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Nasdaq · USD

FLNC

Fluence Energy, Inc.

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Tapewire entity
4531
SEC CIK
0001868941
Parsed reports
188

Last 12 months

Inside the activity.

2 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202603
Jun 202605
Jul 202600
Aug 202600
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2022 Filed Aug 19, 2022 21:08 UTC PurchaseClass A Common Stock 2,400 $16.98 $40,752.00
Disclosure

SEC source: 0001868941-22-000075 · wf-form4_166094331440868.xml · nonDerivative · entry 2

Nebreda Julian · CIK 0001754406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
August 18, 2022 Filed Aug 19, 2022 21:08 UTC PurchaseClass A Common Stock 9,600 $17.00 $163,200.00
Disclosure

SEC source: 0001868941-22-000075 · wf-form4_166094331440868.xml · nonDerivative · entry 1

Nebreda Julian · CIK 0001754406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

Read SEC document
June 30, 2022 Filed Jul 1, 2022 16:51 UTC
SIEMENS AG10% owner
ConversionLLC Units of Fluence Energy, LLC · Derivative 58,586,695 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024767 · doc4.xml · derivative · entry 4

SIEMENS AG · CIK 0000940418 · 10% owner

Siemens Industry, Inc. · CIK 0001890016 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 58,586,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The OpCo Units and an equal number of shares of Class B-1 Common Stock of Fluence Energy, Inc., together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date.

F1 · kind: On June 30, 2022, Siemens Industry, Inc. ("Siemens Industry"), a wholly owned, indirect subsidiary of Siemens AG, effected an internal transfer to Siemens AG of all of its interest in an aggregate of 58,586,695 shares of Class A Common Stock and exercised its redemption right with respect to an equivalent number of common units of Fluence Energy, LLC ("OpCo Units") together with the corresponding cancellation of 58,586,695 shares of Class B-1 Common Stock of Fluence Energy, Inc. Siemens Industry exercised such redemption right and transfer as a result of Siemens Industry's and Siemens AG's determination that it would be more suitable for Siemens AG to hold Class A Common Stock rather than Class B-1 Common Stock and OpCo Units. Siemens AG does not currently contemplate taking any other action at this time with respect to the Class A Common Stock or any other arrangements or agreements with Fluence Energy, LLC or Fluence Energy, Inc., other than in the ordinary course of business.

F2 · derivative.exercise_date: The OpCo Units and an equal number of shares of Class B-1 Common Stock of Fluence Energy, Inc., together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date.

F2 · derivative.expiration_date: The OpCo Units and an equal number of shares of Class B-1 Common Stock of Fluence Energy, Inc., together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date.

F3 · ownership.nature: The securities are held of record by Siemens Industry. Siemens AG is the indirect parent of Siemens Industry and may be deemed to beneficially own the securities held of record by Siemens Industry.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 16:51 UTC
SIEMENS AG10% owner
OtherClass A Common Stock 58,586,695 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-024767 · doc4.xml · nonDerivative · entry 2

SIEMENS AG · CIK 0000940418 · 10% owner

Siemens Industry, Inc. · CIK 0001890016 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: On June 30, 2022, Siemens Industry, Inc. ("Siemens Industry"), a wholly owned, indirect subsidiary of Siemens AG, effected an internal transfer to Siemens AG of all of its interest in an aggregate of 58,586,695 shares of Class A Common Stock and exercised its redemption right with respect to an equivalent number of common units of Fluence Energy, LLC ("OpCo Units") together with the corresponding cancellation of 58,586,695 shares of Class B-1 Common Stock of Fluence Energy, Inc. Siemens Industry exercised such redemption right and transfer as a result of Siemens Industry's and Siemens AG's determination that it would be more suitable for Siemens AG to hold Class A Common Stock rather than Class B-1 Common Stock and OpCo Units. Siemens AG does not currently contemplate taking any other action at this time with respect to the Class A Common Stock or any other arrangements or agreements with Fluence Energy, LLC or Fluence Energy, Inc., other than in the ordinary course of business.

F1 · price: On June 30, 2022, Siemens Industry, Inc. ("Siemens Industry"), a wholly owned, indirect subsidiary of Siemens AG, effected an internal transfer to Siemens AG of all of its interest in an aggregate of 58,586,695 shares of Class A Common Stock and exercised its redemption right with respect to an equivalent number of common units of Fluence Energy, LLC ("OpCo Units") together with the corresponding cancellation of 58,586,695 shares of Class B-1 Common Stock of Fluence Energy, Inc. Siemens Industry exercised such redemption right and transfer as a result of Siemens Industry's and Siemens AG's determination that it would be more suitable for Siemens AG to hold Class A Common Stock rather than Class B-1 Common Stock and OpCo Units. Siemens AG does not currently contemplate taking any other action at this time with respect to the Class A Common Stock or any other arrangements or agreements with Fluence Energy, LLC or Fluence Energy, Inc., other than in the ordinary course of business.

F3 · ownership.nature: The securities are held of record by Siemens Industry. Siemens AG is the indirect parent of Siemens Industry and may be deemed to beneficially own the securities held of record by Siemens Industry.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 16:51 UTC
SIEMENS AG10% owner
ConversionClass A Common Stock 58,586,695 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-024767 · doc4.xml · nonDerivative · entry 1

SIEMENS AG · CIK 0000940418 · 10% owner

Siemens Industry, Inc. · CIK 0001890016 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 58,586,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On June 30, 2022, Siemens Industry, Inc. ("Siemens Industry"), a wholly owned, indirect subsidiary of Siemens AG, effected an internal transfer to Siemens AG of all of its interest in an aggregate of 58,586,695 shares of Class A Common Stock and exercised its redemption right with respect to an equivalent number of common units of Fluence Energy, LLC ("OpCo Units") together with the corresponding cancellation of 58,586,695 shares of Class B-1 Common Stock of Fluence Energy, Inc. Siemens Industry exercised such redemption right and transfer as a result of Siemens Industry's and Siemens AG's determination that it would be more suitable for Siemens AG to hold Class A Common Stock rather than Class B-1 Common Stock and OpCo Units. Siemens AG does not currently contemplate taking any other action at this time with respect to the Class A Common Stock or any other arrangements or agreements with Fluence Energy, LLC or Fluence Energy, Inc., other than in the ordinary course of business.

F2 · price: The OpCo Units and an equal number of shares of Class B-1 Common Stock of Fluence Energy, Inc., together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date.

F3 · ownership.nature: The securities are held of record by Siemens Industry. Siemens AG is the indirect parent of Siemens Industry and may be deemed to beneficially own the securities held of record by Siemens Industry.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:08 UTC
Madaeni SeyedSVP & Chief Digital Officer
Exercise / conversionStock Option · Derivative 84,208 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001868941-22-000040 · wf-form4_165456047499787.xml · derivative · entry 3

Madaeni Seyed · CIK 0001884632 · SVP & Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,933

Underlying: Class A Common Stock · 84,208 shares

Expires 2031-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 602,141 shares. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022, 1/3 of the shares subject to the option become vested and exercisable on April 2, 2023 and 1/3 of the shares subject to the option become vested and exercisable on April 2, 2024.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:08 UTC
Madaeni SeyedSVP & Chief Digital Officer
SaleClass A Common Stock 84,208 $10.15 $854,896.46
Disclosure

SEC source: 0001868941-22-000040 · wf-form4_165456047499787.xml · nonDerivative · entry 2

Madaeni Seyed · CIK 0001884632 · SVP & Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $10.1 to $10.23, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 20:08 UTC
Madaeni SeyedSVP & Chief Digital Officer
Exercise / conversionClass A Common Stock 84,208 $2.45 $206,309.60
Disclosure

SEC source: 0001868941-22-000040 · wf-form4_165456047499787.xml · nonDerivative · entry 1

Madaeni Seyed · CIK 0001884632 · SVP & Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 20:19 UTC PurchaseClass A Common Stock 10,000 $10.13 $101,319.00
Disclosure

SEC source: 0001868941-22-000038 · wf-form4_165420112421600.xml · nonDerivative · entry 1

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 26, 2022 Filed May 27, 2022 20:19 UTC PurchaseClass A Common Stock 10,000 $9.62 $96,175.00
Disclosure

SEC source: 0001868941-22-000036 · wf-form4_165368273272089.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $9.585 to $9.6299, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 21:06 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionPhantom Unit · Derivative 45,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-22-000025 · wf-form4_165126637868888.xml · derivative · entry 3

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,726

Underlying: Class A Common Stock · 45,863 shares

Expires 2022-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and is settled in cash or shares at the discretion of the Issuer's board of directors.

F2 · price: Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and is settled in cash or shares at the discretion of the Issuer's board of directors.

F3 · derivative.exercise_date: The phantom units will vest and settle in three equal annual installments with the first installment having vested and settled in shares on April 28, 2022, the second installment vesting on April 28, 2023 and the final installment vesting on April 28, 2024, in each case, subject to continued employment of the Reporting Person on such vesting date.

F3 · derivative.expiration_date: The phantom units will vest and settle in three equal annual installments with the first installment having vested and settled in shares on April 28, 2022, the second installment vesting on April 28, 2023 and the final installment vesting on April 28, 2024, in each case, subject to continued employment of the Reporting Person on such vesting date.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 21:06 UTC
Fehr DennisSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 15,273 $9.10 $138,984.30
Disclosure

SEC source: 0001868941-22-000025 · wf-form4_165126637868888.xml · nonDerivative · entry 2

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 21:06 UTC
Fehr DennisSVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 45,863 $0.00 $0.00
Disclosure

SEC source: 0001868941-22-000025 · wf-form4_165126637868888.xml · nonDerivative · entry 1

Fehr Dennis · CIK 0001884308 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 20:48 UTC
Boll RebeccaSVP & Chief Product Officer
Exercise / conversionPhantom Unit · Derivative 40,931 Not disclosed Not disclosed
Disclosure

SEC source: 0001868941-22-000023 · wf-form4_165126527538060.xml · derivative · entry 3

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,864

Underlying: Class A Common Stock · 40,931 shares

Expires 2022-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and is settled in cash or shares at the discretion of the Issuer's board of directors.

F2 · price: Each phantom unit is the economic equivalent of one share of the Issuer's Class A common stock and is settled in cash or shares at the discretion of the Issuer's board of directors.

F3 · derivative.exercise_date: The phantom units will vest and settle in three equal annual installments with the first installment having vested and settled in shares on April 28, 2022, the second installment vesting on April 28, 2023 and the final installment vesting on April 28, 2024, in each case, subject to continued employment of the Reporting Person on such vesting date.

F3 · derivative.expiration_date: The phantom units will vest and settle in three equal annual installments with the first installment having vested and settled in shares on April 28, 2022, the second installment vesting on April 28, 2023 and the final installment vesting on April 28, 2024, in each case, subject to continued employment of the Reporting Person on such vesting date.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 20:48 UTC
Boll RebeccaSVP & Chief Product Officer
Tax withholdingClass A Common Stock 12,014 $9.10 $109,327.40
Disclosure

SEC source: 0001868941-22-000023 · wf-form4_165126527538060.xml · nonDerivative · entry 2

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,395

F1 · shares: Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the phantom units reported herein.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 20:48 UTC
Boll RebeccaSVP & Chief Product Officer
Exercise / conversionClass A Common Stock 40,931 $0.00 $0.00
Disclosure

SEC source: 0001868941-22-000023 · wf-form4_165126527538060.xml · nonDerivative · entry 1

Boll Rebecca · CIK 0001888917 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 20:49 UTC GrantRestricted Stock Unit · Derivative 7,364 $0.00 $0.00
Disclosure

SEC source: 0001868941-22-000014 · wf-form4_164815497009906.xml · derivative · entry 1

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,935

Underlying: Class A Common Stock · 7,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 21:18 UTC GrantRestricted Stock Unit · Derivative 7,364 $0.00 $0.00
Disclosure

SEC source: 0001868941-22-000020 · wf-form4_164815666862756.xml · derivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,935

Underlying: Class A Common Stock · 7,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 21:14 UTC GrantRestricted Stock Unit · Derivative 7,364 $0.00 $0.00
Disclosure

SEC source: 0001868941-22-000018 · wf-form4_164815643687041.xml · derivative · entry 1

von Heynitz Harald · CIK 0001884307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,935

Underlying: Class A Common Stock · 7,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 21:08 UTC GrantRestricted Stock Unit · Derivative 7,364 $0.00 $0.00
Disclosure

SEC source: 0001868941-22-000016 · wf-form4_164815608250972.xml · derivative · entry 1

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,935

Underlying: Class A Common Stock · 7,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:41 UTC PurchaseClass A Common Stock 5,000 $12.36 $61,802.50
Disclosure

SEC source: 0001104659-22-026268 · tm227092-3_4seq1.xml · nonDerivative · entry 2

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $12.31 to $12.42, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
February 18, 2022 Filed Feb 24, 2022 01:41 UTC PurchaseClass A Common Stock 5,000 $12.71 $63,554.50
Disclosure

SEC source: 0001104659-22-026268 · tm227092-3_4seq1.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $12.69 to $12.73, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
February 17, 2022 Filed Feb 17, 2022 22:06 UTC
Boll RebeccaSVP and Chief Product Officer
PurchaseClass A Common Stock 1,438 $14.42 $20,735.96
Disclosure

SEC source: 0001104659-22-024782 · tm227092-1_4seq1.xml · nonDerivative · entry 1

Boll Rebecca · CIK 0001888917 · SVP and Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478

Read SEC document
February 17, 2022 Filed Feb 23, 2022 00:26 UTC
Dubuc Manuel PerezDirector · Chief Executive Officer
PurchaseClass A Common Stock 10,000 $13.10 $130,996.00
Disclosure

SEC source: 0001104659-22-025779 · tm227092-2_4seq1.xml · nonDerivative · entry 1

Dubuc Manuel Perez · CIK 0001754412 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $13.08 to $13.10, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 01:22 UTC
Dubuc Manuel PerezDirector · Chief Executive Officer
PurchaseClass A Common Stock 10,000 $13.65 $136,500.00
Disclosure

SEC source: 0001104659-22-024399 · tm227014-1_4seq1.xml · nonDerivative · entry 2

Dubuc Manuel Perez · CIK 0001754412 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
February 15, 2022 Filed Feb 16, 2022 20:25 UTC PurchaseClass A Common Stock 5,000 $13.58 $67,899.50
Disclosure

SEC source: 0001104659-22-024404 · tm227014-2_4seq1.xml · nonDerivative · entry 1

Shelton John Christopher · CIK 0001884482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $13.5799 to $13.58, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:28 UTC PurchaseClass A Common Stock 8,000 $13.00 $104,000.00
Disclosure

SEC source: 0001104659-22-024405 · tm227014-3_4seq1.xml · nonDerivative · entry 1

Nebreda Julian · CIK 0001754406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
February 15, 2022 Filed Feb 17, 2022 01:22 UTC
Dubuc Manuel PerezDirector · Chief Executive Officer
PurchaseClass A Common Stock 10,000 $12.90 $129,000.00
Disclosure

SEC source: 0001104659-22-024399 · tm227014-1_4seq1.xml · nonDerivative · entry 1

Dubuc Manuel Perez · CIK 0001754412 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
February 15, 2022 Filed Feb 25, 2022 01:23 UTC PurchaseClass A Common Stock 4,000 $13.29 $53,160.00
Disclosure

SEC source: 0001104659-22-026837 · tm227092d4_4seq1.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · balance_after: Does not reflect previously reported transactions that occurred after February 15, 2022.

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November 01, 2021 Filed Nov 2, 2021 01:56 UTC PurchaseClass A Common Stock 1,000 $28.00 $28,000.00
Disclosure

SEC source: 0001104659-21-132554 · tm2131544-4_4seq1.xml · nonDerivative · entry 1

von Heynitz Harald · CIK 0001884307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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November 01, 2021 Filed Nov 2, 2021 01:55 UTC PurchaseClass A Common Stock 10,000 $28.00 $280,000.00
Disclosure

SEC source: 0001104659-21-132553 · tm2131544-2_4seq1.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

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November 01, 2021 Filed Nov 3, 2021 20:34 UTC
Boll RebeccaSVP and Chief Product Officer
PurchaseClass A Common Stock 40 $28.00 $1,120.00
Disclosure

SEC source: 0001104659-21-133677 · tm2131544-8_4seq1.xml · nonDerivative · entry 1

Boll Rebecca · CIK 0001888917 · SVP and Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

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November 01, 2021 Filed Nov 3, 2021 20:33 UTC
Krueger LisaDirector
PurchaseClass A Common Stock 1,000 $28.00 $28,000.00
Disclosure

SEC source: 0001104659-21-133675 · tm2131544-7_4seq1.xml · nonDerivative · entry 1

Krueger Lisa · CIK 0001754410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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November 01, 2021 Filed Nov 3, 2021 20:31 UTC PurchaseClass A Common Stock 4,000 $28.00 $112,000.00
Disclosure

SEC source: 0001104659-21-133673 · tm2131544-6_4seq1.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

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November 01, 2021 Filed Nov 3, 2021 20:30 UTC
Couch CaroleeSVP & CSC and MO
PurchaseClass A Common Stock 1,200 $28.00 $33,600.00
Disclosure

SEC source: 0001104659-21-133663 · tm2131544-5_4seq1.xml · nonDerivative · entry 1

Couch Carolee · CIK 0001884335 · SVP & CSC and MO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

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October 28, 2021 Filed Nov 2, 2021 01:56 UTC GrantRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-132555 · tm2131544-1_4seq1.xml · derivative · entry 1

Arnold Cynthia A · CIK 0001542216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022.

F2 · derivative.expiration_date: The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022.

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October 28, 2021 Filed Nov 2, 2021 01:56 UTC GrantRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-132554 · tm2131544-4_4seq1.xml · derivative · entry 2

von Heynitz Harald · CIK 0001884307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022.

F2 · derivative.expiration_date: The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022.

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October 28, 2021 Filed Nov 2, 2021 01:55 UTC GrantRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-132553 · tm2131544-2_4seq1.xml · derivative · entry 2

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022.

F2 · derivative.expiration_date: The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022.

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October 28, 2021 Filed Nov 2, 2021 01:55 UTC GrantRestricted Stock Unit · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-132552 · tm2131544-3_4seq1.xml · derivative · entry 1

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022.

F2 · derivative.expiration_date: The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.