Last 12 months
Inside the activity.
1 purchase rows · 20 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 5 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2020 Filed Aug 14, 2020 21:16 UTC |
Grow Daniel M.SVP, Business Development
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-018066 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,714 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over two years, whereby 50% of the total number of shares issuable under the grant vest each year on the anniversary of the grant date, commencing on August 12, 2021. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:14 UTC |
WHITELY COREYEVP, Administration & CFO
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-018065 · rdgdoc.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP, Administration & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,044 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over two years, whereby 50% of the total number of shares issuable under the grant vest each year on the anniversary of the grant date, commencing on August 12, 2021. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 21:13 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-018064 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,969,377 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over two years, whereby 50% of the total number of shares issuable under the grant vest each year on the anniversary of the grant date, commencing on August 12, 2021. Read SEC document |
| May 14, 2020 Filed May 14, 2020 20:37 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
PurchaseCommon Stock | 10,000 | $9.81 | $98,059.00 |
DisclosureSEC source: 0001437749-20-010775 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,944,377 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.61 to $10.00. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| May 12, 2020 Filed May 12, 2020 23:50 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
PurchaseCommon Stock | 30,000 | $9.80 | $293,853.00 |
DisclosureSEC source: 0001437749-20-010465 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,934,377 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.65 to $9.87. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:11 UTC |
Koster Eric D.VP, General Counsel & Secy.
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-005187 · rdgdoc.xml · nonDerivative · entry 1 Koster Eric D. · CIK 0001574123 · VP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over four years, whereby 25% of the total number of shares issuable under the grant vest each year on the anniversary of the grant date, commencing on March 11, 2021. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 22:04 UTC |
McNulty Matthew JVP, Finance
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0001437749-20-002062 · rdgdoc.xml · derivative · entry 1 McNulty Matthew J · CIK 0001645969 · VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-02-06 F1 · derivative.exercise_date: Grant of non-qualified stock options under the Ethan Allen Interiors Inc. Stock Incentive Plan; these stock options vest ratably over four years, whereby 25% of the total number of shares issuable under the grant become exercisable each year on the anniversary of the grant date, commencing on February 6, 2021. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 21:56 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 50,000 | $18.59 | $929,500.00 |
DisclosureSEC source: 0001437749-19-024731 · rdgdoc.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 415,776 F2 · shares: Represents bonafide charitable gift received from direct holdings. F3 · price: The price reported in Column 4 is based on the volume weighted average price (VWAP) of Ethan Allen common stock on December 20, 2019, the date of the gift. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 21:56 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 50,000 | $18.59 | $929,500.00 |
DisclosureSEC source: 0001437749-19-024731 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,904,377 F1 · shares: Represents bonafide charitable gift to The Irfan Kathwari Foundation. F3 · price: The price reported in Column 4 is based on the volume weighted average price (VWAP) of Ethan Allen common stock on December 20, 2019, the date of the gift. Read SEC document |
| September 16, 2019 Filed Sep 19, 2019 20:57 UTC |
Grow Daniel M.SVP, Business Development
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001437749-19-018732 · rdgdoc.xml · derivative · entry 3 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted on November 12, 2009 and vested 25% annually on the anniversary date of the grant and were fully vested after four years. Read SEC document |
| September 16, 2019 Filed Sep 19, 2019 20:57 UTC |
Grow Daniel M.SVP, Business Development
|
SaleCommon Stock | 1,500 | $19.24 | $28,860.00 |
DisclosureSEC source: 0001437749-19-018732 · rdgdoc.xml · nonDerivative · entry 2 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,714 Read SEC document |
| September 16, 2019 Filed Sep 19, 2019 20:57 UTC |
Grow Daniel M.SVP, Business Development
|
Exercise / conversionCommon Stock | 1,500 | $11.74 | $17,610.00 |
DisclosureSEC source: 0001437749-19-018732 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:12 UTC |
Stacom Tara I.Director
|
GrantStock Options (right to buy) · Derivative | 5,698 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001437749-19-015842 · rdgdoc.xml · derivative · entry 1 Stacom Tara I. · CIK 0001654696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698 Underlying: Common Stock · 5,698 shares Expires 2029-08-05 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:11 UTC |
Schmotter James W.Director
|
GrantStock Options (right to buy) · Derivative | 5,698 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001437749-19-015840 · rdgdoc.xml · derivative · entry 1 Schmotter James W. · CIK 0001490397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698 Underlying: Common Stock · 5,698 shares Expires 2029-08-05 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:10 UTC |
Garrett MaryDirector
|
GrantStock Options (right to buy) · Derivative | 5,698 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001437749-19-015839 · rdgdoc.xml · derivative · entry 1 Garrett Mary · CIK 0001663588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698 Underlying: Common Stock · 5,698 shares Expires 2029-08-05 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:10 UTC |
Esposito Domenick J.Director
|
GrantStock Options (right to buy) · Derivative | 5,698 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001437749-19-015838 · rdgdoc.xml · derivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698 Underlying: Common Stock · 5,698 shares Expires 2029-08-05 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:09 UTC |
DOONER JOHN J JRDirector
|
GrantStock Options (right to buy) · Derivative | 5,698 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001437749-19-015837 · rdgdoc.xml · derivative · entry 1 DOONER JOHN J JR · CIK 0001214319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698 Underlying: Common Stock · 5,698 shares Expires 2029-08-05 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 22:08 UTC |
Carlson James B.Director
|
GrantStock Options (right to buy) · Derivative | 5,698 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001437749-19-015836 · rdgdoc.xml · derivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698 Underlying: Common Stock · 5,698 shares Expires 2029-08-05 F1 · derivative.exercise_date: These options were granted under the Ethan Allen Interiors Inc. Stock Incentive Plan and become exercisable in three equal annual installments beginning on the date shown in the date exercisable column. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:52 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 25,000 | $20.73 | $518,250.00 |
DisclosureSEC source: 0001437749-19-012441 · rdgdoc.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 365,776 F2 · shares: Represents bonafide charitable gift received from direct holdings. F3 · price: The price reported in Column 4 is based on the average of the high and low price of Ethan Allen common stock on June 19, 2019, the date of the gift. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:52 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 25,000 | $20.73 | $518,250.00 |
DisclosureSEC source: 0001437749-19-012441 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954,377 F1 · shares: Represents bonafide charitable gift to The Irfan Kathwari Foundation. F3 · price: The price reported in Column 4 is based on the average of the high and low price of Ethan Allen common stock on June 19, 2019, the date of the gift. Read SEC document |
| April 29, 2019 Filed May 1, 2019 21:01 UTC |
Grow Daniel M.SVP, Business Development
|
Tax withholdingCommon Stock | 713 | $20.41 | $14,552.33 |
DisclosureSEC source: 0001437749-19-008419 · rdgdoc.xml · nonDerivative · entry 2 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,714 F2 · price: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on April 29, 2019. Read SEC document |
| April 29, 2019 Filed May 1, 2019 21:01 UTC |
Grow Daniel M.SVP, Business Development
|
Exercise / conversionCommon Stock | 2,427 | $20.41 | $49,535.07 |
DisclosureSEC source: 0001437749-19-008419 · rdgdoc.xml · nonDerivative · entry 1 Grow Daniel M. · CIK 0001455277 · SVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the number of performance-based restricted stock units, previously granted on April 28, 2016, that were earned and subsequently vested and issued on April 29, 2019. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:30 UTC |
WHITELY COREYEVP Adm., CFO & Treas.
|
Tax withholdingCommon Stock | 983 | $20.22 | $19,876.26 |
DisclosureSEC source: 0001437749-19-008044 · rdgdoc.xml · nonDerivative · entry 2 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,044 F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on April 24, 2019. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:30 UTC |
WHITELY COREYEVP Adm., CFO & Treas.
|
Exercise / conversionCommon Stock | 3,453 | $20.22 | $69,819.66 |
DisclosureSEC source: 0001437749-19-008044 · rdgdoc.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of performance-based restricted stock units, previously granted on April 19, 2016, that were earned and subsequently vested and issued on April 24, 2019. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:05 UTC |
Carlson James B.Director
|
PurchaseCommon Stock | 2,000 | $19.38 | $38,760.00 |
DisclosureSEC source: 0001179110-18-012990 · edgar.xml · nonDerivative · entry 1 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,084 Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 18:12 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
PurchaseCommon Stock | 10,000 | $19.50 | $195,000.00 |
DisclosureSEC source: 0001179110-18-012633 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,979,377 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.44 to $19.57, inclusive. The reporting person undertakes to provide to the Company any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 15:45 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
Exercise / conversionStock Options (right to buy) · Derivative | 40,000 | $0.00 Strike: $15.93 | $0.00 |
DisclosureSEC source: 0001104659-18-058362 · a4.xml · derivative · entry 6 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 40,000 shares Expires 2018-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the exercise of 40,000 stock options, of which 50,000 were granted to the reporting person on November 11, 2008. The stock options vested and became exercisable 25% per year over four years starting one year from the date of grant. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 15:45 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
SaleCommon Stock | 37,882 | $21.51 | $814,841.82 |
DisclosureSEC source: 0001104659-18-058362 · a4.xml · nonDerivative · entry 3 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,965,287 F3 · kind: Represents shares of common stock sold in the open market on September 21, 2018, a portion of the proceeds of which was used to pay the exercise price of the stock options. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 to $21.88, inclusive. The reporting person undertakes to provide to the Company any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 15:45 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
Exercise / conversionCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-058362 · a4.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,003,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of 40,000 stock options, of which 50,000 were granted to the reporting person on November 11, 2008. The stock options vested and became exercisable 25% per year over four years starting one year from the date of grant. Read SEC document |
| September 21, 2018 Filed Oct 19, 2018 20:15 UTC Amendment |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
OtherCommon Stock | 37,882 | $21.51 | $814,841.82 |
DisclosureSEC source: 0001179110-18-012276 · edgar.xml · nonDerivative · entry 3 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,969,377 F4 · kind: Disposition of shares to cover exercise price and tax liabilities incurred to exercise options as set forth in Footnote (3) above. F1 · balance_after: This Form 4/A is being filed to correct a scrivener's error in the amount of securities beneficially owned after the reported transaction on the original Form 4 filed on September 25, 2018. Read SEC document |
| September 21, 2018 Filed Oct 19, 2018 20:15 UTC Amendment |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
Exercise / conversionCommon Stock | 40,000 | $15.93 | $637,200.00 |
DisclosureSEC source: 0001179110-18-012276 · edgar.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,007,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This Form 4/A is being filed to correct a scrivener's error in Footnote (2) on the original Form 4 filed on September 25, 2018, which noted "(2) Represents the exercise of 40,000 stock options, of which 50,000 were granted to the reporting person on November 11, 2018." This should have read instead, "(2) Represents the exercise of 40,000 stock options, of which 50,000 were granted to the reporting person on November 11, 2008." F2 · price: This Form 4/A is being filed to correct a scrivener's error in the price of the securities acquired on the original Form 4 filed on September 25, 2018. F1 · balance_after: This Form 4/A is being filed to correct a scrivener's error in the amount of securities beneficially owned after the reported transaction on the original Form 4 filed on September 25, 2018. Read SEC document |
| August 30, 2018 Filed Aug 2, 2018 15:03 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010089 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,044,403 F1 · shares: Represents bonafide gifts of 28,000 shares made to two trusts. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:19 UTC |
Garrett MaryDirector
|
GrantStock Options (right to buy) · Derivative | 4,265 | $0.00 Strike: $23.45 | $0.00 |
DisclosureSEC source: 0001179110-18-009960 · edgar.xml · derivative · entry 2 Garrett Mary · CIK 0001663588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Common Stock · 4,265 shares Expires 2028-07-25 F1 · derivative.exercise_date: Options vest ratably over three years. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:19 UTC |
Stacom Tara I.Director
|
GrantStock Options (right to buy) · Derivative | 4,265 | $0.00 Strike: $23.45 | $0.00 |
DisclosureSEC source: 0001179110-18-009962 · edgar.xml · derivative · entry 2 Stacom Tara I. · CIK 0001654696 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Common Stock · 4,265 shares Expires 2028-07-25 F2 · derivative.exercise_date: Options vest ratably over three years. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:19 UTC |
Schmotter James W.Director
|
GrantStock Options (right to buy) · Derivative | 4,265 | $0.00 Strike: $23.45 | $0.00 |
DisclosureSEC source: 0001179110-18-009961 · edgar.xml · derivative · entry 2 Schmotter James W. · CIK 0001490397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Common Stock · 4,265 shares Expires 2028-07-25 F1 · derivative.exercise_date: Options vest ratably over three years. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:18 UTC |
Esposito Domenick J.Director
|
GrantStock Options (right to buy) · Derivative | 4,265 | $0.00 Strike: $23.45 | $0.00 |
DisclosureSEC source: 0001179110-18-009959 · edgar.xml · derivative · entry 2 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Common Stock · 4,265 shares Expires 2028-07-25 F1 · derivative.exercise_date: Options vest ratably over three years. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:18 UTC |
DOONER JOHN J JRDirector
|
GrantStock Options (right to buy) · Derivative | 4,265 | $0.00 Strike: $23.45 | $0.00 |
DisclosureSEC source: 0001179110-18-009958 · edgar.xml · derivative · entry 2 DOONER JOHN J JR · CIK 0001214319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Common Stock · 4,265 shares Expires 2028-07-25 F1 · derivative.exercise_date: Options vest ratably over three years. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 20:17 UTC |
Carlson James B.Director
|
GrantStock Options (right to buy) · Derivative | 4,265 | $0.00 Strike: $23.45 | $0.00 |
DisclosureSEC source: 0001179110-18-009957 · edgar.xml · derivative · entry 2 Carlson James B. · CIK 0001579265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Common Stock · 4,265 shares Expires 2028-07-25 F1 · derivative.exercise_date: Options vest ratably over three years. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 15:18 UTC |
Esposito Domenick J.Director
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PurchaseCommon Stock | 840 | $23.90 | $20,073.48 |
DisclosureSEC source: 0001179110-18-003560 · edgar.xml · nonDerivative · entry 1 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,680 Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 21:23 UTC |
WHITELY COREYEVP Adm., CFO & Treas.
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PurchaseCommon Stock | 1,700 | $24.65 | $41,905.00 |
DisclosureSEC source: 0001179110-18-001797 · edgar.xml · nonDerivative · entry 1 WHITELY COREY · CIK 0001217625 · EVP Adm., CFO & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,574 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 15:26 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
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PurchaseCommon Stock | 4,090 | $24.37 | $99,673.30 |
DisclosureSEC source: 0001179110-18-001873 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,983,493 F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F2 · balance_after: Balance reflects the bonafide charitable gift of 37,000 shares on 10/5/17 and the bonafide gift of 84,000 shares on 8/30/17 from direct holdings, the details of which will be reported on the Reporting Person's next Form 5 filing. Read SEC document |
| January 24, 2018 Filed Sep 25, 2018 15:45 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
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Disposition to issuerCommon Stock | 16,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-058362 · a4.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963,169 F1 · kind: These restricted stock units were issued pursuant to the Ethan Allen Interiors Inc. (the "Company") Stock Incentive Plan on July 26, 2017 and were forfeited back to the Company prior to vesting, upon approval of such forfeiture by the Compensation Committee. The forfeiture was inadvertently not timely reported when effected due to administrative oversight. F4 · balance_after: Represents the number of shares of common stock directly beneficially owned by the reporting person as a result of the last transaction reported pursuant to Section 16(a) under the Securities Exchange Act of 1934, as amended, before the transactions reported herein that were effected on September 21, 2018. Read SEC document |
| January 24, 2018 Filed Oct 19, 2018 20:15 UTC Amendment |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
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Disposition to issuerCommon Stock | 16,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012276 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,967,259 F1 · balance_after: This Form 4/A is being filed to correct a scrivener's error in the amount of securities beneficially owned after the reported transaction on the original Form 4 filed on September 25, 2018. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 20:00 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
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GiftCommon Stock | 2,875 | $29.20 | $83,950.00 |
DisclosureSEC source: 0001179110-17-015845 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Ifran Kathwari Foundation Disclosed balance after: 303,776 F1 · balance_after: Balance includes 11,031 shares gifted from The Ifran Kathwari Foundation on 3/16/2017. Read SEC document |
| October 05, 2017 Filed Aug 2, 2018 15:03 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
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GiftCommon Stock | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010089 · edgar.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 343,651 F5 · shares: Represents bonafide charitable gift received from direct holdings. Read SEC document |
| October 05, 2017 Filed Aug 2, 2018 15:03 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
|
GiftCommon Stock | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010089 · edgar.xml · nonDerivative · entry 3 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,979,403 F3 · shares: Represents bonafide charitable gift to The Irfan Kathwari Foundation. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 20:31 UTC |
Bedford John S IIVP, Corporate Controller
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SaleCommon Stock | 406.037 | $30.48 | $12,376.01 |
DisclosureSEC source: 0001179110-17-012198 · edgar.xml · nonDerivative · entry 1 Bedford John S II · CIK 0001603124 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held in 401(k) Disclosed balance after: 0 Read SEC document |
| August 30, 2017 Filed Aug 2, 2018 15:03 UTC |
KATHWARI M FAROOQDirector · Chairman, President & CEO · 10% owner
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GiftCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010089 · edgar.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,016,403 F2 · shares: Represents bonafide gifts of 7,000 shares made to four trusts. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 23:12 UTC Amendment |
DOONER JOHN J JRDirector
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Exercise / conversionStock Options (right to buy) · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010811 · edgar.xml · derivative · entry 2 DOONER JOHN J JR · CIK 0001214319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2017-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 23:12 UTC Amendment |
Esposito Domenick J.Director
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Exercise / conversionStock Options · Derivative | 3,247 | $0.00 Strike: $30.80 | $0.00 |
DisclosureSEC source: 0001179110-17-010810 · edgar.xml · derivative · entry 2 Esposito Domenick J. · CIK 0001649075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,126 Underlying: common stock · 3,247 shares Expires 2027-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest ratably over three years Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.