Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AES CORPAES · Entity 3505 | EVP, Pres. US&Glob. Bus. Lines | March 03, 2022 | March 07, 2022 |
| Fluence Energy, Inc.FLNC · Entity 4531 | Director · President and CEO | February 18, 2026 | February 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AES CORP
Report date March 03, 2022 · Filed March 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 89,681 |
Ending reported balance
After 2022-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-03 · Grant · Acquired 15,473 · Balance 94,809 F1: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock. Row 2 · 2022-03-03 · Tax withholding · Disposed 5,128 · Balance 89,681 F2: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 22, 2019. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 27,165 |
Reported balance
Holding disclosure · report date 2022-03-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 27,165 F3: Since the last Form 4 filing on February 28, 2022, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated March 4, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock.
F2: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 22, 2019.
F3: Since the last Form 4 filing on February 28, 2022, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated March 4, 2022.
Fluence Energy, Inc.
Report date February 18, 2026 · Filed February 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-qualified stock options (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.43 · Expires 2036-02-18 | Direct | 95,987 |
Reported balance
After 2026-02-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-18 · Grant · Acquired 95,987 · Balance 95,987 F1: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2026 Filed Feb 20, 2026 21:02 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantNon-qualified stock options (right-to-buy) · Derivative | 95,987 | $0.00 Strike: $17.43 | $0.00 |
DisclosureSEC source: 0001754406-26-000003 · wk-form4_1771621337.xml · derivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,987 Underlying: Class A Common Stock · 95,987 shares Expires 2036-02-18 F1 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 21:16 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 45,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-123736 · tm2534025-6_4seq1.xml · derivative · entry 3 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,268 Underlying: Class A Common Stock · 45,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest in three equal annual installments with the first installment having vested on December 18, 2025, the second installment vesting on December 18, 2026 and the final installment vesting on December 18, 2027, subject to Reporting Person's continued service with the Issuer through the applicable vesting date. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments with the first installment having vested on December 18, 2025, the second installment vesting on December 18, 2026 and the final installment vesting on December 18, 2027, subject to Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 21:16 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Tax withholdingClass A Common Stock | 19,112 | $19.31 | $369,052.72 |
DisclosureSEC source: 0001104659-25-123736 · tm2534025-6_4seq1.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,811 F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 21:16 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 45,634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-123736 · tm2534025-6_4seq1.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 21:15 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 26,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-119983 · tm2533193-1_4seq1.xml · derivative · entry 3 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,144 Underlying: Class A Common Stock · 26,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment having vested on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment having vested on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 21:15 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Tax withholdingClass A Common Stock | 10,622 | $22.86 | $242,818.92 |
DisclosureSEC source: 0001104659-25-119983 · tm2533193-1_4seq1.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,289 F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 21:15 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 26,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-119983 · tm2533193-1_4seq1.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 21:17 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 113,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-118136 · tm2532643-4_4seq1.xml · derivative · entry 2 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,461 Underlying: Class A Common Stock · 113,461 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. Read SEC document |
| September 01, 2025 Filed Sep 3, 2025 00:26 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 46,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001754406-25-000007 · wk-form4_1756859198.xml · derivative · entry 3 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 46,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU award vested in three equal annual installments with the first installment having vested on September 1, 2023, the second installment having vested on September 1, 2024 and the final installment having vested on September 1, 2025. F3 · derivative.expiration_date: This RSU award vested in three equal annual installments with the first installment having vested on September 1, 2023, the second installment having vested on September 1, 2024 and the final installment having vested on September 1, 2025. Read SEC document |
| September 01, 2025 Filed Sep 3, 2025 00:26 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Tax withholdingClass A Common Stock | 19,357 | $7.40 | $143,241.80 |
DisclosureSEC source: 0001754406-25-000007 · wk-form4_1756859198.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,767 F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| September 01, 2025 Filed Sep 3, 2025 00:26 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 46,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001754406-25-000007 · wk-form4_1756859198.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:07 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 9,450 | $5.26 | $49,684.32 |
DisclosureSEC source: 0001868941-25-000031 · wk-form4_1742242025.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,905 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $5.255 to $5.2599, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 13:38 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 23,500 | $6.35 | $149,286.10 |
DisclosureSEC source: 0001868941-25-000021 · wk-form4_1739885901.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,455 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $6.345 to $6.370, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 21:05 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantNon-qualified stock options (right-to-buy) · Derivative | 121,279 | $0.00 Strike: $16.07 | $0.00 |
DisclosureSEC source: 0001868941-24-000083 · wk-form4_1734728752.xml · derivative · entry 2 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,279 Underlying: Class A Common Stock · 121,279 shares Expires 2034-12-18 F3 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 21:05 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 136,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-24-000083 · wk-form4_1734728752.xml · derivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,902 Underlying: Class A Common Stock · 136,902 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date. F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 08, 2024 Filed Dec 10, 2024 21:04 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 26,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-24-000072 · wk-form4_1733864662.xml · derivative · entry 3 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,288 Underlying: Class A Common Stock · 26,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment having vested on December 8, 2024, the second installment vesting on December 8, 2025 and the final installment vesting on December 8, 2026, subject to Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 08, 2024 Filed Dec 10, 2024 21:04 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Tax withholdingClass A Common Stock | 10,811 | $16.92 | $182,922.12 |
DisclosureSEC source: 0001868941-24-000072 · wk-form4_1733864662.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,955 F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| December 08, 2024 Filed Dec 10, 2024 21:04 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 26,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001868941-24-000072 · wk-form4_1733864662.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 20:09 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 46,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-24-000063 · wk-form4_1725480577.xml · derivative · entry 3 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,219 Underlying: Class A Common Stock · 46,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The reporting person was granted 138,658 RSUs on September 1, 2022. The vesting schedule is as follows: 1/3 of the total RSUs vested on September 1, 2023, 1/3 of the total RSUs vested on September 1, 2024, and 1/3 of the total RSUs will vest on September 1, 2025, subject to continued service through such vesting date. The RSUs have no expiration date. F3 · derivative.expiration_date: The reporting person was granted 138,658 RSUs on September 1, 2022. The vesting schedule is as follows: 1/3 of the total RSUs vested on September 1, 2023, 1/3 of the total RSUs vested on September 1, 2024, and 1/3 of the total RSUs will vest on September 1, 2025, subject to continued service through such vesting date. The RSUs have no expiration date. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 20:09 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Tax withholdingClass A Common Stock | 19,687 | $18.37 | $361,650.19 |
DisclosureSEC source: 0001868941-24-000063 · wk-form4_1725480577.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,622 F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 20:09 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 46,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001868941-24-000063 · wk-form4_1725480577.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 04, 2024 Filed Mar 4, 2024 21:06 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 6,700 | $14.77 | $98,925.50 |
DisclosureSEC source: 0001868941-24-000019 · wk-form4_1709586201.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,090 Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 21:09 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 78,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-23-000090 · wk-form4_1702415353.xml · derivative · entry 2 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,432 Underlying: Class A Common Stock · 78,432 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date. F3 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 21:09 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantNon-qualified stock options (right-to-buy) · Derivative | 63,657 | $0.00 Strike: $21.93 | $0.00 |
DisclosureSEC source: 0001868941-23-000090 · wk-form4_1702415353.xml · derivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,657 Underlying: Class A Common Stock · 63,657 shares Expires 2033-12-08 F1 · derivative.exercise_date: Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service with the Issuer through the applicable vesting date. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:05 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionRestricted Stock Unit · Derivative | 46,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-23-000067 · wk-form4_1694030744.xml · derivative · entry 3 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,438 Underlying: Class A Common Stock · 46,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest annually as to 1/3rd of the total shares, beginning on September 1, 2023, subject to continued service through each vesting date. The RSUS have no expiration date. F3 · derivative.expiration_date: The RSUs vest annually as to 1/3rd of the total shares, beginning on September 1, 2023, subject to continued service through each vesting date. The RSUS have no expiration date. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:05 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Tax withholdingClass A Common Stock | 17,830 | $27.54 | $491,038.20 |
DisclosureSEC source: 0001868941-23-000067 · wk-form4_1694030744.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,390 F2 · shares: Represents the number of shares of Class A Common Stock that have been withheld to satisfy income tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 20:05 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 46,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001868941-23-000067 · wk-form4_1694030744.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:37 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | GrantRestricted Stock Unit · Derivative | 138,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001868941-22-000089 · wf-form4_166215103941213.xml · derivative · entry 1 Nebreda Julian · CIK 0001754406 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,658 Underlying: Class A Common Stock · 138,658 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 1, 2023, the second installment vesting on September 1, 2024 and the final installment vesting on September 1, 2025. F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments with the first installment vesting on September 1, 2023, the second installment vesting on September 1, 2024 and the final installment vesting on September 1, 2025. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 21:08 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 2,400 | $16.98 | $40,752.00 |
DisclosureSEC source: 0001868941-22-000075 · wf-form4_166094331440868.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 21:08 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 9,600 | $17.00 | $163,200.00 |
DisclosureSEC source: 0001868941-22-000075 · wf-form4_166094331440868.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,600 Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:19 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 5,128 | $21.46 | $110,046.88 |
DisclosureSEC source: 0001127602-22-008473 · form4.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · EVP, Pres. US&Glob. Bus. Lines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,681 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 22, 2019. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:19 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 15,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-008473 · form4.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · EVP, Pres. US&Glob. Bus. Lines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,809 F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock. F1 · price: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:54 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 11,401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-007070 · form4.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · EVP, Pres. US&Glob. Bus. Lines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,336 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2023 and February 24, 2024. The final third of the RSUs will vest on February 24, 2025 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2023 and February 24, 2024. The final third of the RSUs will vest on February 24, 2025 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 21:39 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 939 | $21.01 | $19,728.39 |
DisclosureSEC source: 0001127602-22-006579 · form4.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · EVP, Pres. US&Glob. Bus. Lines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,935 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 22, 2019. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 22:35 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 479 | $21.26 | $10,183.54 |
DisclosureSEC source: 0001127602-22-006085 · form4.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · EVP, Pres. US&Glob. Bus. Lines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,874 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2021. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 22:35 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 654 | $21.26 | $13,904.04 |
DisclosureSEC source: 0001127602-22-006085 · form4.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · EVP, Pres. US&Glob. Bus. Lines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,353 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2020. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 01:28 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 8,000 | $13.00 | $104,000.00 |
DisclosureSEC source: 0001104659-22-024405 · tm227014-3_4seq1.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 11:03 UTC | AES CORP AES · Entity 3505 | PurchaseCommon Stock | 3,000 | $9.50 | $28,500.00 |
DisclosureSEC source: 0001127602-20-011578 · form4.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,509 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:40 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 4,540 | $20.25 | $91,935.00 |
DisclosureSEC source: 0001127602-20-007834 · form4.xml · nonDerivative · entry 6 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,509 F6 · shares: Reflects tax withholding in connection with the settlement of PSUs granted on February 24, 2017. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:40 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 15,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007834 · form4.xml · nonDerivative · entry 5 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,049 F5 · shares: This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock. F5 · price: This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:40 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 727 | $20.25 | $14,721.75 |
DisclosureSEC source: 0001127602-20-007834 · form4.xml · nonDerivative · entry 4 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,581 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Read SEC document |
| February 23, 2020 Filed Feb 26, 2020 01:40 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 928 | $20.75 | $19,256.00 |
DisclosureSEC source: 0001127602-20-007834 · form4.xml · nonDerivative · entry 3 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,308 F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:40 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 991 | $20.75 | $20,563.25 |
DisclosureSEC source: 0001127602-20-007834 · form4.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,236 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:40 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 5,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007834 · form4.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,227 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:03 UTC | AES CORP AES · Entity 3505 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,864 | $0.00 Strike: $12.18 | $0.00 |
DisclosureSEC source: 0001127602-19-027853 · form4.xml · derivative · entry 5 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,864 shares Expires 2020-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments. The first installment vested on February 19, 2011, the second installment vested on February 19, 2012 and the final installment vested on February 19, 2013. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:03 UTC | AES CORP AES · Entity 3505 | SaleCommon Stock | 12,864 | $15.24 | $196,047.36 |
DisclosureSEC source: 0001127602-19-027853 · form4.xml · nonDerivative · entry 3 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,314 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:03 UTC | AES CORP AES · Entity 3505 | Exercise / conversionCommon Stock | 12,864 | $12.18 | $156,683.52 |
DisclosureSEC source: 0001127602-19-027853 · form4.xml · nonDerivative · entry 2 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:03 UTC | AES CORP AES · Entity 3505 | SaleCommon Stock | 6,000 | $15.25 | $91,500.00 |
DisclosureSEC source: 0001127602-19-027853 · form4.xml · nonDerivative · entry 1 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,314 Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 01:22 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 175 | $17.53 | $3,067.75 |
DisclosureSEC source: 0001127602-19-008553 · form4.xml · nonDerivative · entry 5 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,314 F5 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Read SEC document |
| February 23, 2019 Filed Feb 27, 2019 01:22 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 405 | $17.53 | $7,099.65 |
DisclosureSEC source: 0001127602-19-008553 · form4.xml · nonDerivative · entry 4 Nebreda Julian · CIK 0001754406 · SVP, Andes SBU President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,489 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.