Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESCALADE INCESCA · Entity 6032 | Director | May 06, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESCALADE INC
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,979.783 |
Ending reported balance
After 2026-05-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-07 · Exercise / conversion · Acquired 2,250 · Balance 32,829.783 F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Row 2 · 2026-05-08 · Exercise / conversion · Acquired 2,150 · Balance 34,979.783 F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-05-06 | Direct | 5,000 |
Reported balance
After 2026-05-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-06 · Grant · Acquired 5,000 · Balance 5,000 F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F5: On May 6, 2026, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 6, 2027 and one half on May 6, 2028, provided that the reporting person remains a director of Escalade. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-05-07 | Direct | 2,250 |
Reported balance
After 2026-05-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-05-07 · Exercise / conversion · Disposed 2,250 · Balance 2,250 F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F6: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half vested on May 7, 2026 and one half will vest on May 7, 2027, provided that the reporting person remains a director of Escalade. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-05-08 | Direct | 0 |
Reported balance
After 2026-05-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-05-08 · Exercise / conversion · Disposed 2,150 · Balance 0 F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F7: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 and the remaining 2,150 RSUs vested and settled on May 8, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 223,842 |
Reported balance
Holding disclosure · report date 2026-05-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 223,842 F2: Ms. Franklin disclaims beneficial ownership in shares held by a revocable trust owned by her father, except to the extent of her pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 309,213 |
Reported balance
Holding disclosure · report date 2026-05-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 309,213 F3: Ms. Franklin disclaims beneficial ownership in shares held by a revocable trust owned by her mother, except to the extent of her pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: Ms. Franklin disclaims beneficial ownership in shares held by a revocable trust owned by her father, except to the extent of her pecuniary interest therein.
F3: Ms. Franklin disclaims beneficial ownership in shares held by a revocable trust owned by her mother, except to the extent of her pecuniary interest therein.
F4: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F5: On May 6, 2026, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 6, 2027 and one half on May 6, 2028, provided that the reporting person remains a director of Escalade.
F6: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half vested on May 7, 2026 and one half will vest on May 7, 2027, provided that the reporting person remains a director of Escalade.
F7: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 and the remaining 2,150 RSUs vested and settled on May 8, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 8, 2026 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001812157-26-000003 · form4-05082026_040512.xml · derivative · entry 7 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires 2026-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F7 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 and the remaining 2,150 RSUs vested and settled on May 8, 2026. Read SEC document |
| May 08, 2026 Filed May 8, 2026 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 2,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001812157-26-000003 · form4-05082026_040512.xml · nonDerivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,979.783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| May 07, 2026 Filed May 8, 2026 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001812157-26-000003 · form4-05082026_040512.xml · derivative · entry 6 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,250 shares Expires 2027-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F6 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half vested on May 7, 2026 and one half will vest on May 7, 2027, provided that the reporting person remains a director of Escalade. Read SEC document |
| May 07, 2026 Filed May 8, 2026 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 2,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001812157-26-000003 · form4-05082026_040512.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,829.783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| May 06, 2026 Filed May 8, 2026 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001812157-26-000003 · form4-05082026_040512.xml · derivative · entry 5 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-05-06 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F5 · derivative.exercise_date: On May 6, 2026, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 6, 2027 and one half on May 6, 2028, provided that the reporting person remains a director of Escalade. Read SEC document |
| May 10, 2025 Filed May 12, 2025 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 2,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-012682 · form4-05122025_050512.xml · derivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,650 shares Expires 2025-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F3 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested on May 10, 2025 and settled on May 12, 2025 as reported on this Form 4. As previously reported, the other 2,650 RSUs vested and settled on May 10, 2024. Read SEC document |
| May 10, 2025 Filed May 12, 2025 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 2,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-012682 · form4-05122025_050512.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,579.783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| May 08, 2025 Filed May 9, 2025 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-012534 · form4-05092025_050504.xml · derivative · entry 3 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,150 Underlying: Common Stock · 2,150 shares Expires 2026-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F4 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 as reported on this Form 4. The remaining 2,150 RSUs will vest on May 8, 2026, provided that the reporting person remains a director of Escalade. Read SEC document |
| May 08, 2025 Filed May 9, 2025 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 2,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-012534 · form4-05092025_050504.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,929.783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| May 07, 2025 Filed May 9, 2025 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-012534 · form4-05092025_050504.xml · derivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2027-05-07 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F3 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 7, 2026 and one half on May 7, 2027, provided that the reporting person remains a director of Escalade. Read SEC document |
| May 10, 2024 Filed May 10, 2024 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 2,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012888 · form4-05102024_050508.xml · derivative · entry 3 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,650 Underlying: Common Stock · 2,650 shares Expires 2025-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F4 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested and settled on May 10, 2024 as reported on this Form 4. The remaining 2,650 RSUs will vest on May 10, 2025, provided that the reporting person remains a director of Escalade. Read SEC document |
| May 10, 2024 Filed May 10, 2024 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 2,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-012888 · form4-05102024_050508.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,779.783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| May 08, 2024 Filed May 10, 2024 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012888 · form4-05102024_050508.xml · derivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,300 Underlying: Common Stock · 4,300 shares Expires 2026-05-08 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F3 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 8, 2025 and one half on May 8, 2026, provided that the reporting person remains a director of Escalade. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 21:32 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006682 · form4-03052024_040359.xml · derivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2024-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 vested and settled on March 2, 2023, as previously reported. The remaining 2,500 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported in this Form 4. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 21:32 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-006682 · form4-03052024_040359.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,129.783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| December 18, 2023 Filed Feb 26, 2024 23:02 UTC | ESCALADE INC ESCA · Entity 6032 | GrantCommon Stock | 803.783 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005308 · form4-02262024_110210.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,629.783 F1 · price: On December 18, 2023, Ms. Franklin received 803.783 shares as a gift from her mother. Read SEC document |
| May 24, 2023 Filed May 25, 2023 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | GrantCommon Stock | 2,068 | $11.46 | $23,699.28 |
DisclosureSEC source: 0001415889-23-008815 · form4-05252023_050503.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,826 F1 · shares: The grant of ESCA common stock is in lieu of cash compensation. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 5,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007905 · form4-05122023_040514.xml · derivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires 2025-05-10 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F2 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 10, 2024 and one half on May 10, 2025, provided that the reporting person remains a director of Escalade. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 22:03 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004332 · form4-03062023_100315.xml · derivative · entry 4 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F4 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 22:03 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-004332 · form4-03062023_100315.xml · nonDerivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:03 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004332 · form4-03062023_100315.xml · derivative · entry 3 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2024-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 vested and settled on March 2, 2023, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2024, provided that the reporting person remains a director of Escalade. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:03 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-004332 · form4-03062023_100315.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| May 15, 2022 Filed May 16, 2022 22:20 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005066 · form4-05162022_030527.xml · derivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,425 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). F3 · derivative.exercise_date: On May 15, 2020, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on May 15, 2021, as previously reported, and the remaining 1,425 RSUs vested and settled on May 15, 2022, as reported in this Form 4. All RSUs settled in shares of ESCA common stock. Read SEC document |
| May 15, 2022 Filed May 16, 2022 22:20 UTC | ESCALADE INC ESCA · Entity 6032 | GrantCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-005066 · form4-05162022_030527.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,591 F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| May 10, 2022 Filed May 11, 2022 20:33 UTC | ESCALADE INC ESCA · Entity 6032 | GrantCommon Stock | 1,809 | $13.10 | $23,697.90 |
DisclosureSEC source: 0001415889-22-004843 · form4-05112022_010507.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,166 F1 · shares: The grant of ESCA common stock is in lieu of cash compensation. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. Read SEC document |
| March 04, 2022 Filed Mar 4, 2022 22:00 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002557 · form4-03042022_050302.xml · derivative · entry 3 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 1,666 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F4 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 04, 2022 Filed Mar 4, 2022 22:00 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002557 · form4-03042022_050302.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:00 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002557 · form4-03042022_050302.xml · derivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-03-02 F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade. Read SEC document |
| December 23, 2021 Filed Feb 23, 2022 22:26 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001684 · form5-02232022_020216.xml · nonDerivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,691 Read SEC document |
| May 24, 2021 Filed Feb 23, 2022 22:26 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001684 · form5-02232022_020216.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,056 Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:11 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005480 · edgar.xml · derivative · entry 3 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425 Underlying: Common Stock · 1,425 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) converted into common stock on a one-for-one basis. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock pursuant to the Escalade 2017 Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F4 · derivative.exercise_date: On May 15, 2020, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, one-half (1,425) of which vested and settled on May 15, 2021 as reported in this Form 4. The remaining RSUs will vest on May 15, 2022, provided that the reporting person remains a director of Escalade as of such vesting date. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:11 UTC | ESCALADE INC ESCA · Entity 6032 | GrantCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-005480 · edgar.xml · nonDerivative · entry 2 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,013 F2 · price: Each Restricted Stock Unit (RSU) converted into common stock on a one-for-one basis. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:11 UTC | ESCALADE INC ESCA · Entity 6032 | GrantCommon Stock | 588 | $23.79 | $13,988.52 |
DisclosureSEC source: 0001179110-21-005480 · edgar.xml · nonDerivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,588 F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:40 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003077 · edgar.xml · derivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 3,333 shares Expires 2023-03-04 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F2 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, which will vest one-half on March 4, 2022 and one-half on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. Read SEC document |
| May 15, 2020 Filed May 18, 2020 23:12 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006255 · edgar.xml · derivative · entry 1 Franklin Katherine F. · CIK 0001812157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Underlying: Common Stock · 2,850 shares Expires 2022-05-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F2 · derivative.exercise_date: On May 15, 2020, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, which will vest one-half on May 15, 2021 and one-half on May 15, 2022, provided that the reporting person remains a director of Escalade as of such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.