F1 · price: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the fourth quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 16:30 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 16,839 | $2.57 | $43,276.23 |
DisclosureSEC source: 0001209191-23-002563 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,740 F1 · shares: Reflects a sale (i) pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and (ii) in order to satisfy tax obligations of the Reporting Person that became payable due to the vesting and settlement of certain restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022. F2 · price: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.515 to $2.65. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 16:35 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 7,545 | $2.26 | $17,051.70 |
DisclosureSEC source: 0001209191-22-057560 · doc4.xml · nonDerivative · entry 2 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,579 F2 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.25 to $2.29. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 16:35 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 23,743 | $2.27 | $53,896.61 |
DisclosureSEC source: 0001209191-22-057560 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,124 F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuers 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Persons agreement with the Issuer to forego his cash bonus earned for the third quarter of 2022. The number of restricted stock units was determined by dividing the amount of such cash bonus by the thirty (30) day volume weighted average price (VWAP) of the Issuers common stock as of the date of grant. Read SEC document |
| August 19, 2022 Filed Aug 19, 2022 18:53 UTC | FTC Solar, Inc. FTCI · Entity 7353 | SaleCommon Stock | 3,540 | $4.48 | $15,859.20 |
DisclosureSEC source: 0000899243-22-029339 · doc4.xml · nonDerivative · entry 2 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,381 F2 · acquired: Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.45 to $4.52. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022 Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 18:53 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 10,141 | $4.55 | $46,141.55 |
DisclosureSEC source: 0000899243-22-029339 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,921 F1 · acquired: Reflects a grant of restricted stock units, which vested in full upon grant, pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 16:31 UTC | FTC Solar, Inc. FTCI · Entity 7353 | GrantCommon Stock | 44,027 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-025355 · doc4.xml · nonDerivative · entry 1 Morris Robert Phelps · CIK 0001921678 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,780 F1 · acquired: Reflects a grant of restricted stock units pursuant to the Issuer's 2021 Stock Incentive Plan made to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego a portion of his cash salary from July 1, 2022 until December 31, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.