Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fluence Energy, Inc.FLNC · Entity 4531 | Director · Chief Executive Officer | February 17, 2022 | February 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fluence Energy, Inc.
Report date February 17, 2022 · Filed February 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 30,000 |
Reported balance
After 2022-02-17 transaction · row 1
1 source rowRow 1 · 2022-02-17 · Purchase · Acquired 10,000 · Balance 30,000 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $13.08 to $13.10, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $13.08 to $13.10, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AES CORP
Report date February 21, 2020 · Filed February 26, 2020
Section 16 reporting ended · disclosed 2020-02-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,399 |
Ending reported balance
After 2020-02-24 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2020-02-21 · Grant · Acquired 6,506 · Balance 51,092 F1: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Row 2 · 2020-02-22 · Tax withholding · Disposed 909 · Balance 50,183 F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019. Row 3 · 2020-02-23 · Tax withholding · Disposed 865 · Balance 49,318 F3: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Row 4 · 2020-02-24 · Tax withholding · Disposed 746 · Balance 48,572 F4: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Row 5 · 2020-02-24 · Grant · Acquired 15,490 · Balance 64,062 F5: This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock. Row 6 · 2020-02-24 · Tax withholding · Disposed 4,663 · Balance 59,399 F6: Reflects tax withholding in connection with the settlement of PSUs granted on February 24, 2017. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 6,246 |
Reported balance
Holding disclosure · report date 2020-02-21 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 6,246 F7: Since the last Form 4 filing on February 26, 2019, the reporting person acquired 196 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 24, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019.
F3: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.
F4: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.
F5: This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock.
F6: Reflects tax withholding in connection with the settlement of PSUs granted on February 24, 2017.
F7: Since the last Form 4 filing on February 26, 2019, the reporting person acquired 196 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 24, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2022 Filed Feb 23, 2022 00:26 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 10,000 | $13.10 | $130,996.00 |
DisclosureSEC source: 0001104659-22-025779 · tm227092-2_4seq1.xml · nonDerivative · entry 1 Dubuc Manuel Perez · CIK 0001754412 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $13.08 to $13.10, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 01:22 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 10,000 | $13.65 | $136,500.00 |
DisclosureSEC source: 0001104659-22-024399 · tm227014-1_4seq1.xml · nonDerivative · entry 2 Dubuc Manuel Perez · CIK 0001754412 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 01:22 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 10,000 | $12.90 | $129,000.00 |
DisclosureSEC source: 0001104659-22-024399 · tm227014-1_4seq1.xml · nonDerivative · entry 1 Dubuc Manuel Perez · CIK 0001754412 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:38 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 4,663 | $20.25 | $94,425.75 |
DisclosureSEC source: 0001127602-20-007833 · form4.xml · nonDerivative · entry 6 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,399 F6 · shares: Reflects tax withholding in connection with the settlement of PSUs granted on February 24, 2017. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:38 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 15,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007833 · form4.xml · nonDerivative · entry 5 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,062 F5 · shares: This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock. F5 · price: This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:38 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 746 | $20.25 | $15,106.50 |
DisclosureSEC source: 0001127602-20-007833 · form4.xml · nonDerivative · entry 4 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,572 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Read SEC document |
| February 23, 2020 Filed Feb 26, 2020 01:38 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 865 | $20.75 | $17,948.75 |
DisclosureSEC source: 0001127602-20-007833 · form4.xml · nonDerivative · entry 3 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,318 F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:38 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 909 | $20.75 | $18,861.75 |
DisclosureSEC source: 0001127602-20-007833 · form4.xml · nonDerivative · entry 2 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,183 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:38 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 6,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007833 · form4.xml · nonDerivative · entry 1 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,092 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. F1 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 01:09 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 727 | $17.53 | $12,744.31 |
DisclosureSEC source: 0001127602-19-008526 · form4.xml · nonDerivative · entry 5 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,586 F5 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Read SEC document |
| February 23, 2019 Filed Feb 27, 2019 01:09 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 862 | $17.53 | $15,110.86 |
DisclosureSEC source: 0001127602-19-008526 · form4.xml · nonDerivative · entry 4 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,313 F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:09 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 7,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008526 · form4.xml · nonDerivative · entry 3 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,175 F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. F3 · price: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:09 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 5,234 | $17.53 | $91,752.02 |
DisclosureSEC source: 0001127602-19-008526 · form4.xml · nonDerivative · entry 2 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,474 F2 · shares: Reflects tax withholding in connection with the settlement of PSUs granted in February 2016. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:09 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 17,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008526 · form4.xml · nonDerivative · entry 1 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,708 F1 · shares: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock. F1 · price: This Performance Stock Unit ("PSU") was granted on February 19, 2016 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 22, 2019. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:51 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,052 | $17.18 | $18,073.36 |
DisclosureSEC source: 0001127602-19-007586 · form4.xml · nonDerivative · entry 1 Dubuc Manuel Perez · CIK 0001754412 · SVP, New Energy Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,322 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 19, 2016. There was no transaction in the market. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.