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organization · Reporting owner

Anchorage Advisors Management, LLC

Disclosed activity across 5 companies

Tapewire entity
134878
SEC CIK
0001300711

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rosehill Resources Inc.ROSE · Entity 14850110% ownerApril 27, 2017May 08, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy AIO V AIV 3 Holdings, L.P.213,128 Reported balance Holding disclosure · report date 2017-04-27 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 213,128

F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Anchorage Illiquid Opportunities V, L.P.199,874 Reported balance Holding disclosure · report date 2017-04-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 199,874

F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectBy AIO V AIV 3 Holdings, L.P.Not disclosed Reported balance Holding disclosure · report date 2017-04-27 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F3: The warrants become exercisable 30 days after the completion of the Business Combination (as defined in the Warrant Agreement, dated March 10, 2016, and filed as Exhibit 4.1 to the Form 8-K filed by the Issuer on March 16, 2016), which occurred April 27, 2017, and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.

F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

8.0% Series A Cumulative Perpetual Preferred StockSEC Table II · derivative / convertible securityIndirectBy AIO V AIV 3 Holdings, L.P.Not disclosed Reported balance Holding disclosure · report date 2017-04-27 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F4: 4. The 8.0% Series A Cumulative Perpetual Preferred Stock are convertible, at the holder's option and at any time, initially into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.0% Series A Cumulative Perpetual Preferred Stock has no expiration date.

F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectBy Anchorage Illiquid Opportunities V, L.P.Not disclosed Reported balance Holding disclosure · report date 2017-04-27 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F3: The warrants become exercisable 30 days after the completion of the Business Combination (as defined in the Warrant Agreement, dated March 10, 2016, and filed as Exhibit 4.1 to the Form 8-K filed by the Issuer on March 16, 2016), which occurred April 27, 2017, and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.

F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

8.0% Series A Cumulative Perpetual Preferred StockSEC Table II · derivative / convertible securityIndirectBy Anchorage Illiquid Opportunities V, L.P.Not disclosed Reported balance Holding disclosure · report date 2017-04-27 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

F4: 4. The 8.0% Series A Cumulative Perpetual Preferred Stock are convertible, at the holder's option and at any time, initially into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.0% Series A Cumulative Perpetual Preferred Stock has no expiration date.

F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to each of AIO V AIV 3 Holdings, L.P. and Anchorage Illiquid Opportunities V, L.P. Anchorage Advisors Management, L.L.C. ("Management") is the sole managing member of Capital Group. Kevin M. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Management.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: The warrants become exercisable 30 days after the completion of the Business Combination (as defined in the Warrant Agreement, dated March 10, 2016, and filed as Exhibit 4.1 to the Form 8-K filed by the Issuer on March 16, 2016), which occurred April 27, 2017, and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.

F4: 4. The 8.0% Series A Cumulative Perpetual Preferred Stock are convertible, at the holder's option and at any time, initially into 86.9565 shares of Class A Common Stock (which is equivalent to an initial conversion price of approximately $11.50 per share). The 8.0% Series A Cumulative Perpetual Preferred Stock has no expiration date.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2017-12-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectBy Anchorage Capital Master Offshore, Ltd.2,953,958 Reported balance After 2017-12-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-12-18 · Sale · Disposed 1,600,000 · Balance 2,953,958

F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C. ("Anchorage"), the investment advisor to Anchorage Capital Master Offshore, Ltd. Mr. Ulrich is the Chief Executive Officer of Anchorage and the senior managing member of Anchorage Advisors Management, L.L.C.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C. ("Anchorage"), the investment advisor to Anchorage Capital Master Offshore, Ltd. Mr. Ulrich is the Chief Executive Officer of Anchorage and the senior managing member of Anchorage Advisors Management, L.L.C.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Five Point Holdings, LLC

Report date May 09, 2019 · Filed May 13, 2019

Jointly reported with Anchorage Capital Group, L.L.C., Ulrich Kevin Michael, Anchorage Capital Master Offshore, Ltd

Section 16 reporting ended · disclosed 2019-05-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Shares, no par valueSEC Table I · non-derivativeIndirectBy ACMO REL Holdings, L.L.C.4,485,804 Reported balance After 2019-05-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-05-09 · Sale · Disposed 2,149,823 · Balance 4,485,804

F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Class A Common Shares, no par valueSEC Table I · non-derivativeIndirectBy Anchorage Capital Partners, L.P.2,191,292 Reported balance After 2019-05-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-05-09 · Sale · Disposed 1,050,177 · Balance 2,191,292

F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

GOODRICH PETROLEUM CORP

Report date October 04, 2021 · Filed October 06, 2021

Jointly reported with Anchorage Capital Group, L.L.C., Ulrich Kevin Michael

Section 16 reporting ended · disclosed 2021-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy AIO V AIV 1 Holdings, L.P.543,072 Reported balance After 2021-10-04 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-10-04 · Sale · Disposed 77,407 · Balance 543,072

F1: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Anchorage Illiquid Opportunities V, L.P.606,928 Reported balance After 2021-10-04 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-10-04 · Sale · Disposed 72,593 · Balance 606,928

F2: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F2: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Houghton Mifflin Harcourt Co

Report date December 08, 2020 · Filed December 10, 2020

Jointly reported with Anchorage Capital Group, L.L.C., Ulrich Kevin Michael, Anchorage Capital Master Offshore, Ltd

Section 16 reporting ended · disclosed 2020-12-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectBy Anchorage Capital Master Offshore, Ltd.0 Reported balance After 2020-12-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-12-08 · Sale · Disposed 19,330,830 · Balance 0

F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Common Stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectBy PCI Fund LLC0 Reported balance After 2020-12-08 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-12-08 · Sale · Disposed 134,740 · Balance 0

F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2021 Filed Oct 6, 2021 16:18 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 SaleCommon Stock 72,593 $24.00 $1,742,232.00
Disclosure

SEC source: 0001140361-21-033889 · form4.xml · nonDerivative · entry 2

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anchorage Illiquid Opportunities V, L.P.

Disclosed balance after: 606,928

F2 · ownership.direct: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 16:18 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 SaleCommon Stock 77,407 $24.00 $1,857,768.00
Disclosure

SEC source: 0001140361-21-033889 · form4.xml · nonDerivative · entry 1

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AIO V AIV 1 Holdings, L.P.

Disclosed balance after: 543,072

F1 · ownership.direct: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 16:13 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 SaleCommon Stock 177,278 $19.00 $3,368,282.00
Disclosure

SEC source: 0001567619-21-017571 · doc1.xml · nonDerivative · entry 2

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · Director · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anchorage Illiquid Opportunities V, L.P.(

Disclosed balance after: 679,521

F2 · ownership.direct: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 16:13 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 SaleCommon Stock 189,032 $19.00 $3,591,608.00
Disclosure

SEC source: 0001567619-21-017571 · doc1.xml · nonDerivative · entry 1

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · Director · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AIO V AIV 1 Holdings, L.P.

Disclosed balance after: 620,479

F1 · ownership.direct: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: These shares are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F3 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 21:05 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 OtherWarrants (Right to Buy) · Derivative 46,670 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-030970 · form4.xml · derivative · entry 4

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anchorage Illiquid Opportunities V, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 46,670 shares

Expires 2026-10-12

F3 · derivative.exercise_price: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016.

F3 · derivative.exercise_date: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016.

F2 · ownership.direct: These shares and warrants are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F4 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares and warrants are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F4 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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September 08, 2021 Filed Sep 10, 2021 21:05 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 OtherWarrants (Right to Buy) · Derivative 49,762 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-030970 · form4.xml · derivative · entry 3

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AIO V AIV 1 Holdings, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 49,762 shares

Expires 2026-10-12

F3 · derivative.exercise_price: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016.

F3 · derivative.exercise_date: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016.

F1 · ownership.direct: These shares and warrants are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F4 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: These shares and warrants are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F4 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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September 08, 2021 Filed Sep 10, 2021 21:05 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 OtherCommon Stock 46,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-030970 · form4.xml · nonDerivative · entry 2

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anchorage Illiquid Opportunities V, L.P.

Disclosed balance after: 856,799

F3 · price: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016.

F5 · balance_after: The total number of shares beneficially owned by AIV 1 and AIO V reflect an additional 1,101 and 1,033 shares, respectively, that were distributed by the Issuer in the fourth quarter of 2018 to the Issuer's creditors per the Issuer's Plan of Reorganization.

F2 · ownership.direct: These shares and warrants are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F4 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: These shares and warrants are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F4 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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September 08, 2021 Filed Sep 10, 2021 21:05 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 OtherCommon Stock 49,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-030970 · form4.xml · nonDerivative · entry 1

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By AIO V AIV 1 Holdings, L.P.

Disclosed balance after: 809,511

F3 · price: These warrants were exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and became exercisable on July 14, 2021, the first date on which the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), was equal to at least $230.0 million. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016.

F5 · balance_after: The total number of shares beneficially owned by AIV 1 and AIO V reflect an additional 1,101 and 1,033 shares, respectively, that were distributed by the Issuer in the fourth quarter of 2018 to the Issuer's creditors per the Issuer's Plan of Reorganization.

F1 · ownership.direct: These shares and warrants are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F4 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: These shares and warrants are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F4 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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March 09, 2021 Filed Mar 11, 2021 17:38 UTC GOODRICH PETROLEUM CORP GDP · Entity 12257 Purchase13.50% Convertible Second Lien Senior Secured Notes due 2023 · Derivative Not disclosed $4,174,000.00 Strike: $21.33 $4,174,000.00
Disclosure

SEC source: 0001140361-21-008224 · form4.xml · derivative · entry 1

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anchorage Illiquid Opportunities Master VII (D), L.P.

Disclosed balance after: Not disclosed

Underlying: Common Stock · 195,686 shares

Expires 2023-05-31

F1 · ownership.direct: These convertible notes are held for the account of Anchorage Illiquid Opportunities Master VII (D), L.P. ("AIO VII"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIO VII. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: These convertible notes are held for the account of Anchorage Illiquid Opportunities Master VII (D), L.P. ("AIO VII"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIO VII. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 08, 2020 Filed Dec 10, 2020 16:05 UTC Houghton Mifflin Harcourt Co HMHC · Entity 128112 SaleCommon Stock, $0.01 par value per share 134,740 $3.22 $433,862.80
Disclosure

SEC source: 0000902664-20-004173 · ownership.xml · nonDerivative · entry 2

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By PCI Fund LLC

Disclosed balance after: 0

F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 08, 2020 Filed Dec 10, 2020 16:05 UTC Houghton Mifflin Harcourt Co HMHC · Entity 128112 SaleCommon Stock, $0.01 par value per share 19,330,830 $3.22 $62,245,272.60
Disclosure

SEC source: 0000902664-20-004173 · ownership.xml · nonDerivative · entry 1

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anchorage Capital Master Offshore, Ltd.

Disclosed balance after: 0

F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 09, 2019 Filed May 13, 2019 20:00 UTC Five Point Holdings, LLC FPH · Entity 5173 SaleClass A Common Shares, no par value 1,050,177 $7.95 $8,348,907.15
Disclosure

SEC source: 0000905148-19-000589 · form4.xml · nonDerivative · entry 2

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anchorage Capital Partners, L.P.

Disclosed balance after: 2,191,292

F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 09, 2019 Filed May 13, 2019 20:00 UTC Five Point Holdings, LLC FPH · Entity 5173 SaleClass A Common Shares, no par value 2,149,823 $7.95 $17,091,092.85
Disclosure

SEC source: 0000905148-19-000589 · form4.xml · nonDerivative · entry 1

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ACMO REL Holdings, L.L.C.

Disclosed balance after: 4,485,804

F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of ACMO REL Holdings, L.L.C. and Anchorage Capital Partners, L.P. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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March 07, 2019 Filed Mar 8, 2019 16:47 UTC Houghton Mifflin Harcourt Co HMHC · Entity 128112 SaleCommon Stock, $0.01 par value per share 622,320 $7.75 $4,822,980.00
Disclosure

SEC source: 0000905148-19-000421 · form4.xml · nonDerivative · entry 1

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anchorage Illiquid Opportunities Offshore Master III, L.P.

Disclosed balance after: 0

F3 · shares: Anchorage Illiquid Opportunities Offshore Master III, L.P. is in the process of selling or otherwise resolving investments in preparation for the formal liquidation pursuant to its governing documents and the transaction reported herein was effected in connection with such process.

F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., Anchorage Illiquid Opportunities Offshore Master III, L.P., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.

F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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December 18, 2017 Filed Dec 20, 2017 16:51 UTC CONNS INC CONN · Entity 84695 SaleCommon Stock, $0.01 par value per share 1,600,000 $34.05 $54,480,000.00
Disclosure

SEC source: 0000905148-17-000947 · form4.xml · nonDerivative · entry 1

Anchorage Capital Group, L.L.C. · CIK 0001300714 · 10% owner

Anchorage Advisors Management, LLC · CIK 0001300711 · 10% owner

Ulrich Kevin Michael · CIK 0001300710 · 10% owner

Anchorage Capital Master Offshore, Ltd · CIK 0001300713 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anchorage Capital Master Offshore, Ltd.

Disclosed balance after: 2,953,958

F1 · ownership.direct: Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C. ("Anchorage"), the investment advisor to Anchorage Capital Master Offshore, Ltd. Mr. Ulrich is the Chief Executive Officer of Anchorage and the senior managing member of Anchorage Advisors Management, L.L.C.

F2 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.