Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fluence Energy, Inc.FLNC · Entity 4531 | SVP & Chief SC & Manu. Officer | May 22, 2023 | May 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fluence Energy, Inc.
Report date May 22, 2023 · Filed May 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,200 |
Ending reported balance
After 2023-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-22 · Exercise / conversion · Acquired 50,000 · Balance 51,200 Row 2 · 2023-05-22 · Sale · Disposed 50,000 · Balance 1,200 F1: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $22.36 to $23.26, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.45 · Expires 2031-04-02 | Direct | 451,537 |
Reported balance
After 2023-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-22 · Exercise / conversion · Disposed 50,000 · Balance 451,537 F3: Represents part of a single option award grant initially for an aggregate 501,537 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022 and another 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2023. The final 1/3 of the aggregate shares subject to the option vest on April 2, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $22.36 to $23.26, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
F3: Represents part of a single option award grant initially for an aggregate 501,537 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022 and another 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2023. The final 1/3 of the aggregate shares subject to the option vest on April 2, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2023 Filed May 23, 2023 22:56 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionStock Option · Derivative | 50,000 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0001868941-23-000046 · wk-form4_1684882595.xml · derivative · entry 3 Couch Carolee · CIK 0001884335 · SVP & Chief SC & Manu. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451,537 Underlying: Class A Common Stock · 50,000 shares Expires 2031-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents part of a single option award grant initially for an aggregate 501,537 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022 and another 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2023. The final 1/3 of the aggregate shares subject to the option vest on April 2, 2024. Read SEC document |
| May 22, 2023 Filed May 23, 2023 22:56 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | SaleClass A Common Stock | 50,000 | $22.78 | $1,139,135.00 |
DisclosureSEC source: 0001868941-23-000046 · wk-form4_1684882595.xml · nonDerivative · entry 2 Couch Carolee · CIK 0001884335 · SVP & Chief SC & Manu. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,200 F1 · kind: Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $22.36 to $23.26, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote. Read SEC document |
| May 22, 2023 Filed May 23, 2023 22:56 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | Exercise / conversionClass A Common Stock | 50,000 | $2.45 | $122,500.00 |
DisclosureSEC source: 0001868941-23-000046 · wk-form4_1684882595.xml · nonDerivative · entry 1 Couch Carolee · CIK 0001884335 · SVP & Chief SC & Manu. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:30 UTC | Fluence Energy, Inc. FLNC · Entity 4531 | PurchaseClass A Common Stock | 1,200 | $28.00 | $33,600.00 |
DisclosureSEC source: 0001104659-21-133663 · tm2131544-5_4seq1.xml · nonDerivative · entry 1 Couch Carolee · CIK 0001884335 · SVP & CSC and MO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.