Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rosehill Resources Inc.ROSE · Entity 148501 | 10% owner | April 27, 2017 | May 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rosehill Resources Inc.
Report date April 27, 2017 · Filed May 08, 2017
Jointly reported with Anchorage Capital Group, L.L.C., Anchorage Advisors Management, LLC, AIO V AIV 3 Holdings, L.P., Anchorage Illiquid Opportunities V, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy AIO V AIV 3 Holdings, L.P. | 213,128 |
Reported balance
Holding disclosure · report date 2017-04-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 213,128 F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Anchorage Illiquid Opportunities V, L.P. | 199,874 |
Reported balance
Holding disclosure · report date 2017-04-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 199,874 F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy AIO V AIV 3 Holdings, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2017-04-27 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F3: The warrants become exercisable 30 days after the completion of the Business Combination (as defined in the Warrant Agreement, dated March 10, 2016, and filed as Exhibit 4.1 to the Form 8-K filed by the Issuer on March 16, 2016), which occurred April 27, 2017, and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 8.0% Series A Cumulative Perpetual Preferred StockSEC Table II · derivative / convertible security | IndirectBy AIO V AIV 3 Holdings, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2017-04-27 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F4: 4. The 8.0% Series A Cumulative Perpetual Preferred Stock are convertible, at the holder's option and at any time, initially into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.0% Series A Cumulative Perpetual Preferred Stock has no expiration date. F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Anchorage Illiquid Opportunities V, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2017-04-27 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F3: The warrants become exercisable 30 days after the completion of the Business Combination (as defined in the Warrant Agreement, dated March 10, 2016, and filed as Exhibit 4.1 to the Form 8-K filed by the Issuer on March 16, 2016), which occurred April 27, 2017, and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 8.0% Series A Cumulative Perpetual Preferred StockSEC Table II · derivative / convertible security | IndirectBy Anchorage Illiquid Opportunities V, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2017-04-27 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F4: 4. The 8.0% Series A Cumulative Perpetual Preferred Stock are convertible, at the holder's option and at any time, initially into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.0% Series A Cumulative Perpetual Preferred Stock has no expiration date. F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management.
F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: The warrants become exercisable 30 days after the completion of the Business Combination (as defined in the Warrant Agreement, dated March 10, 2016, and filed as Exhibit 4.1 to the Form 8-K filed by the Issuer on March 16, 2016), which occurred April 27, 2017, and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.
F4: 4. The 8.0% Series A Cumulative Perpetual Preferred Stock are convertible, at the holder's option and at any time, initially into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.0% Series A Cumulative Perpetual Preferred Stock has no expiration date.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CONNS INC
Report date December 18, 2017 · Filed December 20, 2017
Jointly reported with Anchorage Capital Group, L.L.C., Anchorage Advisors Management, LLC, Anchorage Capital Master Offshore, Ltd
Section 16 reporting ended · disclosed 2017-12-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy Anchorage Capital Master Offshore, Ltd. | 2,953,958 |
Reported balance
After 2017-12-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-12-18 · Sale · Disposed 1,600,000 · Balance 2,953,958 F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C. ("Anchorage"), the investment advisor to Anchorage Capital Master Offshore, Ltd. Mr. Ulrich is the Chief Executive Officer of Anchorage and the senior managing member of Anchorage Advisors Management, L.L.C. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C. ("Anchorage"), the investment advisor to Anchorage Capital Master Offshore, Ltd. Mr. Ulrich is the Chief Executive Officer of Anchorage and the senior managing member of Anchorage Advisors Management, L.L.C.
F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Five Point Holdings, LLC
Report date May 09, 2019 · Filed May 13, 2019
Jointly reported with Anchorage Capital Group, L.L.C., Anchorage Advisors Management, LLC, Anchorage Capital Master Offshore, Ltd
Section 16 reporting ended · disclosed 2019-05-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Shares, no par valueSEC Table I · non-derivative | IndirectBy ACMO REL Holdings, L.L.C. | 4,485,804 |
Reported balance
After 2019-05-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-05-09 · Sale · Disposed 2,149,823 · Balance 4,485,804 F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Class A Common Shares, no par valueSEC Table I · non-derivative | IndirectBy Anchorage Capital Partners, L.P. | 2,191,292 |
Reported balance
After 2019-05-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-05-09 · Sale · Disposed 1,050,177 · Balance 2,191,292 F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.
F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
GOODRICH PETROLEUM CORP
Report date October 04, 2021 · Filed October 06, 2021
Jointly reported with Anchorage Capital Group, L.L.C., Anchorage Advisors Management, LLC
Section 16 reporting ended · disclosed 2021-10-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy AIO V AIV 1 Holdings, L.P. | 543,072 |
Reported balance
After 2021-10-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-04 · Sale · Disposed 77,407 · Balance 543,072 F1: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F3: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Anchorage Illiquid Opportunities V, L.P. | 606,928 |
Reported balance
After 2021-10-04 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-10-04 · Sale · Disposed 72,593 · Balance 606,928 F2: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F3: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.
F2: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.
F3: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Houghton Mifflin Harcourt Co
Report date December 08, 2020 · Filed December 10, 2020
Jointly reported with Anchorage Capital Group, L.L.C., Anchorage Advisors Management, LLC, Anchorage Capital Master Offshore, Ltd
Section 16 reporting ended · disclosed 2020-12-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy Anchorage Capital Master Offshore, Ltd. | 0 |
Reported balance
After 2020-12-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-08 · Sale · Disposed 19,330,830 · Balance 0 F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy PCI Fund LLC | 0 |
Reported balance
After 2020-12-08 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-12-08 · Sale · Disposed 134,740 · Balance 0 F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C. F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.
F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2021 Filed Oct 6, 2021 16:18 UTC | GOODRICH PETROLEUM CORP GDP · Entity 12257 | SaleCommon Stock | 72,593 | $24.00 | $1,742,232.00 |
DisclosureSEC source: 0001140361-21-033889 · form4.xml · nonDerivative · entry 2 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Anchorage Illiquid Opportunities V, L.P. Disclosed balance after: 606,928 F2 · ownership.direct: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F3 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F3 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 16:18 UTC | GOODRICH PETROLEUM CORP GDP · Entity 12257 | SaleCommon Stock | 77,407 | $24.00 | $1,857,768.00 |
DisclosureSEC source: 0001140361-21-033889 · form4.xml · nonDerivative · entry 1 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AIO V AIV 1 Holdings, L.P. Disclosed balance after: 543,072 F1 · ownership.direct: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F3 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F3 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 16:13 UTC | GOODRICH PETROLEUM CORP GDP · Entity 12257 | SaleCommon Stock | 177,278 | $19.00 | $3,368,282.00 |
DisclosureSEC source: 0001567619-21-017571 · doc1.xml · nonDerivative · entry 2 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · Director · 10% owner Ulrich Kevin Michael · CIK 0001300710 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Anchorage Illiquid Opportunities V, L.P.( Disclosed balance after: 679,521 F2 · ownership.direct: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F3 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F3 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 16:13 UTC | GOODRICH PETROLEUM CORP GDP · Entity 12257 | SaleCommon Stock | 189,032 | $19.00 | $3,591,608.00 |
DisclosureSEC source: 0001567619-21-017571 · doc1.xml · nonDerivative · entry 1 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · Director · 10% owner Ulrich Kevin Michael · CIK 0001300710 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AIO V AIV 1 Holdings, L.P. Disclosed balance after: 620,479 F1 · ownership.direct: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F3 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F3 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 21:05 UTC | GOODRICH PETROLEUM CORP GDP · Entity 12257 | OtherWarrants (Right to Buy) · Derivative | 46,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-030970 · form4.xml · derivative · entry 4 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Anchorage Illiquid Opportunities V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 46,670 shares Expires 2026-10-12 F3 · derivative.exercise_price: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016. F3 · derivative.exercise_date: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016. F2 · ownership.direct: These shares and warrants are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F4 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: These shares and warrants are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F4 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 21:05 UTC | GOODRICH PETROLEUM CORP GDP · Entity 12257 | OtherWarrants (Right to Buy) · Derivative | 49,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-030970 · form4.xml · derivative · entry 3 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AIO V AIV 1 Holdings, L.P. Disclosed balance after: 0 Underlying: Common Stock · 49,762 shares Expires 2026-10-12 F3 · derivative.exercise_price: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016. F3 · derivative.exercise_date: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016. F1 · ownership.direct: These shares and warrants are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F4 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: These shares and warrants are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F4 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 21:05 UTC | GOODRICH PETROLEUM CORP GDP · Entity 12257 | OtherCommon Stock | 46,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-030970 · form4.xml · nonDerivative · entry 2 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Anchorage Illiquid Opportunities V, L.P. Disclosed balance after: 856,799 F3 · price: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016. F5 · balance_after: The total number of shares beneficially owned by AIV 1 and AIO V reflect an additional 1,101 and 1,033 shares, respectively, that were distributed by the Issuer in the fourth quarter of 2018 to the Issuer's creditors per the Issuer's Plan of Reorganization. F2 · ownership.direct: These shares and warrants are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F4 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: These shares and warrants are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F4 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 21:05 UTC | GOODRICH PETROLEUM CORP GDP · Entity 12257 | OtherCommon Stock | 49,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-030970 · form4.xml · nonDerivative · entry 1 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AIO V AIV 1 Holdings, L.P. Disclosed balance after: 809,511 F3 · price: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016. F5 · balance_after: The total number of shares beneficially owned by AIV 1 and AIO V reflect an additional 1,101 and 1,033 shares, respectively, that were distributed by the Issuer in the fourth quarter of 2018 to the Issuer's creditors per the Issuer's Plan of Reorganization. F1 · ownership.direct: These shares and warrants are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F4 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: These shares and warrants are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F4 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:38 UTC | GOODRICH PETROLEUM CORP GDP · Entity 12257 | Purchase13.50% Convertible Second Lien Senior Secured Notes due 2023 · Derivative | Not disclosed | $4,174,000.00 Strike: $21.33 | $4,174,000.00 |
DisclosureSEC source: 0001140361-21-008224 · form4.xml · derivative · entry 1 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Anchorage Illiquid Opportunities Master VII (D), L.P. Disclosed balance after: Not disclosed Underlying: Common Stock · 195,686 shares Expires 2023-05-31 F1 · ownership.direct: These convertible notes are held for the account of Anchorage Illiquid Opportunities Master VII (D), L.P. ("AIO VII"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIO VII. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: These convertible notes are held for the account of Anchorage Illiquid Opportunities Master VII (D), L.P. ("AIO VII"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIO VII. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 16:05 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | SaleCommon Stock, $0.01 par value per share | 134,740 | $3.22 | $433,862.80 |
DisclosureSEC source: 0000902664-20-004173 · ownership.xml · nonDerivative · entry 2 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCI Fund LLC Disclosed balance after: 0 F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C. F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 16:05 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | SaleCommon Stock, $0.01 par value per share | 19,330,830 | $3.22 | $62,245,272.60 |
DisclosureSEC source: 0000902664-20-004173 · ownership.xml · nonDerivative · entry 1 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Anchorage Capital Master Offshore, Ltd. Disclosed balance after: 0 F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C. F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 09, 2019 Filed May 13, 2019 20:00 UTC | Five Point Holdings, LLC FPH · Entity 5173 | SaleClass A Common Shares, no par value | 1,050,177 | $7.95 | $8,348,907.15 |
DisclosureSEC source: 0000905148-19-000589 · form4.xml · nonDerivative · entry 2 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Anchorage Capital Partners, L.P. Disclosed balance after: 2,191,292 F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C. F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 09, 2019 Filed May 13, 2019 20:00 UTC | Five Point Holdings, LLC FPH · Entity 5173 | SaleClass A Common Shares, no par value | 2,149,823 | $7.95 | $17,091,092.85 |
DisclosureSEC source: 0000905148-19-000589 · form4.xml · nonDerivative · entry 1 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ACMO REL Holdings, L.L.C. Disclosed balance after: 4,485,804 F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C. F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:47 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | SaleCommon Stock, $0.01 par value per share | 622,320 | $7.75 | $4,822,980.00 |
DisclosureSEC source: 0000905148-19-000421 · form4.xml · nonDerivative · entry 1 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Anchorage Illiquid Opportunities Offshore Master III, L.P. Disclosed balance after: 0 F3 · shares: Anchorage Illiquid Opportunities Offshore Master III, L.P. is in the process of selling or otherwise resolving investments in preparation for the formal liquidation pursuant to its governing documents and the transaction reported herein was effected in connection with such process. F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., Anchorage Illiquid Opportunities Offshore Master III, L.P., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C. F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 16:51 UTC | CONNS INC CONN · Entity 84695 | SaleCommon Stock, $0.01 par value per share | 1,600,000 | $34.05 | $54,480,000.00 |
DisclosureSEC source: 0000905148-17-000947 · form4.xml · nonDerivative · entry 1 Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner Ulrich Kevin Michael · CIK 0001300710 · 10% owner Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Anchorage Capital Master Offshore, Ltd. Disclosed balance after: 2,953,958 F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C. ("Anchorage"), the investment advisor to Anchorage Capital Master Offshore, Ltd. Mr. Ulrich is the Chief Executive Officer of Anchorage and the senior managing member of Anchorage Advisors Management, L.L.C. F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.