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FPH

Five Point Holdings, LLC

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5173
SEC CIK
0001574197
Parsed reports
246

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2020 Filed Jan 17, 2020 16:54 UTC GrantClass A common shares 9,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004052 · doc4.xml · nonDerivative · entry 1

WINER MICHAEL H · CIK 0001142102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,130

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:53 UTC
McWilliams GregSee Remarks
Exercise / conversionRestricted share units · Derivative 53,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004049 · doc4.xml · derivative · entry 5

McWilliams Greg · CIK 0001704078 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common shares · 53,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit is a contingent right to receive one Class A common share.

F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 53,018 restricted share units settled on a one-for-one basis in Class A common shares on January 15, 2020.

F3 · derivative.expiration_date: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 53,018 restricted share units settled on a one-for-one basis in Class A common shares on January 15, 2020.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:53 UTC
McWilliams GregSee Remarks
Tax withholdingClass A common shares 53,087 $8.09 $429,473.83
Disclosure

SEC source: 0001209191-20-004049 · doc4.xml · nonDerivative · entry 3

McWilliams Greg · CIK 0001704078 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,111

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:53 UTC
McWilliams GregSee Remarks
Exercise / conversionClass A common shares 53,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004049 · doc4.xml · nonDerivative · entry 2

McWilliams Greg · CIK 0001704078 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted share unit is a contingent right to receive one Class A common share.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:53 UTC
McWilliams GregSee Remarks
GrantClass A common shares 92,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004049 · doc4.xml · nonDerivative · entry 1

McWilliams Greg · CIK 0001704078 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,180

F1 · shares: Includes 92,707 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:53 UTC GrantClass A common shares 9,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004051 · doc4.xml · nonDerivative · entry 1

ROSSI MICHAEL E · CIK 0001231235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,521

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:50 UTC GrantClass A common shares 9,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004039 · doc4.xml · nonDerivative · entry 1

Brown Kathleen · CIK 0001321211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,951

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Hunt Gary HDirector
Exercise / conversionRestricted share units · Derivative 9,923 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004046 · doc4.xml · derivative · entry 3

Hunt Gary H · CIK 0001337131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common shares · 9,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit is a contingent right to receive one Class A common share.

F3 · derivative.exercise_date: On August 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. 9,923 restricted share units vested and were settled on a one-for-one basis in Class A common shares on January 15, 2020.

F3 · derivative.expiration_date: On August 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. 9,923 restricted share units vested and were settled on a one-for-one basis in Class A common shares on January 15, 2020.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Hunt Gary HDirector
Exercise / conversionClass A common shares 9,923 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004046 · doc4.xml · nonDerivative · entry 2

Hunt Gary H · CIK 0001337131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 39,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Mr. Hunt contributed the Class A common shares received in the settlement of restricted share units to the Gary H. Hunt Living Trust, established December 11, 2009, of which Mr. Hunt serves as sole trustee.

F3 · price: On August 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. 9,923 restricted share units vested and were settled on a one-for-one basis in Class A common shares on January 15, 2020.

F4 · ownership.nature: Owned by the Gary H. Hunt Living Trust, established December 11, 2009, of which Mr. Hunt serves as sole trustee.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Hunt Gary HDirector
GrantClass A common shares 9,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004046 · doc4.xml · nonDerivative · entry 1

Hunt Gary H · CIK 0001337131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,888

F1 · shares: Each restricted share unit is a contingent right to receive one Class A common share.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:53 UTC
Jochim LynnSee Remarks
Exercise / conversionRestricted share units · Derivative 59,822 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004047 · doc4.xml · derivative · entry 5

Jochim Lynn · CIK 0001704074 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common shares · 59,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit is a contingent right to receive one Class A common share.

F4 · derivative.exercise_date: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 59,822 restricted share units settled on a one-for-one basis in Class A common shares on January 15, 2020.

F4 · derivative.expiration_date: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 59,822 restricted share units settled on a one-for-one basis in Class A common shares on January 15, 2020.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:53 UTC
Jochim LynnSee Remarks
Tax withholdingClass A common shares 74,838 $8.09 $605,439.42
Disclosure

SEC source: 0001209191-20-004047 · doc4.xml · nonDerivative · entry 3

Jochim Lynn · CIK 0001704074 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,312

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:53 UTC
Jochim LynnSee Remarks
Exercise / conversionClass A common shares 59,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004047 · doc4.xml · nonDerivative · entry 2

Jochim Lynn · CIK 0001704074 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted share unit is a contingent right to receive one Class A common share.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:53 UTC
Jochim LynnSee Remarks
GrantClass A common shares 92,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004047 · doc4.xml · nonDerivative · entry 1

Jochim Lynn · CIK 0001704074 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,328

F1 · shares: Includes 92,707 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Higgins Erik R.See Remarks
Exercise / conversionRestricted share units · Derivative 18,145 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004045 · doc4.xml · derivative · entry 4

Higgins Erik R. · CIK 0001704043 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common shares · 18,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit is a contingent right to receive one Class A common share.

F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 18,145 restricted share units settled on a one-for-one basis in Class A common shares on January 15, 2020.

F3 · derivative.expiration_date: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 18,145 restricted share units settled on a one-for-one basis in Class A common shares on January 15, 2020.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Higgins Erik R.See Remarks
Tax withholdingClass A common shares 38,598 $8.09 $312,257.82
Disclosure

SEC source: 0001209191-20-004045 · doc4.xml · nonDerivative · entry 3

Higgins Erik R. · CIK 0001704043 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,362

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Higgins Erik R.See Remarks
Exercise / conversionClass A common shares 18,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004045 · doc4.xml · nonDerivative · entry 2

Higgins Erik R. · CIK 0001704043 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted share unit is a contingent right to receive one Class A common share.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Higgins Erik R.See Remarks
GrantClass A common shares 92,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004045 · doc4.xml · nonDerivative · entry 1

Higgins Erik R. · CIK 0001704043 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,815

F1 · shares: Includes 92,707 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Haddad EmileDirector · See Remarks
Exercise / conversionRestricted share units · Derivative 283,099 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004043 · doc4.xml · derivative · entry 4

Haddad Emile · CIK 0001704042 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common shares · 283,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit is a contingent right to receive one Class A common share.

F3 · derivative.exercise_date: On August 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 283,099 restricted share units settled on a one-for-one basis in Class A common shares on January 15, 2020.

F3 · derivative.expiration_date: On August 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 283,099 restricted share units settled on a one-for-one basis in Class A common shares on January 15, 2020.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Haddad EmileDirector · See Remarks
Tax withholdingClass A common shares 218,054 $8.09 $1,764,056.86
Disclosure

SEC source: 0001209191-20-004043 · doc4.xml · nonDerivative · entry 3

Haddad Emile · CIK 0001704042 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330,616

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Haddad EmileDirector · See Remarks
Exercise / conversionClass A common shares 283,099 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004043 · doc4.xml · nonDerivative · entry 2

Haddad Emile · CIK 0001704042 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted share unit is a contingent right to receive one Class A common share.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
Haddad EmileDirector · See Remarks
GrantClass A common shares 154,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004043 · doc4.xml · nonDerivative · entry 1

Haddad Emile · CIK 0001704042 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265,571

F1 · shares: Includes 154,511 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:51 UTC GrantClass A common shares 9,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004040 · doc4.xml · nonDerivative · entry 1

Browning William · CIK 0001600598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,796

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:50 UTC
Bonner KofiSee Remarks
Tax withholdingClass A common shares 32,989 $8.09 $266,881.01
Disclosure

SEC source: 0001209191-20-004037 · doc4.xml · nonDerivative · entry 2

Bonner Kofi · CIK 0001704076 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,118

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:50 UTC
Bonner KofiSee Remarks
GrantClass A common shares 92,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004037 · doc4.xml · nonDerivative · entry 1

Bonner Kofi · CIK 0001704076 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,107

F1 · shares: Includes 92,707 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service.

Read SEC document
January 15, 2020 Filed Jan 20, 2021 22:38 UTC
Haddad EmileDirector · See Remarks
Tax withholdingClass A common shares 80,579 $6.30 $507,647.70
Disclosure

SEC source: 0001209191-21-004412 · doc4.xml · nonDerivative · entry 1

Haddad Emile · CIK 0001704042 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,037

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:02 UTC
Jochim LynnSee Remarks
Exercise / conversionClass B common shares · Derivative 16,676 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-062233 · doc4.xml · derivative · entry 5

Jochim Lynn · CIK 0001704074 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Class A common shares · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Ms. Jochim holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.

F3 · price: Ms. Jochim holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.

F3 · derivative.exercise_date: Ms. Jochim holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.

F3 · derivative.expiration_date: Ms. Jochim holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.

F2 · ownership.nature: 51,070 Class A common shares of the Company, as well as the Class B common shares of the Company and the Class A units of the Operating Company disclosed herein, are owned by The 2002 Jochim Family Trust UAD 05/15/02, and 10,000 Class A common shares of the Company are owned by The Edward J Jochim By-Pass Trust UAD 03/01/84. The reporting person disclaims beneficial ownership of the shares owned by her spouse, David Jochim, except to the extent of her pecuniary interest therein.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:02 UTC
Jochim LynnSee Remarks
Exercise / conversionClass A units of Five Point Operating Company, LP · Derivative 16,676 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-062233 · doc4.xml · derivative · entry 4

Jochim Lynn · CIK 0001704074 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Class A common shares · 16,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of the Five Point Holdings, LLC (the "Company") or cash, at the option of the Company.

F1 · price: In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of the Five Point Holdings, LLC (the "Company") or cash, at the option of the Company.

F1 · derivative.exercise_date: In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of the Five Point Holdings, LLC (the "Company") or cash, at the option of the Company.

F1 · derivative.expiration_date: In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of the Five Point Holdings, LLC (the "Company") or cash, at the option of the Company.

F2 · ownership.nature: 51,070 Class A common shares of the Company, as well as the Class B common shares of the Company and the Class A units of the Operating Company disclosed herein, are owned by The 2002 Jochim Family Trust UAD 05/15/02, and 10,000 Class A common shares of the Company are owned by The Edward J Jochim By-Pass Trust UAD 03/01/84. The reporting person disclaims beneficial ownership of the shares owned by her spouse, David Jochim, except to the extent of her pecuniary interest therein.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:02 UTC
Jochim LynnSee Remarks
Exercise / conversionClass A common shares 5 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-062233 · doc4.xml · nonDerivative · entry 2

Jochim Lynn · CIK 0001704074 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 61,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Ms. Jochim holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.

F2 · ownership.nature: 51,070 Class A common shares of the Company, as well as the Class B common shares of the Company and the Class A units of the Operating Company disclosed herein, are owned by The 2002 Jochim Family Trust UAD 05/15/02, and 10,000 Class A common shares of the Company are owned by The Edward J Jochim By-Pass Trust UAD 03/01/84. The reporting person disclaims beneficial ownership of the shares owned by her spouse, David Jochim, except to the extent of her pecuniary interest therein.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:02 UTC
Jochim LynnSee Remarks
Exercise / conversionClass A common shares 16,676 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-062233 · doc4.xml · nonDerivative · entry 1

Jochim Lynn · CIK 0001704074 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 61,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of the Five Point Holdings, LLC (the "Company") or cash, at the option of the Company.

F2 · ownership.nature: 51,070 Class A common shares of the Company, as well as the Class B common shares of the Company and the Class A units of the Operating Company disclosed herein, are owned by The 2002 Jochim Family Trust UAD 05/15/02, and 10,000 Class A common shares of the Company are owned by The Edward J Jochim By-Pass Trust UAD 03/01/84. The reporting person disclaims beneficial ownership of the shares owned by her spouse, David Jochim, except to the extent of her pecuniary interest therein.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 01:24 UTC
Alvarado MichaelSee Remarks
Exercise / conversionClass B common shares · Derivative 16,676 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029496 · doc4.xml · derivative · entry 5

Alvarado Michael · CIK 0001704041 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Class A common shares · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Mr. Alvarado holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.

F3 · price: Mr. Alvarado holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.

F3 · derivative.exercise_date: Mr. Alvarado holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.

F3 · derivative.expiration_date: Mr. Alvarado holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.

F2 · ownership.nature: The Class A common shares and Class B common shares of the Company and Class A units of the Operating Company are owned by The Michael A. and Julie S. Alvarado Family Trust created u/t/d dated July 9, 2002, of which Mr. Alvarado serves as the sole trustee.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 01:24 UTC
Alvarado MichaelSee Remarks
Exercise / conversionClass A units of Five Point Operating Company, LP · Derivative 16,676 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029496 · doc4.xml · derivative · entry 4

Alvarado Michael · CIK 0001704041 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Class A common shares · 16,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of Five Point Holdings, LLC (the"Company") or cash, at the option of the Company.

F1 · price: In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of Five Point Holdings, LLC (the"Company") or cash, at the option of the Company.

F1 · derivative.exercise_date: In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of Five Point Holdings, LLC (the"Company") or cash, at the option of the Company.

F1 · derivative.expiration_date: In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of Five Point Holdings, LLC (the"Company") or cash, at the option of the Company.

F2 · ownership.nature: The Class A common shares and Class B common shares of the Company and Class A units of the Operating Company are owned by The Michael A. and Julie S. Alvarado Family Trust created u/t/d dated July 9, 2002, of which Mr. Alvarado serves as the sole trustee.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 01:24 UTC
Alvarado MichaelSee Remarks
Exercise / conversionClass A common shares 5 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029496 · doc4.xml · nonDerivative · entry 2

Alvarado Michael · CIK 0001704041 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 55,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Mr. Alvarado holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.

F2 · ownership.nature: The Class A common shares and Class B common shares of the Company and Class A units of the Operating Company are owned by The Michael A. and Julie S. Alvarado Family Trust created u/t/d dated July 9, 2002, of which Mr. Alvarado serves as the sole trustee.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 01:24 UTC
Alvarado MichaelSee Remarks
Exercise / conversionClass A common shares 16,676 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029496 · doc4.xml · nonDerivative · entry 1

Alvarado Michael · CIK 0001704041 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 55,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of Five Point Holdings, LLC (the"Company") or cash, at the option of the Company.

F2 · ownership.nature: The Class A common shares and Class B common shares of the Company and Class A units of the Operating Company are owned by The Michael A. and Julie S. Alvarado Family Trust created u/t/d dated July 9, 2002, of which Mr. Alvarado serves as the sole trustee.

Read SEC document
June 27, 2019 Filed Jul 2, 2019 00:12 UTC
Hunt Gary HDirector
SaleClass A common shares 5,329 $7.07 $37,676.03
Disclosure

SEC source: 0000899243-19-018743 · doc4.xml · nonDerivative · entry 1

Hunt Gary H · CIK 0001337131 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 19,048

F1 · price: The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $7.06 per share to a high of $7.09 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Owned by the Gary H. Hunt Living Trust, established December 11, 2009, of which Mr. Hunt serves as sole trustee.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:00 UTC SaleClass A Common Shares, no par value 1,050,177 $7.95 $8,348,907.15
Disclosure

SEC source: 0000905148-19-000589 · form4.xml · nonDerivative · entry 2

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anchorage Capital Partners, L.P.

Disclosed balance after: 2,191,292

F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:00 UTC SaleClass A Common Shares, no par value 2,149,823 $7.95 $17,091,092.85
Disclosure

SEC source: 0000905148-19-000589 · form4.xml · nonDerivative · entry 1

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACMO REL Holdings, L.L.C.

Disclosed balance after: 4,485,804

F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 22:48 UTC OtherClass A common shares 8,598 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008977 · doc4.xml · nonDerivative · entry 1

BECKWITT RICHARD · CIK 0001197193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,008

F1 · shares: The reporting person previously held 8,598 Class A common shares on behalf of Lennar Corporation, with no pecuniary interest in such shares by the reporting person, and transferred such shares to Lennar Corporation for no consideration.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:13 UTC OtherClass A common shares 4,046 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008810 · doc4.xml · nonDerivative · entry 1

MILLER STUART A · CIK 0001049444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,491

F1 · shares: The reporting person previously held 4,046 Class A common shares on behalf of Lennar Corporation, with no pecuniary interest in such shares by the reporting person, and transferred such shares to Lennar Corporation for no consideration.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 20:42 UTC OtherClass A common shares 4,046 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004592 · doc4.xml · nonDerivative · entry 1

JAFFE JONATHAN M · CIK 0001245946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,491

F1 · shares: The reporting person previously held 4,046 Class A common shares on behalf of Lennar Corporation, with no pecuniary interest in such shares by the reporting person, and transferred such shares to Lennar Corporation for no consideration.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:21 UTC GrantClass A common shares 10,526 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001431 · doc4.xml · nonDerivative · entry 1

FOSTER JONATHAN F · CIK 0001122068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,063

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:25 UTC GrantClass A common shares 26,315 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001440 · doc4.xml · nonDerivative · entry 1

WINER MICHAEL H · CIK 0001142102 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Class A common shares

Disclosed balance after: 40,242

Read SEC document
January 15, 2019 Filed Jan 18, 2019 02:17 UTC
Alvarado MichaelSee Remarks
Exercise / conversionRestricted share units · Derivative 59,822 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001422 · doc4.xml · derivative · entry 5

Alvarado Michael · CIK 0001704041 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,822

Underlying: Class A common shares · 59,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit is a contingent right to receive one Class A common share.

F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 59,822 restricted share units were settled on January 15, 2019. The remaining 59,822 unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of Five Point Holdings, LLC, on January 15, 2020.

F3 · derivative.expiration_date: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 59,822 restricted share units were settled on January 15, 2019. The remaining 59,822 unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of Five Point Holdings, LLC, on January 15, 2020.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 02:17 UTC
Alvarado MichaelSee Remarks
Tax withholdingClass A common shares 59,240 $7.60 $450,224.00
Disclosure

SEC source: 0000899243-19-001422 · doc4.xml · nonDerivative · entry 3

Alvarado Michael · CIK 0001704041 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,494

Read SEC document
January 15, 2019 Filed Jan 18, 2019 02:17 UTC
Alvarado MichaelSee Remarks
Exercise / conversionClass A common shares 59,822 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-001422 · doc4.xml · nonDerivative · entry 2

Alvarado Michael · CIK 0001704041 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted share unit is a contingent right to receive one Class A common share.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 02:17 UTC
Alvarado MichaelSee Remarks
GrantClass A common shares 246,710 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001422 · doc4.xml · nonDerivative · entry 1

Alvarado Michael · CIK 0001704041 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,912

F1 · shares: Includes 98,684 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service, and a total of 148,026 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture and restricted share units that will be settled in an equal number of Class A common shares, in each case contingent on the Class A common shares satisfying certain price targets.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 02:24 UTC
McWilliams GregSee Remarks
Exercise / conversionRestricted share units · Derivative 53,017 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001437 · doc4.xml · derivative · entry 5

McWilliams Greg · CIK 0001704078 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,018

Underlying: Class A common shares · 53,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit is a contingent right to receive one Class A common share.

F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 53,017 restricted share units were settled on January 15, 2019. The remaining 53,018 unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of Five Point Holdings, LLC, on January 15, 2020.

F3 · derivative.expiration_date: On June 1, 2016, the reporting person was granted such restricted share units pursuant to the Five Point Holdings, LLC 2016 Incentive Award Plan. Such restricted share units have vested. 53,017 restricted share units were settled on January 15, 2019. The remaining 53,018 unsettled restricted share units will settle on a one-for-one basis in Class A common shares or cash, at the option of Five Point Holdings, LLC, on January 15, 2020.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 02:24 UTC
McWilliams GregSee Remarks
Tax withholdingClass A common shares 38,466 $7.60 $292,341.60
Disclosure

SEC source: 0000899243-19-001437 · doc4.xml · nonDerivative · entry 3

McWilliams Greg · CIK 0001704078 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,473

Read SEC document
January 15, 2019 Filed Jan 18, 2019 02:24 UTC
McWilliams GregSee Remarks
Exercise / conversionClass A common shares 53,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-001437 · doc4.xml · nonDerivative · entry 2

McWilliams Greg · CIK 0001704078 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted share unit is a contingent right to receive one Class A common share.

Read SEC document
January 15, 2019 Filed Jan 18, 2019 02:24 UTC
McWilliams GregSee Remarks
GrantClass A common shares 246,710 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001437 · doc4.xml · nonDerivative · entry 1

McWilliams Greg · CIK 0001704078 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,922

F1 · shares: Includes 98,684 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture that will lapse based on continued service, and a total of 148,026 Class A common shares subject to certain restrictions upon transfer and rights of forfeiture and restricted share units that will be settled in an equal number of Class A common shares, in each case contingent on the Class A common shares satisfying certain price targets.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.