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Humpton Barbara

Disclosed activity across 4 companies

Tapewire entity
66466
SEC CIK
0001790041

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Fluence Energy, Inc.FLNC · Entity 4531DirectorNovember 01, 2021November 03, 2021
MARA Holdings, Inc.MARA · Entity 4054DirectorFebruary 13, 2026February 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fluence Energy, Inc.

Report date November 01, 2021 · Filed November 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,000 Reported balance After 2021-11-01 transaction · row 1
1 source row

Row 1 · 2021-11-01 · Purchase · Acquired 4,000 · Balance 4,000

MARA Holdings, Inc.

Report date February 13, 2026 · Filed February 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect136,339 Reported balance After 2026-02-13 transaction · row 1
1 source row

Row 1 · 2026-02-13 · Grant · Acquired 82,759 · Balance 136,339

F1: Reflects a grant of restricted stock units ("RSUs") made to the reporting person under the issuer's Amended and Restated 2018 Equity Incentive Plan, as amended. The RSUs will vest in full on January 31, 2027, subject to the reporting person's continued service to the issuer as of the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a grant of restricted stock units ("RSUs") made to the reporting person under the issuer's Amended and Restated 2018 Equity Incentive Plan, as amended. The RSUs will vest in full on January 31, 2027, subject to the reporting person's continued service to the issuer as of the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TRIUMPH GROUP INC

Report date July 24, 2025 · Filed July 28, 2025

Section 16 reporting ended · disclosed 2025-07-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-24 transaction · row 1
1 source row

Row 1 · 2025-07-24 · Disposition to issuer · Disposed 62,114 · Balance 0

F1: On July 24, 2025, pursuant to the Agreement and Plan of Merger dated February 2, 2025 (the "Merger Agreement") among the Issuer, Titan BW Acquisition Holdco Inc., a Delaware corporation ("Parent"), and Titan BW Acquisition Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive $26.00 in cash, without interest (the "Merger Consideration").

F2: Includes 10,324 restricted stock units ("RSUs"), each unit representing the contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs were cancelled and exchanged for an amount in cash, less applicable tax withholdings, equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On July 24, 2025, pursuant to the Agreement and Plan of Merger dated February 2, 2025 (the "Merger Agreement") among the Issuer, Titan BW Acquisition Holdco Inc., a Delaware corporation ("Parent"), and Titan BW Acquisition Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive $26.00 in cash, without interest (the "Merger Consideration").

F2: Includes 10,324 restricted stock units ("RSUs"), each unit representing the contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs were cancelled and exchanged for an amount in cash, less applicable tax withholdings, equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration.

USA Rare Earth, Inc.

Report date October 01, 2026 · Filed October 06, 2026

Section 16 reporting ended · disclosed 2026-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect130,939 Ending reported balance After 2026-10-02 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 83,554 · Balance 83,554

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 104,443 · Balance 187,997

Row 3 · 2026-10-01 · Exercise / conversion · Acquired 31,333 · Balance 219,330

Row 4 · 2026-10-02 · Sale · Disposed 88,391 · Balance 130,939

F1: Sell-to-cover for taxes associated with the vesting of RSUs received by the reporting person.

F2: This figure is the weighted average sales price of multiple trades ranging from $13.665 to $14.00 per share. The reporting person undertakes to provide the SEC Staff, USA Rare Earth, Inc. or a shareholder of USA Rare Earth, Inc. full information about the number of shares sold at each separate price upon request.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect167,108 Reported balance After 2026-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-01 · Exercise / conversion · Disposed 83,554 · Balance 167,108

F3: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F4: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect208,884 Reported balance After 2026-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-01 · Exercise / conversion · Disposed 104,443 · Balance 208,884

F3: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F4: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect31,333 Reported balance After 2026-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-10-01 · Exercise / conversion · Disposed 31,333 · Balance 31,333

F5: The RSUs were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-half vested on October 1, 2026 and the remainder is forfeited.

F4: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Sell-to-cover for taxes associated with the vesting of RSUs received by the reporting person.

F2: This figure is the weighted average sales price of multiple trades ranging from $13.665 to $14.00 per share. The reporting person undertakes to provide the SEC Staff, USA Rare Earth, Inc. or a shareholder of USA Rare Earth, Inc. full information about the number of shares sold at each separate price upon request.

F3: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F4: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F5: The RSUs were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-half vested on October 1, 2026 and the remainder is forfeited.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2026 Filed Oct 6, 2026 00:48 UTC USA Rare Earth, Inc. USAR · Entity 4023 SaleCommon Stock, par value $0.0001 per share 88,391 $13.75 $1,215,376.25
Disclosure

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · nonDerivative · entry 4

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,939

F1 · shares: Sell-to-cover for taxes associated with the vesting of RSUs received by the reporting person.

F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.665 to $14.00 per share. The reporting person undertakes to provide the SEC Staff, USA Rare Earth, Inc. or a shareholder of USA Rare Earth, Inc. full information about the number of shares sold at each separate price upon request.

Read SEC document
October 01, 2026 Filed Oct 6, 2026 00:48 UTC USA Rare Earth, Inc. USAR · Entity 4023 Exercise / conversionRestricted Stock Units · Derivative 31,333 $0.00 $0.00
Disclosure

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · derivative · entry 7

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,333

Underlying: Common Stock, par value $0.0001 per share · 31,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSUs were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-half vested on October 1, 2026 and the remainder is forfeited.

F4 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-half vested on October 1, 2026 and the remainder is forfeited.

F5 · derivative.expiration_date: The RSUs were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-half vested on October 1, 2026 and the remainder is forfeited.

Read SEC document
October 01, 2026 Filed Oct 6, 2026 00:48 UTC USA Rare Earth, Inc. USAR · Entity 4023 Exercise / conversionRestricted Stock Units · Derivative 104,443 $0.00 $0.00
Disclosure

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · derivative · entry 6

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,884

Underlying: Common Stock, par value $0.0001 per share · 104,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F4 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

Read SEC document
October 01, 2026 Filed Oct 6, 2026 00:48 UTC USA Rare Earth, Inc. USAR · Entity 4023 Exercise / conversionRestricted Stock Units · Derivative 83,554 $0.00 $0.00
Disclosure

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · derivative · entry 5

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,108

Underlying: Common Stock, par value $0.0001 per share · 83,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F4 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on October 1, 2025. Pursuant to the reporting person's retirement agreement with the issuer, one-third vested on October 1, 2026 and the remainder is forfeited.

Read SEC document
October 01, 2026 Filed Oct 6, 2026 00:48 UTC USA Rare Earth, Inc. USAR · Entity 4023 Exercise / conversionCommon Stock, par value $0.0001 per share 31,333 $13.80 $432,395.40
Disclosure

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · nonDerivative · entry 3

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2026 Filed Oct 6, 2026 00:48 UTC USA Rare Earth, Inc. USAR · Entity 4023 Exercise / conversionCommon Stock, par value $0.0001 per share 104,443 $13.80 $1,441,313.40
Disclosure

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · nonDerivative · entry 2

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2026 Filed Oct 6, 2026 00:48 UTC USA Rare Earth, Inc. USAR · Entity 4023 Exercise / conversionCommon Stock, par value $0.0001 per share 83,554 $13.80 $1,153,045.20
Disclosure

SEC source: 0001790041-26-000003 · wk-form4_1791247706.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Former Chief Executive Officer · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2026 Filed Feb 14, 2026 02:02 UTC MARA Holdings, Inc. MARA · Entity 4054 GrantCommon Stock 82,759 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-006856 · ownership.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,339

F1 · shares: Reflects a grant of restricted stock units ("RSUs") made to the reporting person under the issuer's Amended and Restated 2018 Equity Incentive Plan, as amended. The RSUs will vest in full on January 31, 2027, subject to the reporting person's continued service to the issuer as of the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:43 UTC USA Rare Earth, Inc. USAR · Entity 4023 GrantRestricted Stock Units · Derivative 62,666 $0.00 $0.00
Disclosure

SEC source: 0001790041-25-000009 · wk-form4_1759524206.xml · derivative · entry 3

Humpton Barbara · CIK 0001790041 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,666

Underlying: Common Stock, par value $0.0001 per share · 62,666 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F3 · shares: The restricted stock unit ("RSU") will vest in two equal tranches. 50% of the RSU will vest on October 1, 2026 and October 1, 2027, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.

F3 · derivative.exercise_date: The restricted stock unit ("RSU") will vest in two equal tranches. 50% of the RSU will vest on October 1, 2026 and October 1, 2027, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.

F3 · derivative.expiration_date: The restricted stock unit ("RSU") will vest in two equal tranches. 50% of the RSU will vest on October 1, 2026 and October 1, 2027, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:43 UTC USA Rare Earth, Inc. USAR · Entity 4023 GrantRestricted Stock Units · Derivative 313,327 $0.00 $0.00
Disclosure

SEC source: 0001790041-25-000009 · wk-form4_1759524206.xml · derivative · entry 2

Humpton Barbara · CIK 0001790041 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,327

Underlying: Common Stock, par value $0.0001 per share · 313,327 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F2 · shares: The restricted stock unit ("RSU") will vest in three equal tranches. 33 1/3% of the RSU will vest on October 1, 2026, October 1, 2027 and October 1, 2028, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The restricted stock unit ("RSU") will vest in three equal tranches. 33 1/3% of the RSU will vest on October 1, 2026, October 1, 2027 and October 1, 2028, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.

F2 · derivative.expiration_date: The restricted stock unit ("RSU") will vest in three equal tranches. 33 1/3% of the RSU will vest on October 1, 2026, October 1, 2027 and October 1, 2028, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:43 UTC USA Rare Earth, Inc. USAR · Entity 4023 GrantRestricted Stock Units · Derivative 250,662 $0.00 $0.00
Disclosure

SEC source: 0001790041-25-000009 · wk-form4_1759524206.xml · derivative · entry 1

Humpton Barbara · CIK 0001790041 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,662

Underlying: Common Stock, par value $0.0001 per share · 250,662 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.

F2 · shares: The restricted stock unit ("RSU") will vest in three equal tranches. 33 1/3% of the RSU will vest on October 1, 2026, October 1, 2027 and October 1, 2028, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The restricted stock unit ("RSU") will vest in three equal tranches. 33 1/3% of the RSU will vest on October 1, 2026, October 1, 2027 and October 1, 2028, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.

F2 · derivative.expiration_date: The restricted stock unit ("RSU") will vest in three equal tranches. 33 1/3% of the RSU will vest on October 1, 2026, October 1, 2027 and October 1, 2028, respectively. If the vesting date occurs during a closed Trading Window under the Issuer's Insider Trading Policy, then the RSUs shall vest on the first Trading Day of the next open Trading Window pursuant to the Issuer's Insider Trading Policy, subject in all cases to any applicable outside dates required to comply with applicable tax laws and the terms of the Issuer's Amended and Restated 2024 Omnibus Incentive Plan.

Read SEC document
July 24, 2025 Filed Jul 28, 2025 16:12 UTC TRIUMPH GROUP INC TGI · Entity 77123 Disposition to issuerCommon Stock 62,114 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-099174 · ownership.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On July 24, 2025, pursuant to the Agreement and Plan of Merger dated February 2, 2025 (the "Merger Agreement") among the Issuer, Titan BW Acquisition Holdco Inc., a Delaware corporation ("Parent"), and Titan BW Acquisition Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive $26.00 in cash, without interest (the "Merger Consideration").

F2 · shares: Includes 10,324 restricted stock units ("RSUs"), each unit representing the contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs were cancelled and exchanged for an amount in cash, less applicable tax withholdings, equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration.

F1 · price: On July 24, 2025, pursuant to the Agreement and Plan of Merger dated February 2, 2025 (the "Merger Agreement") among the Issuer, Titan BW Acquisition Holdco Inc., a Delaware corporation ("Parent"), and Titan BW Acquisition Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive $26.00 in cash, without interest (the "Merger Consideration").

F2 · price: Includes 10,324 restricted stock units ("RSUs"), each unit representing the contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, as of the Effective Time, these RSUs were cancelled and exchanged for an amount in cash, less applicable tax withholdings, equal to the product of (i) the total number of shares of Common Stock subject to the RSUs multiplied by (ii) the Merger Consideration.

Read SEC document
February 28, 2025 Filed Mar 1, 2025 02:45 UTC MARA Holdings, Inc. MARA · Entity 4054 GrantCommon Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-008787 · ownership.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,580

F1 · shares: Reflects a grant of restricted stock units ("RSUs") made to the reporting person under the issuer's Amended and Restated 2018 Equity Incentive Plan. The RSUs will vest in full on January 31, 2026, subject to the reporting person's continued service to the issuer as of the vesting date. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 01:26 UTC MARA Holdings, Inc. MARA · Entity 4054 GrantCommon Stock 10,477 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-052183 · ownership.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,477

F1 · shares: Represents restricted stock units ("RSUs") issued to the reporting person that will vest on January 31, 2025. Each RSU represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
August 08, 2024 Filed Aug 12, 2024 11:07 UTC TRIUMPH GROUP INC TGI · Entity 77123 GrantCommon Stock 10,324 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095170 · ownership.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,114

F1 · shares: The reporting person received 10,324 restricted stock units, each unit representing the contingent right to receive one share of common stock. These restricted stock units vest on the first anniversay of the date of grant, unless earlier terminated or accelerated in accordance with the Company's 2016 Director's Equity Compensation Plan or deferred in accordance with the Company's Directors' Deferred Compensation Plan.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 13:54 UTC TRIUMPH GROUP INC TGI · Entity 77123 GrantCommon Stock 11,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043494 · doc4.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,790

F1 · shares: The reporting person received 11,854 restricted stock units, each unit representing the contingent right to receive one share of common stock. These restricted stock units vest on the first anniversary of the date of grant, unless earlier terminated or accelerated in accordance with the Company's 2016 Director's Equity Compensation Plan or deferred in accordance with the Company's Directors' Deferred Compensation Plan.

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July 15, 2022 Filed Jul 19, 2022 13:59 UTC TRIUMPH GROUP INC TGI · Entity 77123 GrantCommon Stock 10,853 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042515 · doc4.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,936

F1 · shares: The reporting person received 10,853 restricted stock units, each unit representing the contingent right to receive one share of common stock. Forfeiture restrictions lapse on the restricted stock on the first anniversary of the date of grant, unless earlier terminated or accelerated in accordance with the Company's 2016 Director's Equity Compensation Plan or deferred in accordance with the Company's Directors' Deferred Compensation Plan.

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November 01, 2021 Filed Nov 3, 2021 20:31 UTC Fluence Energy, Inc. FLNC · Entity 4531 PurchaseClass A Common Stock 4,000 $28.00 $112,000.00
Disclosure

SEC source: 0001104659-21-133673 · tm2131544-6_4seq1.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

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July 21, 2021 Filed Jul 22, 2021 11:37 UTC TRIUMPH GROUP INC TGI · Entity 77123 GrantCommon Stock 7,209 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047675 · doc4.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083

F1 · shares: The reporting person received 7,209 restricted stock units, each unit representing the contingent right to receive one share of common stock. Forfeiture restrictions lapse on the restricted stock on the first anniversary of the date of grant, unless earlier terminated or accelerated in accordance with the Company's 2016 Director's Equity Compensation Plan or deferred in accordance with the Company's Directors' Deferred Compensation Plan.

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July 16, 2020 Filed Jul 17, 2020 16:16 UTC TRIUMPH GROUP INC TGI · Entity 77123 GrantCommon Stock 17,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042814 · doc4.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,874

F1 · shares: The reporting person received 17,588 restricted stock units, each unit representing the contingent right to receive one share of common stock. Forfeiture restrictions lapse on the restricted stock on the first anniversary of the date of grant, unless earlier terminated or accelerated in accordance with the Company's 2016 Director's Equity Compensation Plan or deferred in accordance with the Company's Directors' Deferred Compensation Plan.

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September 30, 2019 Filed Oct 3, 2019 15:32 UTC TRIUMPH GROUP INC TGI · Entity 77123 GrantCommon stock 4,286 $0.00 $0.00
Disclosure

SEC source: 0001021162-19-000124 · wf-form4_157013110424105.xml · nonDerivative · entry 1

Humpton Barbara · CIK 0001790041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,286

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.