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South Lake One LLC

Disclosed activity across 3 companies

Tapewire entity
86699
SEC CIK
0001794292

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FTC Solar, Inc.FTCI · Entity 735310% ownerDecember 13, 2022December 15, 2022
Rani Therapeutics Holdings, Inc.RANI · Entity 664210% ownerOctober 15, 2024October 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FTC Solar, Inc.

Report date December 13, 2022 · Filed December 15, 2022

Jointly reported with South Cone Investments Limited Partnership

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectShares indirectly held through South Lake One LLC14,867,592 Last balance in matching sequence After 2022-12-14 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2022-12-13 · Purchase · Acquired 36,230 · Balance 14,861,860

F1: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.76 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Row 2 · 2022-12-14 · Purchase · Acquired 5,732 · Balance 14,867,592

F2: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.765 to $2.80 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.66 to $2.76 per share, inclusive. The reporting persons undertake to provide FTC Solar, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.765 to $2.80 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Rani Therapeutics Holdings, Inc.

Report date October 15, 2024 · Filed October 17, 2024

Jointly reported with South Cone Investments Limited Partnership

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectShares indirectly held through South Lake One LLC8,302,194 Last balance in matching sequence After 2024-10-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2024-10-15 · Sale · Disposed 3,305,622 · Balance 8,825,932

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $3.10, inclusive. The reporting persons undertake to provide to Rani Therapeutics Holdings, Inc. ("Rani"), any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Row 2 · 2024-10-15 · Sale · Disposed 523,738 · Balance 8,302,194

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.105 to $3.395, inclusive. The reporting persons undertake to provide to Rani, any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $3.10, inclusive. The reporting persons undertake to provide to Rani Therapeutics Holdings, Inc. ("Rani"), any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.105 to $3.395, inclusive. The reporting persons undertake to provide to Rani, any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Enphase Energy, Inc.

Report date May 20, 2020 · Filed May 22, 2020

Jointly reported with Quiroga Moreno Isidoro

Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectShares indirectly held through South Lake One LLC0 Reported balance After 2020-05-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-05-20 · Sale · Disposed 13,548,476 · Balance 0

F1: All shares of the Common Stock of Enphase Energy, Inc., a Delaware corporation, were directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Filing footnotes · ownership attribution and instrument terms

F1: All shares of the Common Stock of Enphase Energy, Inc., a Delaware corporation, were directly held by South Lake One LLC, a Delaware limited liability company ("South Lake"). South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2024 Filed Oct 17, 2024 16:30 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 SaleClass A Common Stock 523,738 $3.26 $1,705,395.68
Disclosure

SEC source: 0001104659-24-109543 · tm2426414-2_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 8,302,194

F3 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.105 to $3.395, inclusive. The reporting persons undertake to provide to Rani, any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.105 to $3.395, inclusive. The reporting persons undertake to provide to Rani, any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 16:30 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 SaleClass A Common Stock 3,305,622 $2.55 $8,436,277.91
Disclosure

SEC source: 0001104659-24-109543 · tm2426414-2_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 8,825,932

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $3.10, inclusive. The reporting persons undertake to provide to Rani Therapeutics Holdings, Inc. ("Rani"), any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $3.10, inclusive. The reporting persons undertake to provide to Rani Therapeutics Holdings, Inc. ("Rani"), any security holder of Rani, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
November 24, 2023 Filed Dec 8, 2023 16:27 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 5,265,165 $2.01 $10,582,981.65
Disclosure

SEC source: 0001104659-23-124719 · tm2332512-2_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 12,131,554

F1 · kind: The Reporting Person acquired 5,265,165 shares of the Issuer's Class A Common Stock in a private secondary offering that was priced at the prevailing market price.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
May 12, 2023 Filed May 15, 2023 16:22 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 2,645 $3.98 $10,529.48
Disclosure

SEC source: 0001104659-23-060817 · tm2314845-3_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,866,389

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.89 to $4.00 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
May 11, 2023 Filed May 15, 2023 16:22 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 2,610 $3.87 $10,096.26
Disclosure

SEC source: 0001104659-23-060817 · tm2314845-3_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,863,744

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $3.99 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
May 08, 2023 Filed May 10, 2023 16:25 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 4,420 $4.46 $19,733.09
Disclosure

SEC source: 0001104659-23-058462 · tm2314845-2_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,861,134

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.26 to $4.62 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
May 03, 2023 Filed May 5, 2023 13:26 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 2,040 $4.81 $9,816.07
Disclosure

SEC source: 0001104659-23-056424 · tm2314845-1_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,856,714

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.73 to $4.83 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 28, 2023 Filed May 2, 2023 13:09 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 2,173 $4.71 $10,225.05
Disclosure

SEC source: 0001104659-23-054940 · tm2311848-9_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,854,674

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.645 to $4.80 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 25, 2023 Filed Apr 26, 2023 17:09 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 4,423 $4.51 $19,952.15
Disclosure

SEC source: 0001104659-23-050432 · tm2311848-8_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,852,501

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.39 to $4.60 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 17:09 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 4,280 $4.67 $19,994.45
Disclosure

SEC source: 0001104659-23-050432 · tm2311848-8_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,848,078

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.66 to $4.705 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 17:25 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 4,100 $4.93 $20,223.66
Disclosure

SEC source: 0001104659-23-049097 · tm2311848-7_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,843,798

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.86 to $5.15 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 17:25 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 1,850 $5.32 $9,850.51
Disclosure

SEC source: 0001104659-23-049097 · tm2311848-7_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,839,698

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.32 to $5.38 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 15:23 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 1,850 $5.37 $9,938.94
Disclosure

SEC source: 0001104659-23-047682 · tm2311848-6_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,837,848

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.37 to $5.40 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 13:50 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 1,901 $5.27 $10,019.03
Disclosure

SEC source: 0001104659-23-046614 · tm2311848-5_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,835,998

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.20 to $5.29 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 16:21 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 890 $5.47 $4,863.85
Disclosure

SEC source: 0001104659-23-045603 · tm2312872-1_4seq.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,834,097

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 16:21 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 3,577 $5.48 $19,585.15
Disclosure

SEC source: 0001104659-23-045603 · tm2312872-1_4seq.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,833,207

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.405 to $5.59 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 12:22 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 1,765 $5.58 $9,845.88
Disclosure

SEC source: 0001104659-23-044438 · tm2311848-4_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,829,630

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.57 to $5.66 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 12:22 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 1,923 $5.07 $9,744.23
Disclosure

SEC source: 0001104659-23-044438 · tm2311848-4_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,827,865

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.065 to $5.10 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 13:54 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 7,551 $5.14 $38,775.14
Disclosure

SEC source: 0001104659-23-043508 · tm2311848-3_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,825,942

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.12 to $5.24 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 13:16 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 7,280 $5.49 $39,945.36
Disclosure

SEC source: 0001104659-23-042563 · tm2311848-2_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,818,391

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.42 to $5.50 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 13:16 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 4,416 $5.49 $24,246.49
Disclosure

SEC source: 0001104659-23-042563 · tm2311848-2_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,811,111

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.43 to $5.50 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 11:48 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 3,587 $5.23 $18,748.53
Disclosure

SEC source: 0001104659-23-041984 · tm2311848-1_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,806,695

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.12 to $5.35 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 14:16 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 751 $5.05 $3,790.75
Disclosure

SEC source: 0001104659-23-040729 · tm238347d10_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,803,108

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.95 to $5.12 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 14:16 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 12,230 $4.79 $58,582.92
Disclosure

SEC source: 0001104659-23-040729 · tm238347d10_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,802,357

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $5.58 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 14:51 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 3,510 $5.49 $19,282.89
Disclosure

SEC source: 0001104659-23-039082 · tm238347-9_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,790,127

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.605 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 12:48 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 3,230 $6.08 $19,637.11
Disclosure

SEC source: 0001104659-23-035492 · tm238347-8_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,786,617

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.00 to $6.20 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 12:48 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 532 $6.29 $3,347.66
Disclosure

SEC source: 0001104659-23-035492 · tm238347-8_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,783,387

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.27 to $6.30 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 12:13 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 2,980 $6.19 $18,447.99
Disclosure

SEC source: 0001104659-23-034345 · tm238347-7_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,782,855

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.10 to $6.20 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 12:13 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 1,325 $6.07 $8,045.40
Disclosure

SEC source: 0001104659-23-034345 · tm238347-7_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,779,875

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.02 to $6.10 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 11:15 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 2,463 $6.14 $15,120.60
Disclosure

SEC source: 0001104659-23-032652 · tm238347-6_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,778,550

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.06 to $6.15 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 14:48 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 3,730 $6.56 $24,487.08
Disclosure

SEC source: 0001104659-23-031099 · tm238347-4_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,776,087

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.45 to $6.67 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 14:48 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 1,702 $6.58 $11,202.22
Disclosure

SEC source: 0001104659-23-031099 · tm238347-4_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,772,357

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.505 to $6.60 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 10:10 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 1,100 $6.39 $7,031.97
Disclosure

SEC source: 0001104659-23-029919 · tm238347-3_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,770,655

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.36 to $6.40 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 15:26 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 3,900 $6.31 $24,609.00
Disclosure

SEC source: 0001104659-23-028960 · tm238347-2_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,769,555

F1 · price: These shares were purchased in a single transaction at a price of $6.31 per share.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 12:14 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 711 $6.30 $4,478.30
Disclosure

SEC source: 0001104659-23-027777 · tm238347-1_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,765,655

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.29 to $6.30 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 11:24 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 3,541 $6.30 $22,308.30
Disclosure

SEC source: 0001104659-23-026516 · tm237665-2_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,764,944

F2 · price: These shares were purchased in multiple transactions, each at $6.30 per share.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 11:24 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 5,451 $6.09 $33,179.69
Disclosure

SEC source: 0001104659-23-026516 · tm237665-2_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,761,403

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.01 to $6.20 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 15:17 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 1,000 $6.10 $6,100.00
Disclosure

SEC source: 0001104659-23-024727 · tm237665-1_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,755,952

F2 · price: These shares were purchased in multiple transactions, each at $6.10 per share.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 15:17 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 3,080 $5.94 $18,299.82
Disclosure

SEC source: 0001104659-23-024727 · tm237665-1_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,754,952

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.85 to $6.00 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 10:37 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 8,468 $5.88 $49,791.84
Disclosure

SEC source: 0001104659-23-023608 · tm237324-1_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,751,872

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.72 to $6.00 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 10:37 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 9,500 $5.49 $52,125.55
Disclosure

SEC source: 0001104659-23-023608 · tm237324-1_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,743,404

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.21 to $5.62 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 12:50 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 10,000 $5.20 $52,049.00
Disclosure

SEC source: 0001104659-23-022702 · tm237124-1_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,733,904

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.08 to $5.25 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 12:50 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 9,250 $5.25 $48,563.43
Disclosure

SEC source: 0001104659-23-022702 · tm237124-1_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,723,904

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.995 to $5.52 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

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December 30, 2022 Filed Jan 3, 2023 20:08 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 8,600 $5.98 $51,452.08
Disclosure

SEC source: 0001104659-23-000498 · tm2231865-7_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,714,654

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.80 to $6.20 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

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December 29, 2022 Filed Jan 3, 2023 20:08 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 8,600 $5.97 $51,309.32
Disclosure

SEC source: 0001104659-23-000498 · tm2231865-7_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,706,054

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.75 to $6.23 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

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December 28, 2022 Filed Dec 29, 2022 15:23 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 9,157 $5.58 $51,056.68
Disclosure

SEC source: 0001104659-22-130920 · tm2231865-6_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,697,454

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.42 to $5.71 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

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December 19, 2022 Filed Dec 20, 2022 14:57 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 6,900 $7.43 $51,284.25
Disclosure

SEC source: 0001104659-22-128587 · tm2232650-4_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,688,297

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.05 to $7.60 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

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December 16, 2022 Filed Dec 20, 2022 14:57 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 6,400 $7.76 $49,688.32
Disclosure

SEC source: 0001104659-22-128587 · tm2232650-4_4seq1.xml · nonDerivative · entry 1

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,681,397

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.36 to $8.09 per share, inclusive. The reporting persons undertake to provide Rani Therapeutics Holdings, Inc., a Delaware corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

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December 15, 2022 Filed Dec 16, 2022 16:13 UTC Rani Therapeutics Holdings, Inc. RANI · Entity 6642 PurchaseClass A Common Stock 6,500 $7.95 $51,693.20
Disclosure

SEC source: 0001104659-22-127821 · tm2231865-5_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 6,674,997

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.74 to $8.24 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

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December 14, 2022 Filed Dec 15, 2022 12:43 UTC FTC Solar, Inc. FTCI · Entity 7353 PurchaseCommon Stock 5,732 $2.79 $16,002.02
Disclosure

SEC source: 0001104659-22-127246 · tm2232650-3_4seq1.xml · nonDerivative · entry 2

South Cone Investments Limited Partnership · CIK 0001876412 · 10% owner

South Lake One LLC · CIK 0001794292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares indirectly held through South Lake One LLC

Disclosed balance after: 14,867,592

F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.765 to $2.80 per share, inclusive. The reporting persons undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: South Cone Investments Limited Partnership directly owns 100% of the issued and outstanding membership interest of South Lake One LLC.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.