Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESCALADE INCESCA · Entity 6032 | Director · PRESIDENT & CEO · 10% owner | June 11, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESCALADE INC
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 579,455.229 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Gift · Disposed 1,000 · Balance 579,455.229 |
| Common StockSEC Table I · non-derivative | IndirectBy adult son | 4,289 |
Reported balance
After 2026-06-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-06-11 · Gift · Acquired 1,000 · Balance 4,289 F1: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Indirectby UTMA custodian for adult daughter | 1,289 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,289 F2: Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Irevocable Trust | 614,964.629 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 614,964.629 F3: Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Limited Partnership | 1,326,736 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,326,736 F4: This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 300,000 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 300,000 F5: Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.
F2: Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.
F3: Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
F4: This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.
F5: Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2026 Filed Jun 12, 2026 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463197-26-000014 · form4-06122026_040617.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By adult son Disclosed balance after: 4,289 F1 · ownership.nature: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463197-26-000014 · form4-06122026_040617.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 579,455.229 Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001463197-26-000009 · form4-04072026_040409.xml · derivative · entry 7 Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 2,100 shares Expires 2027-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F8 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,100 RSUs vested and settled on April 3, 2025 and 2,100 RSUs vested and settled on April 3, 2026. The remaining 2,100 RSUs will vest on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 2,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463197-26-000009 · form4-04072026_040409.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 580,455.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 11, 2026 Filed Mar 12, 2026 20:31 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001463197-26-000007 · form4-03122026_040327.xml · derivative · entry 7 Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,680 Underlying: Common Stock · 1,840 shares Expires 2028-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F7 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F8 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 5,520 RSUs pursuant to the Escalade 2017 Plan, of which 1,840 RSUs vested on March 11, 2026. An additional 1,840 RSUs will vest on March 11, 2027 and 1,840 RSUs will vest on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade. Read SEC document |
| March 11, 2026 Filed Mar 12, 2026 20:31 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463197-26-000007 · form4-03122026_040327.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 578,355.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 20:30 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 18,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001463197-26-000005 · form4-03092026_040301.xml · derivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,480 Underlying: Common Stock · 18,480 shares Expires 2029-03-05 F1 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F2 · derivative.exercise_date: On March 5, 2026, the reporting person was granted 18,480 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 5, 2027, one third on March 5, 2028 and one third on March 5, 2029, provided that the reporting person remains an employee, director or consultant of Escalade. Read SEC document |
| March 03, 2026 Filed Mar 3, 2026 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001463197-26-000003 · form4-03032026_040302.xml · derivative · entry 8 Griffin Patrick J · CIK 0001463197 · Director · INTERIM PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,850 shares Expires 2026-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F8 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F9 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 and an additional 1,850 RSUs vested and settled on March 3, 2025, as previously reported. The remaining 1,850 RSUs vested and settled on March 3, 2026, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 03, 2026 Filed Mar 3, 2026 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463197-26-000003 · form4-03032026_040302.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · INTERIM PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 576,515.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | GrantCommon Stock | 11,263 | $14.40 | $162,187.20 |
DisclosureSEC source: 0001463197-26-000003 · form4-03032026_040302.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · INTERIM PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 574,665.229 F1 · price: The grant of ESCA common stock is in lieu of cash payment of the 2025 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 1,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-016009 · form4-06062025_050601.xml · nonDerivative · entry 3 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · by UTMA custodian for adult daughter Disclosed balance after: 1,289 F1 · price: On June 5, 2025, Mr. Griffin gifted 1,289 shares each to his adult son and daughter, a total of 2,578 shares. F3 · ownership.nature: Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 1,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-016009 · form4-06062025_050601.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By adult son Disclosed balance after: 3,289 F1 · price: On June 5, 2025, Mr. Griffin gifted 1,289 shares each to his adult son and daughter, a total of 2,578 shares. F2 · ownership.nature: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 21:00 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 2,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-016009 · form4-06062025_050601.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 563,402.229 F1 · price: On June 5, 2025, Mr. Griffin gifted 1,289 shares each to his adult son and daughter, a total of 2,578 shares. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-010229 · form4-04042025_050401.xml · derivative · entry 6 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,200 Underlying: Common Stock · 4,200 shares Expires 2027-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F7 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,100 RSUs vested and settled on April 3, 2025 as reported in this Form 4. The remaining 4,200 RSUs will vest one half on April 3, 2026 and one half on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 2,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-010229 · form4-04042025_050401.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565,980.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 01:00 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 5,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-007968 · form4-03122025_090306.xml · derivative · entry 6 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,520 Underlying: Common Stock · 5,520 shares Expires 2028-03-11 F6 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F7 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 5,520 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 11, 2026 , one third on March 11, 2027 and one third on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 01:00 UTC | ESCALADE INC ESCA · Entity 6032 | GrantCommon Stock | 8,265 | $14.98 | $123,809.70 |
DisclosureSEC source: 0001415889-25-007968 · form4-03122025_090306.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 563,880.229 F1 · price: The grant of ESCA common stock is in lieu of cash payment of the 2024 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006544 · form4-03042025_040317.xml · derivative · entry 8 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,850 Underlying: Common Stock · 1,850 shares Expires 2026-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F6 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F8 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 , as previously reported. An additional 1,850 RSUs vested and settled on March 3, 2025, as reported on this Form 4. The remaining 1,850 RSUs will vest on March 3, 2026, provided that the reporting person remains an officer or director of Escalade. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006544 · form4-03042025_040317.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 555,615.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 02, 2025 Filed Mar 4, 2025 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006544 · form4-03042025_040317.xml · derivative · entry 7 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F6 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F7 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested on March 2, 2023 and 1,667 RSUs vested on March 2, 2024, as previously reported . An additional 1,667 RSUs vested on March 2, 2025 and settled on March 3, 2025, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 02, 2025 Filed Mar 4, 2025 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006544 · form4-03042025_040317.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 553,765.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| April 03, 2024 Filed Apr 4, 2024 22:30 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 6,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010333 · form4-04042024_060410.xml · derivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires 2027-04-03 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F2 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on April 3, 2025, one third on April 3, 2026 and one third on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:32 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006689 · form4-03052024_040327.xml · derivative · entry 7 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,032 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F6 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022 and 1,032 RSUs vested and settled on March 4, 2023, as previously reported. The remaining 1,032 RSUs vested and settled on March 4, 2024, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:32 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-006689 · form4-03052024_040327.xml · nonDerivative · entry 3 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 552,098.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 03, 2024 Filed Mar 5, 2024 21:32 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006689 · form4-03052024_040327.xml · derivative · entry 8 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,700 Underlying: Common Stock · 1,850 shares Expires 2026-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F7 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which one third vested on March 3, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 3,700 RSUs will vest one half on March 3, 2025 and one half on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 03, 2024 Filed Mar 5, 2024 21:32 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-006689 · form4-03052024_040327.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,066.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 21:32 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006689 · form4-03052024_040327.xml · derivative · entry 6 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 1,667 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F5 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 2, 2023, as previously reported . An additional 1,667 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 1,667 RSUs will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 21:32 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-006689 · form4-03052024_040327.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 549,216.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 01:00 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 879 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016499 · form4-12142023_081204.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 547,549.229 F1 · price: On December 14, 2023, Mr. Griffin received 879 shares as a gift from his father, Mr. Robert E. Griffin. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 21:58 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 9 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032 Underlying: Common Stock · 1,032 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F8 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as previously reported. Of the remaining 2,064 RSUs, 1,032 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4, and the other half will vest on March 4, 2024, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 21:58 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 8 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F7 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 3,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,000 RSUs previously vested and settled, as previously reported. The remaining 1,000 RSUs vested on March 4, 2023 and settled on March 6, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 21:58 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 4 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,670.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 04, 2023 Filed Mar 6, 2023 21:58 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 3 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,670.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:58 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 10 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,550 Underlying: Common Stock · 5,550 shares Expires 2026-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F9 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 3, 2024, one third on March 3, 2025 and one third on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:58 UTC | ESCALADE INC ESCA · Entity 6032 | GrantCommon Stock | 8,842 | $12.78 | $113,000.76 |
DisclosureSEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,638.229 F2 · price: The grant of ESCA common stock is in lieu of cash payment of the 2022 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:58 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,796.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| December 23, 2022 Filed Dec 27, 2022 23:23 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 3,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-013023 · form4-12272022_111239.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,130.229 F1 · price: On December 23, 2022, Mr. Griffin received 3,258 shares as a gift from his father, Mr. Robert E. Griffin. Read SEC document |
| March 08, 2022 Filed Mar 8, 2022 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 568 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002753 · form4-03082022_040307.xml · derivative · entry 6 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 568 shares Expires 2022-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F6 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 1,700 RSUs pursuant to the Escalade 2017 Plan, of which 568 RSUs vested and settled on March 8, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. As previously reported, 566 RSUs vested and settled on each of March 8, 2020 and March 8, 2021. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 08, 2022 Filed Mar 8, 2022 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002753 · form4-03082022_040307.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,872.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 06, 2022 Filed Mar 8, 2022 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002753 · form4-03082022_040307.xml · derivative · entry 5 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,100 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F5 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 2,100 RSUs pursuant to the Escalade 2017 Plan, which RSUs vested and settled in full on March 6, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 06, 2022 Filed Mar 8, 2022 21:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 2,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002753 · form4-03082022_040307.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,304.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 04, 2022 Filed Mar 4, 2022 23:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002581 · form4-03042022_030313.xml · derivative · entry 7 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,064 Underlying: Common Stock · 1,031 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F7 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as reported in this Form 4. One half of the remaining 2,064 RSUs will vest and settle on March 4, 2023 and the other half will vest and settle on March 4, 2024, provided that the reporting person remains an officer or director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 04, 2022 Filed Mar 4, 2022 23:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002581 · form4-03042022_030313.xml · derivative · entry 6 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F6 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 3,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,000 RSUs vested and settled on March 4, 2021. An additional 1,000 RSUs vested and settled on March 4, 2022, as reported on this Form 4. The remaining 1,000 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains an officer or director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock. Read SEC document |
| March 04, 2022 Filed Mar 4, 2022 23:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002581 · form4-03042022_030313.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,204.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 04, 2022 Filed Mar 4, 2022 23:30 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-002581 · form4-03042022_030313.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,173.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 23:30 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002581 · form4-03042022_030313.xml · derivative · entry 5 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-03-02 F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F5 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer or director of Escalade. Read SEC document |
| March 02, 2022 Filed Mar 6, 2023 21:58 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 7 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 1,666 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F6 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 2, 2023, as reported on this Form 4. One half of the remaining 3,334 RSUs will vest on March 2, 2024 and the other half will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:10 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 1,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000028 · form4-01032022_040115.xml · nonDerivative · entry 1 Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,173.229 F1 · price: On December 31, 2021, Mr. Griffin received 1,912 shares as a gift from his father, Mr. Robert E. Griffin. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 00:17 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003080 · edgar.xml · derivative · entry 7 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568 Underlying: Common Stock · 566 shares Expires 2022-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F5 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 1,700 RSUs, subject to vesting in one-third increments on each of March 8, 2020, March 8, 2021, and March 8, 2022, if (1) the reporting person remained employed by Escalade on the applicable vesting date, and (2) certain market performance conditions established by the Compensation Committee of the Escalade Board of Directors were satisfied. The reporting person has been continuously employed by Escalade through March 8, 2021 and the market performance conditions were satisfied as of August 10, 2020. One-third (566) of the RSUs previously vested and settled as reported in a Form 4 filed on March 9, 2020 and a Form 4 filed August 12, 2020. This Form 4 reports the vesting and settlement of an additional 566 RSUs on March 8, 2021. The remaining RSUs will vest on March 8, 2022. provided that the reporting person is still employed on the applicable vesting date. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 00:17 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003080 · edgar.xml · nonDerivative · entry 2 Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,261.229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.