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Griffin Patrick J

Disclosed activity across 1 company

Tapewire entity
39118
SEC CIK
0001463197

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESCALADE INCESCA · Entity 6032Director · PRESIDENT & CEO · 10% ownerJune 11, 2026June 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESCALADE INC

Report date June 11, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect579,455.229 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Gift · Disposed 1,000 · Balance 579,455.229

Common StockSEC Table I · non-derivativeIndirectBy adult son4,289 Reported balance After 2026-06-11 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-06-11 · Gift · Acquired 1,000 · Balance 4,289

F1: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectby UTMA custodian for adult daughter1,289 Reported balance Holding disclosure · report date 2026-06-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,289

F2: Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Irevocable Trust614,964.629 Reported balance Holding disclosure · report date 2026-06-11 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 614,964.629

F3: Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.

Common StockSEC Table I · non-derivativeIndirectBy Family Limited Partnership1,326,736 Reported balance Holding disclosure · report date 2026-06-11 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,326,736

F4: This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Revocable Trust300,000 Reported balance Holding disclosure · report date 2026-06-11 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 300,000

F5: Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.

F2: Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.

F3: Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.

F4: This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.

F5: Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 12, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000014 · form4-06122026_040617.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By adult son

Disclosed balance after: 4,289

F1 · ownership.nature: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000014 · form4-06122026_040617.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,455.229

Read SEC document
April 03, 2026 Filed Apr 7, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000009 · form4-04072026_040409.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F8 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,100 RSUs vested and settled on April 3, 2025 and 2,100 RSUs vested and settled on April 3, 2026. The remaining 2,100 RSUs will vest on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001463197-26-000009 · form4-04072026_040409.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580,455.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 11, 2026 Filed Mar 12, 2026 20:31 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,840 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000007 · form4-03122026_040327.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,680

Underlying: Common Stock · 1,840 shares

Expires 2028-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F7 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F8 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 5,520 RSUs pursuant to the Escalade 2017 Plan, of which 1,840 RSUs vested on March 11, 2026. An additional 1,840 RSUs will vest on March 11, 2027 and 1,840 RSUs will vest on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
March 11, 2026 Filed Mar 12, 2026 20:31 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001463197-26-000007 · form4-03122026_040327.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,355.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 18,480 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000005 · form4-03092026_040301.xml · derivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,480

Underlying: Common Stock · 18,480 shares

Expires 2029-03-05

F1 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F2 · derivative.exercise_date: On March 5, 2026, the reporting person was granted 18,480 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 5, 2027, one third on March 5, 2028 and one third on March 5, 2029, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
March 03, 2026 Filed Mar 3, 2026 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,850 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000003 · form4-03032026_040302.xml · derivative · entry 8

Griffin Patrick J · CIK 0001463197 · Director · INTERIM PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,850 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F8 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F9 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 and an additional 1,850 RSUs vested and settled on March 3, 2025, as previously reported. The remaining 1,850 RSUs vested and settled on March 3, 2026, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 03, 2026 Filed Mar 3, 2026 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001463197-26-000003 · form4-03032026_040302.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · INTERIM PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,515.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:30 UTC ESCALADE INC ESCA · Entity 6032 GrantCommon Stock 11,263 $14.40 $162,187.20
Disclosure

SEC source: 0001463197-26-000003 · form4-03032026_040302.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · INTERIM PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,665.229

F1 · price: The grant of ESCA common stock is in lieu of cash payment of the 2025 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:00 UTC ESCALADE INC ESCA · Entity 6032 GiftCommon Stock 1,289 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016009 · form4-06062025_050601.xml · nonDerivative · entry 3

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · by UTMA custodian for adult daughter

Disclosed balance after: 1,289

F1 · price: On June 5, 2025, Mr. Griffin gifted 1,289 shares each to his adult son and daughter, a total of 2,578 shares.

F3 · ownership.nature: Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:00 UTC ESCALADE INC ESCA · Entity 6032 GiftCommon Stock 1,289 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016009 · form4-06062025_050601.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By adult son

Disclosed balance after: 3,289

F1 · price: On June 5, 2025, Mr. Griffin gifted 1,289 shares each to his adult son and daughter, a total of 2,578 shares.

F2 · ownership.nature: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:00 UTC ESCALADE INC ESCA · Entity 6032 GiftCommon Stock 2,578 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016009 · form4-06062025_050601.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,402.229

F1 · price: On June 5, 2025, Mr. Griffin gifted 1,289 shares each to his adult son and daughter, a total of 2,578 shares.

Read SEC document
April 03, 2025 Filed Apr 4, 2025 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010229 · form4-04042025_050401.xml · derivative · entry 6

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 4,200 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,100 RSUs vested and settled on April 3, 2025 as reported in this Form 4. The remaining 4,200 RSUs will vest one half on April 3, 2026 and one half on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
April 03, 2025 Filed Apr 4, 2025 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-010229 · form4-04042025_050401.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,980.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 01:00 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 5,520 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007968 · form4-03122025_090306.xml · derivative · entry 6

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,520

Underlying: Common Stock · 5,520 shares

Expires 2028-03-11

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 5,520 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 11, 2026 , one third on March 11, 2027 and one third on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 01:00 UTC ESCALADE INC ESCA · Entity 6032 GrantCommon Stock 8,265 $14.98 $123,809.70
Disclosure

SEC source: 0001415889-25-007968 · form4-03122025_090306.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,880.229

F1 · price: The grant of ESCA common stock is in lieu of cash payment of the 2024 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,850 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006544 · form4-03042025_040317.xml · derivative · entry 8

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Common Stock · 1,850 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F8 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 , as previously reported. An additional 1,850 RSUs vested and settled on March 3, 2025, as reported on this Form 4. The remaining 1,850 RSUs will vest on March 3, 2026, provided that the reporting person remains an officer or director of Escalade. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006544 · form4-03042025_040317.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,615.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006544 · form4-03042025_040317.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested on March 2, 2023 and 1,667 RSUs vested on March 2, 2024, as previously reported . An additional 1,667 RSUs vested on March 2, 2025 and settled on March 3, 2025, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 02, 2025 Filed Mar 4, 2025 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006544 · form4-03042025_040317.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,765.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
April 03, 2024 Filed Apr 4, 2024 22:30 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 6,300 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010333 · form4-04042024_060410.xml · derivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires 2027-04-03

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on April 3, 2025, one third on April 3, 2026 and one third on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:32 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,032 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006689 · form4-03052024_040327.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,032 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022 and 1,032 RSUs vested and settled on March 4, 2023, as previously reported. The remaining 1,032 RSUs vested and settled on March 4, 2024, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:32 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006689 · form4-03052024_040327.xml · nonDerivative · entry 3

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,098.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:32 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,850 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006689 · form4-03052024_040327.xml · derivative · entry 8

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 1,850 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which one third vested on March 3, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 3,700 RSUs will vest one half on March 3, 2025 and one half on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 21:32 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006689 · form4-03052024_040327.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,066.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:32 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006689 · form4-03052024_040327.xml · derivative · entry 6

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,667 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 2, 2023, as previously reported . An additional 1,667 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 1,667 RSUs will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:32 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006689 · form4-03052024_040327.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,216.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 01:00 UTC ESCALADE INC ESCA · Entity 6032 GiftCommon Stock 879 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016499 · form4-12142023_081204.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547,549.229

F1 · price: On December 14, 2023, Mr. Griffin received 879 shares as a gift from his father, Mr. Robert E. Griffin.

Read SEC document
March 04, 2023 Filed Mar 6, 2023 21:58 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,032 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 9

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032

Underlying: Common Stock · 1,032 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F8 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as previously reported. Of the remaining 2,064 RSUs, 1,032 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4, and the other half will vest on March 4, 2024, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 04, 2023 Filed Mar 6, 2023 21:58 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 8

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 3,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,000 RSUs previously vested and settled, as previously reported. The remaining 1,000 RSUs vested on March 4, 2023 and settled on March 6, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 04, 2023 Filed Mar 6, 2023 21:58 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 4

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,670.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 04, 2023 Filed Mar 6, 2023 21:58 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 3

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,670.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:58 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 5,550 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 10

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 5,550 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F9 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 3, 2024, one third on March 3, 2025 and one third on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:58 UTC ESCALADE INC ESCA · Entity 6032 GrantCommon Stock 8,842 $12.78 $113,000.76
Disclosure

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,638.229

F2 · price: The grant of ESCA common stock is in lieu of cash payment of the 2022 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:58 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,796.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
December 23, 2022 Filed Dec 27, 2022 23:23 UTC ESCALADE INC ESCA · Entity 6032 GiftCommon Stock 3,258 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-013023 · form4-12272022_111239.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,130.229

F1 · price: On December 23, 2022, Mr. Griffin received 3,258 shares as a gift from his father, Mr. Robert E. Griffin.

Read SEC document
March 08, 2022 Filed Mar 8, 2022 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 568 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002753 · form4-03082022_040307.xml · derivative · entry 6

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 568 shares

Expires 2022-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 1,700 RSUs pursuant to the Escalade 2017 Plan, of which 568 RSUs vested and settled on March 8, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. As previously reported, 566 RSUs vested and settled on each of March 8, 2020 and March 8, 2021. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 08, 2022 Filed Mar 8, 2022 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 568 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002753 · form4-03082022_040307.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,872.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002753 · form4-03082022_040307.xml · derivative · entry 5

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,100 shares

Expires 2022-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 2,100 RSUs pursuant to the Escalade 2017 Plan, which RSUs vested and settled in full on March 6, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 21:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002753 · form4-03082022_040307.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,304.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 23:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,031 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002581 · form4-03042022_030313.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 1,031 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F7 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as reported in this Form 4. One half of the remaining 2,064 RSUs will vest and settle on March 4, 2023 and the other half will vest and settle on March 4, 2024, provided that the reporting person remains an officer or director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 23:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002581 · form4-03042022_030313.xml · derivative · entry 6

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 3,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,000 RSUs vested and settled on March 4, 2021. An additional 1,000 RSUs vested and settled on March 4, 2022, as reported on this Form 4. The remaining 1,000 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains an officer or director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 23:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002581 · form4-03042022_030313.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,204.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 23:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002581 · form4-03042022_030313.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,173.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 23:30 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002581 · form4-03042022_030313.xml · derivative · entry 5

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2025-03-02

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer or director of Escalade.

Read SEC document
March 02, 2022 Filed Mar 6, 2023 21:58 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004328 · form4-03062023_090335.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 1,666 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F6 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 2, 2023, as reported on this Form 4. One half of the remaining 3,334 RSUs will vest on March 2, 2024 and the other half will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:10 UTC ESCALADE INC ESCA · Entity 6032 GiftCommon Stock 1,912 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000028 · form4-01032022_040115.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · VICE PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,173.229

F1 · price: On December 31, 2021, Mr. Griffin received 1,912 shares as a gift from his father, Mr. Robert E. Griffin.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 00:17 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003080 · edgar.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568

Underlying: Common Stock · 566 shares

Expires 2022-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F5 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 1,700 RSUs, subject to vesting in one-third increments on each of March 8, 2020, March 8, 2021, and March 8, 2022, if (1) the reporting person remained employed by Escalade on the applicable vesting date, and (2) certain market performance conditions established by the Compensation Committee of the Escalade Board of Directors were satisfied. The reporting person has been continuously employed by Escalade through March 8, 2021 and the market performance conditions were satisfied as of August 10, 2020. One-third (566) of the RSUs previously vested and settled as reported in a Form 4 filed on March 9, 2020 and a Form 4 filed August 12, 2020. This Form 4 reports the vesting and settlement of an additional 566 RSUs on March 8, 2021. The remaining RSUs will vest on March 8, 2022. provided that the reporting person is still employed on the applicable vesting date.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 00:17 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 566 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-003080 · edgar.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,261.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.