Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2022 Filed Mar 7, 2022 21:35 UTC Amendment |
Williams Edward EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002661 · form4a-03072022_040302.xml · derivative · entry 6 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 1,666 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F6 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 21:35 UTC Amendment |
Williams Edward EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002661 · form4a-03072022_040302.xml · derivative · entry 5 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2022-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F5 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 21:35 UTC Amendment |
Williams Edward EDirector
|
Exercise / conversionCommon Stock | 1,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002661 · form4a-03072022_040302.xml · nonDerivative · entry 2 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 21:35 UTC Amendment |
Williams Edward EDirector
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002661 · form4a-03072022_040302.xml · nonDerivative · entry 1 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:16 UTC Amendment |
Glazer Walter P. Jr.Director · CEO & PRESIDENT
|
PurchaseCommon Stock | 1,688 | $13.29 | $22,434.36 |
DisclosureSEC source: 0001415889-22-002670 · form4a-03072022_020349.xml · nonDerivative · entry 4 Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,963 F3 · price: This transaction was executed in multiple trades at prices ranging from $13.20 to $13.30. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:41 UTC Amendment |
Wawrin StephenCHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002587 · form4a-03042022_030330.xml · derivative · entry 3 Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2025-03-02 F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 7,500 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer of Escalade. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:30 UTC |
Griffin Patrick JDirector · VICE PRESIDENT · 10% owner
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002581 · form4-03042022_030313.xml · derivative · entry 5 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-03-02 F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F5 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer or director of Escalade. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:51 UTC |
Wawrin StephenCHIEF FINANCIAL OFFICER
|
GrantRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002574 · form4-03042022_020327.xml · derivative · entry 3 Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2025-03-02 F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 7,500 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer of Escalade. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC |
Glazer Walter P. Jr.Director · CEO & PRESIDENT
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002564 · form4-03042022_020320.xml · derivative · entry 5 Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-03-02 F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F4 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:00 UTC |
Baalmann Richard Fenton JRDirector
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002558 · form4-03042022_050317.xml · derivative · entry 3 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-03-02 F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:00 UTC |
Williams Edward EDirector
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002559 · form4-03042022_050324.xml · derivative · entry 4 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-03-02 F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F4 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:00 UTC |
Franklin Katherine F.Director
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002557 · form4-03042022_050302.xml · derivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-03-02 F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade. Read SEC document |
| March 02, 2022 Filed Mar 7, 2022 22:16 UTC Amendment |
Glazer Walter P. Jr.Director · CEO & PRESIDENT
|
GrantRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002670 · form4a-03072022_020349.xml · derivative · entry 6 Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2025-03-02 F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F5 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer of Escalade. Read SEC document |
| March 02, 2022 Filed Mar 7, 2022 21:35 UTC Amendment |
Williams Edward EDirector
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002661 · form4a-03072022_040302.xml · derivative · entry 4 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-03-02 F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F4 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade. Read SEC document |
| March 02, 2022 Filed Mar 6, 2023 21:58 UTC |
Griffin Patrick JDirector · VICE PRESIDENT · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 7 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 1,666 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F6 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 2, 2023, as reported on this Form 4. One half of the remaining 3,334 RSUs will vest on March 2, 2024 and the other half will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. Read SEC document |
| January 01, 2022 Filed Jan 3, 2022 21:10 UTC |
Glazer Walter P. Jr.Director · CEO & PRESIDENT
|
Exercise / conversionRestricted Stock Units · Derivative | 54,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000025 · form4-01032022_040101.xml · derivative · entry 1 Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,152 Underlying: Common Stock · 54,152 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F2 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 900,000 RSUs under the Plan upon his commencement of full-time employment as Escalade's CEO and President. The RSUs will vest in one third increments on each of January 1, 2023, January 1, 2024, and January 1, 2025. Read SEC document |
| January 01, 2022 Filed Jan 6, 2022 23:30 UTC Amendment |
Glazer Walter P. Jr.Director · CEO & PRESIDENT
|
Exercise / conversionRestricted Stock Units · Derivative | 54,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000435 · form4a-01062022_060102.xml · derivative · entry 1 Glazer Walter P. Jr. · CIK 0001640328 · Director · CEO & PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,152 Underlying: Common Stock · 54,152 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F2 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 54,152 RSUs under the Plan upon his commencement of full-time employment as Escalade's CEO and President. The RSUs will vest in one third increments on each of January 1, 2023, January 1, 2024, and January 1, 2025. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:10 UTC |
Griffin Patrick JDirector · VICE PRESIDENT · 10% owner
|
GiftCommon Stock | 1,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000028 · form4-01032022_040115.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,173.229 F1 · price: On December 31, 2021, Mr. Griffin received 1,912 shares as a gift from his father, Mr. Robert E. Griffin. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:10 UTC |
GRIFFIN ROBERT E10% owner
|
GiftCommon Stock | 7,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000027 · form4-01032022_040108.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,512.629 F1 · price: On December 31, 2021, Mr. Griffin gifted 1,912 shares to each of his four adult children, a total of 7,648 shares. Read SEC document |
| December 23, 2021 Filed Feb 23, 2022 22:26 UTC |
Franklin Katherine F.Director
|
GiftCommon Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001684 · form5-02232022_020216.xml · nonDerivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,691 Read SEC document |
| August 24, 2021 Filed Aug 25, 2021 20:09 UTC |
Williams Edward EDirector
|
SaleCommon Stock | 125,000 | $23.11 | $2,888,800.00 |
DisclosureSEC source: 0001179110-21-008414 · edgar.xml · nonDerivative · entry 1 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By KPW Family Limited Partnership Disclosed balance after: 289,487 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.0600 to $23.3583. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person is a general partner of KPW Family Limited Partnership. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:28 UTC |
Wawrin StephenChief Financial Officer
|
SaleCommon Stock | 1,348 | $23.03 | $31,044.44 |
DisclosureSEC source: 0001179110-21-007027 · edgar.xml · nonDerivative · entry 1 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| May 24, 2021 Filed Feb 23, 2022 22:26 UTC |
Franklin Katherine F.Director
|
GiftCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001684 · form5-02232022_020216.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,056 Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:11 UTC |
Franklin Katherine F.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005480 · edgar.xml · derivative · entry 3 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425 Underlying: Common Stock · 1,425 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) converted into common stock on a one-for-one basis. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock pursuant to the Escalade 2017 Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F4 · derivative.exercise_date: On May 15, 2020, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, one-half (1,425) of which vested and settled on May 15, 2021 as reported in this Form 4. The remaining RSUs will vest on May 15, 2022, provided that the reporting person remains a director of Escalade as of such vesting date. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:11 UTC |
Franklin Katherine F.Director
|
GrantCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-005480 · edgar.xml · nonDerivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,013 F2 · price: Each Restricted Stock Unit (RSU) converted into common stock on a one-for-one basis. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:14 UTC |
Glazer Walter P. Jr.Director · Interim CEO
|
GrantCommon Stock | 4,450 | $23.79 | $105,865.50 |
DisclosureSEC source: 0001179110-21-005484 · edgar.xml · nonDerivative · entry 1 Glazer Walter P. Jr. · CIK 0001640328 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,707 F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:13 UTC |
Baalmann Richard Fenton JRDirector
|
GrantCommon Stock | 555 | $23.79 | $13,203.45 |
DisclosureSEC source: 0001179110-21-005481 · edgar.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,006 F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:11 UTC |
Franklin Katherine F.Director
|
GrantCommon Stock | 588 | $23.79 | $13,988.52 |
DisclosureSEC source: 0001179110-21-005480 · edgar.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,588 F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). Read SEC document |
| May 14, 2021 Filed May 19, 2021 21:05 UTC Amendment |
Glazer Walter P. Jr.Director · Interim CEO
|
GrantCommon Stock | 4,540 | $23.79 | $108,006.60 |
DisclosureSEC source: 0001179110-21-005583 · edgar.xml · nonDerivative · entry 1 Glazer Walter P. Jr. · CIK 0001640328 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,797 F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 00:17 UTC |
Griffin Patrick JDirector · Vice President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003080 · edgar.xml · derivative · entry 7 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568 Underlying: Common Stock · 566 shares Expires 2022-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F5 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 1,700 RSUs, subject to vesting in one-third increments on each of March 8, 2020, March 8, 2021, and March 8, 2022, if (1) the reporting person remained employed by Escalade on the applicable vesting date, and (2) certain market performance conditions established by the Compensation Committee of the Escalade Board of Directors were satisfied. The reporting person has been continuously employed by Escalade through March 8, 2021 and the market performance conditions were satisfied as of August 10, 2020. One-third (566) of the RSUs previously vested and settled as reported in a Form 4 filed on March 9, 2020 and a Form 4 filed August 12, 2020. This Form 4 reports the vesting and settlement of an additional 566 RSUs on March 8, 2021. The remaining RSUs will vest on March 8, 2022. provided that the reporting person is still employed on the applicable vesting date. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 00:17 UTC |
Griffin Patrick JDirector · Vice President · 10% owner
|
Exercise / conversionCommon Stock | 566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003080 · edgar.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,261.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 00:14 UTC |
Wawrin StephenChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003079 · edgar.xml · derivative · entry 5 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368 Underlying: Common Stock · 1,366 shares Expires 2022-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F5 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 4,100 RSUs, subject to vesting in one-third increments on each of March 8, 2020, March 8, 2021, and March 8, 2022 if (1) the reporting person remained employed by Escalade on the applicable vesting date and (2) certain market performance conditions established by the Compensation Committee of the Escalade Board of Directors were satisfied. The reporting person has been continuously employed by Escalade through March 8, 2021 and the market performance conditions were satisfied as of August 10, 2020. One-third (1,366) of the RSUs previously vested and settled as reported in a Form 4 filed on March 9, 2020 and August 12, 2020. This Form 4 reports the vesting and settlement of an additional 1,366 RSUs on March 8, 2021. The remaining RSUs will vest on March 8, 2022, provided that the reporting person is still employed by Escalade on the applicable vesting date. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 00:14 UTC |
Wawrin StephenChief Financial Officer
|
Exercise / conversionCommon Stock | 1,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003079 · edgar.xml · nonDerivative · entry 2 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 23:39 UTC |
Glazer Walter P. Jr.Director · Interim CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003076 · edgar.xml · derivative · entry 6 Glazer Walter P. Jr. · CIK 0001640328 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,425 shares Expires 2021-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F5 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 6, 2020. The remaining 1,425 RSUs vested and settled on March 6, 2021, as reported on this Form 4. All RSUs were settled in shares of ESCA common stock. Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 23:39 UTC |
Glazer Walter P. Jr.Director · Interim CEO
|
Exercise / conversionCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003076 · edgar.xml · nonDerivative · entry 2 Glazer Walter P. Jr. · CIK 0001640328 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 23:38 UTC |
Williams Edward EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003075 · edgar.xml · derivative · entry 6 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,425 shares Expires 2021-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F6 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 6, 2020. The remaining 1,425 RSUs vested and settled on March 6, 2021, as reported on this Form 4. All RSUs were settled in shares of ESCA common stock. Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 23:38 UTC |
Williams Edward EDirector
|
Exercise / conversionCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003075 · edgar.xml · nonDerivative · entry 2 Williams Edward E · CIK 0001289071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 23:37 UTC |
Baalmann Richard Fenton JRDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003074 · edgar.xml · derivative · entry 5 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,425 shares Expires 2021-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F5 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 6, 2020. The remaining 1,425 RSUs vested and settled on March 6, 2021, as reported on this Form 4. All RSUs were settled in shares of ESCA common stock. Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 23:37 UTC |
Baalmann Richard Fenton JRDirector
|
Exercise / conversionCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003074 · edgar.xml · nonDerivative · entry 2 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:17 UTC |
Griffin Patrick JDirector · Vice President · 10% owner
|
GrantRestricted Stock Units · Derivative | 3,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003080 · edgar.xml · derivative · entry 6 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,095 Underlying: Common Stock · 3,095 shares Expires 2024-03-04 F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F4 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs. The RSUs will vest one third on each of March 4, 2022, March 4, 2023, and March 4, 2024, provided that the reporting person is still employed by Escalade on the applicable vesting date. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:17 UTC |
Griffin Patrick JDirector · Vice President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003080 · edgar.xml · derivative · entry 5 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 1,000 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F3 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 3,000 RSUs, one-third (1,000) of which vested and settled on March 4, 2021 as reported in this Form 4. The remaining RSUs will vest one-third on each of March 4, 2022 and March 4, 2023, provided that the reporting person is still employed by Escalade on the applicable vesting date. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:17 UTC |
Griffin Patrick JDirector · Vice President · 10% owner
|
Exercise / conversionCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003080 · edgar.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,695.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:14 UTC |
Wawrin StephenChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 3,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003079 · edgar.xml · derivative · entry 4 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,095 Underlying: Common Stock · 3,095 shares Expires 2024-03-04 F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F4 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs. The RSUs will vest one-third on each of March 4, 2022, March 4, 2023, and March 4, 2024, provided that the reporting person is still employed by Escalade on the applicable vesting date. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:14 UTC |
Wawrin StephenChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003079 · edgar.xml · derivative · entry 3 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,334 Underlying: Common Stock · 3,666 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F3 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 11,000 RSUs, one-third (3,666) of which vested and settled on March 4, 2021 as reported in this Form 4. The remaining RSUs will vest one-third on each of March 4, 2022 and March 4, 2023, provided that the reporting person is still employed by Escalade on the applicable vesting date. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:14 UTC |
Wawrin StephenChief Financial Officer
|
Exercise / conversionCommon Stock | 3,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003079 · edgar.xml · nonDerivative · entry 1 Wawrin Stephen · CIK 0001626624 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:43 UTC |
Sincerbeaux Scott JFormer CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 15,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003078 · edgar.xml · derivative · entry 3 Sincerbeaux Scott J · CIK 0001810183 · Former CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade 2017 Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F3 · derivative.exercise_date: On April 27, 2020, the reporting person was granted 45,669 RSUs under the Escalade 2017 Plan, subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 15,223 RSUs vested and settled and 30,446 RSUs were forfeited, as reported in this Form 4. F3 · derivative.expiration_date: On April 27, 2020, the reporting person was granted 45,669 RSUs under the Escalade 2017 Plan, subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 15,223 RSUs vested and settled and 30,446 RSUs were forfeited, as reported in this Form 4. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:43 UTC |
Sincerbeaux Scott JFormer CEO & President
|
Exercise / conversionCommon Stock | 15,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003078 · edgar.xml · nonDerivative · entry 2 Sincerbeaux Scott J · CIK 0001810183 · Former CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: RSUs converted into common stock on a one-for-one basis. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:43 UTC |
Sincerbeaux Scott JFormer CEO & President
|
Disposition to issuerCommon Stock | 23,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003078 · edgar.xml · nonDerivative · entry 1 Sincerbeaux Scott J · CIK 0001810183 · Former CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,667 F1 · shares: On April 27, 2020, the reporting person was granted 35,000 restricted shares of Escalade under the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan), subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 11,667 restricted shares vested, and the remaining 23,333 restricted shares were forfeited, as reported in this Form 4. F1 · price: On April 27, 2020, the reporting person was granted 35,000 restricted shares of Escalade under the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan), subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 11,667 restricted shares vested, and the remaining 23,333 restricted shares were forfeited, as reported in this Form 4. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:40 UTC |
Franklin Katherine F.Director
|
GrantRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003077 · edgar.xml · derivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 3,333 shares Expires 2023-03-04 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F2 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, which will vest one-half on March 4, 2022 and one-half on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:39 UTC |
Glazer Walter P. Jr.Director · Interim CEO
|
GrantRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003076 · edgar.xml · derivative · entry 5 Glazer Walter P. Jr. · CIK 0001640328 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 3,333 shares Expires 2023-03-04 F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F4 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which one-half will vest on March 4, 2022 and one-half on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.