Tapewire

Nasdaq · USD

ESCA

ESCALADE INC

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Tapewire entity
6032
SEC CIK
0000033488
Parsed reports
270

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2026 Filed Aug 13, 2026 21:00 UTC SaleCommon Stock 2,373 $20.99 $49,804.52
Disclosure

SEC source: 0001289071-26-000006 · form4-08132026_050801.xml · nonDerivative · entry 3

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,452

F3 · price: This transaction was executed in multiple trades at prices ranging from $20.95 to $21.15. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Read SEC document
August 12, 2026 Filed Aug 13, 2026 21:00 UTC SaleCommon Stock 362 $20.96 $7,588.68
Disclosure

SEC source: 0001289071-26-000006 · form4-08132026_050801.xml · nonDerivative · entry 2

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,825

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.95 to $20.9875. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Read SEC document
August 11, 2026 Filed Aug 13, 2026 21:00 UTC SaleCommon Stock 30,315 $20.98 $635,860.16
Disclosure

SEC source: 0001289071-26-000006 · form4-08132026_050801.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,187

F1 · price: This transaction was executed in multiple trades at prices ranging from $20.95 to $21.21. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 20:30 UTC SaleCommon Stock 5,000 $22.27 $111,359.00
Disclosure

SEC source: 0001356214-26-000007 · form4-08072026_040801.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,794

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.16 to $22.45. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 20:30 UTC SaleCommon Stock 16,374 $21.08 $345,108.25
Disclosure

SEC source: 0001640328-26-000015 · form4-08062026_040805.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,380

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.00 to $21.41. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 20:30 UTC
Wawrin StephenCHIEF FINANCIAL OFFICER
SaleCommon Stock 3,177 $21.40 $67,998.92
Disclosure

SEC source: 0001626624-26-000013 · form4-08062026_040801.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Read SEC document
June 11, 2026 Filed Jun 12, 2026 20:30 UTC
Griffin Patrick JDirector · PRESIDENT & CEO · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000014 · form4-06122026_040617.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By adult son

Disclosed balance after: 4,289

F1 · ownership.nature: Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 20:30 UTC
Griffin Patrick JDirector · PRESIDENT & CEO · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000014 · form4-06122026_040617.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,455.229

Read SEC document
June 01, 2026 Filed Jun 1, 2026 20:30 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001356214-26-000005 · form4-06012026_040601.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,794

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:30 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001356214-26-000005 · form4-06012026_040601.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,794

Read SEC document
May 08, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,150 $0.00 $0.00
Disclosure

SEC source: 0001289071-26-000003 · form4-05082026_040510.xml · derivative · entry 6

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150 shares

Expires 2026-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F6 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 and the remaining 2,150 RSUs vested and settled on May 8, 2026.

Read SEC document
May 08, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionCommon Stock 2,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001289071-26-000003 · form4-05082026_040510.xml · nonDerivative · entry 2

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 08, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,150 $0.00 $0.00
Disclosure

SEC source: 0001812157-26-000003 · form4-05082026_040512.xml · derivative · entry 7

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150 shares

Expires 2026-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F7 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 and the remaining 2,150 RSUs vested and settled on May 8, 2026.

Read SEC document
May 08, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionCommon Stock 2,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001812157-26-000003 · form4-05082026_040512.xml · nonDerivative · entry 2

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,979.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 08, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,150 $0.00 $0.00
Disclosure

SEC source: 0001356214-26-000003 · form4-05082026_040509.xml · derivative · entry 5

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150 shares

Expires 2026-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F5 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 and the remaining 2,150 RSUs vest and settled on May 8, 2026.

Read SEC document
May 08, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionCommon Stock 2,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001356214-26-000003 · form4-05082026_040509.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 08, 2026 Filed May 11, 2026 20:33 UTC SaleCommon Stock 1,048 $19.80 $20,755.33
Disclosure

SEC source: 0001640328-26-000012 · form4-05112026_080523.xml · nonDerivative · entry 2

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,754

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001289071-26-000003 · form4-05082026_040510.xml · derivative · entry 5

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2028-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F5 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half vested on May 7, 2026 and one half will vest on May 7, 2027, provided that the reporting person remains a director of Escalade.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001289071-26-000003 · form4-05082026_040510.xml · nonDerivative · entry 1

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001812157-26-000003 · form4-05082026_040512.xml · derivative · entry 6

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F6 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half vested on May 7, 2026 and one half will vest on May 7, 2027, provided that the reporting person remains a director of Escalade.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001812157-26-000003 · form4-05082026_040512.xml · nonDerivative · entry 1

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,829.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001640328-26-000010 · form4-05082026_040507.xml · derivative · entry 6

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F5 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan for service as a non-employee Escalade director, of which one half of the RSUs vested on May 7, 2026 and one half will vest on May 7, 2027, provided that the reporting person remains a director of Escalade.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001640328-26-000010 · form4-05082026_040507.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001356214-26-000003 · form4-05082026_040509.xml · derivative · entry 4

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F4 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half vested on May 7, 2026 and one half will vest on May 7, 2027, provided that the reporting person remains a director of Escalade.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001356214-26-000003 · form4-05082026_040509.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 07, 2026 Filed May 11, 2026 20:33 UTC SaleCommon Stock 32,578 $19.83 $646,135.76
Disclosure

SEC source: 0001640328-26-000012 · form4-05112026_080523.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,802

Read SEC document
May 06, 2026 Filed May 8, 2026 20:30 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001289071-26-000003 · form4-05082026_040510.xml · derivative · entry 4

Williams Edward E · CIK 0001289071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-05-06

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F4 · derivative.exercise_date: On May 6, 2026, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 6, 2027 and one half on May 6, 2028, provided that the reporting person remains a director of Escalade.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:30 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001812157-26-000003 · form4-05082026_040512.xml · derivative · entry 5

Franklin Katherine F. · CIK 0001812157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-05-06

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F5 · derivative.exercise_date: On May 6, 2026, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 6, 2027 and one half on May 6, 2028, provided that the reporting person remains a director of Escalade.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:30 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001640328-26-000010 · form4-05082026_040507.xml · derivative · entry 5

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-05-06

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F4 · derivative.exercise_date: On May 6, 2026, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 6, 2027 and one half on May 6, 2028, provided that the reporting person remains a director of Escalade.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:30 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001356214-26-000003 · form4-05082026_040509.xml · derivative · entry 3

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-05-06

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F3 · derivative.exercise_date: On May 6, 2026, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 6, 2027 and one half on May 6, 2028, provided that the reporting person remains a director of Escalade.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 20:30 UTC
Griffin Patrick JDirector · PRESIDENT & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000009 · form4-04072026_040409.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F8 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,100 RSUs vested and settled on April 3, 2025 and 2,100 RSUs vested and settled on April 3, 2026. The remaining 2,100 RSUs will vest on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 20:30 UTC
Griffin Patrick JDirector · PRESIDENT & CEO · 10% owner
Exercise / conversionCommon Stock 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001463197-26-000009 · form4-04072026_040409.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580,455.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 19,150 $0.00 $0.00
Disclosure

SEC source: 0001640328-26-000007 · form4-04072026_040405.xml · derivative · entry 5

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,150

Underlying: Common Stock · 19,150 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 57,450 RSUs pursuant to the Escalade 2017 Plan, of which 19,150 RSUs vested and settled on April 3, 2025 and 19,150 RSUs vested and settled on April 3, 2026. The remaining 19,150 RSUs will vest on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.

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April 03, 2026 Filed Apr 7, 2026 20:30 UTC Exercise / conversionCommon Stock 19,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001640328-26-000007 · form4-04072026_040405.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 20:30 UTC
Wawrin StephenCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001626624-26-000009 · form4-04072026_040407.xml · derivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires 2027-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 7,200 RSUs pursuant to the Escalade 2017 Plan, of which 2,400 RSUs vested and settled on April 3, 2025 and 2,400 RSUs vested and settled on April 3, 2026. The remaining 2,400 RSUs will vest on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.

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April 03, 2026 Filed Apr 7, 2026 20:30 UTC
Wawrin StephenCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001626624-26-000009 · form4-04072026_040407.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 11, 2026 Filed Mar 12, 2026 20:31 UTC
Griffin Patrick JDirector · PRESIDENT & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,840 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000007 · form4-03122026_040327.xml · derivative · entry 7

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,680

Underlying: Common Stock · 1,840 shares

Expires 2028-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F7 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F8 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 5,520 RSUs pursuant to the Escalade 2017 Plan, of which 1,840 RSUs vested on March 11, 2026. An additional 1,840 RSUs will vest on March 11, 2027 and 1,840 RSUs will vest on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.

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March 11, 2026 Filed Mar 12, 2026 20:31 UTC
Griffin Patrick JDirector · PRESIDENT & CEO · 10% owner
Exercise / conversionCommon Stock 1,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001463197-26-000007 · form4-03122026_040327.xml · nonDerivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,355.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 11, 2026 Filed Mar 12, 2026 20:31 UTC
Wawrin StephenCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001626624-26-000007 · form4-03122026_040324.xml · derivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires 2028-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 6,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,000 RSUs vested on March 11, 2026. An additional 2,000 RSUs will vest on March 11, 2027 and 2,000 RSUs will vest on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
March 11, 2026 Filed Mar 12, 2026 20:31 UTC
Wawrin StephenCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001626624-26-000007 · form4-03122026_040324.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 11, 2026 Filed Mar 12, 2026 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 2,782 $0.00 $0.00
Disclosure

SEC source: 0001640328-26-000005 · form4-03122026_040322.xml · derivative · entry 5

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,564

Underlying: Common Stock · 2,782 shares

Expires 2028-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 8,346 RSUs pursuant to the Escalade 2017 Plan, of which 2,782 RSUs vested on March 11, 2026. An additional 2,782 RSUs will vest on March 11, 2027 and 2,782 RSUs will vest on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
March 11, 2026 Filed Mar 12, 2026 20:31 UTC Exercise / conversionCommon Stock 2,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001640328-26-000005 · form4-03122026_040322.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:30 UTC
Griffin Patrick JDirector · PRESIDENT & CEO · 10% owner
GrantRestricted Stock Units · Derivative 18,480 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000005 · form4-03092026_040301.xml · derivative · entry 1

Griffin Patrick J · CIK 0001463197 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,480

Underlying: Common Stock · 18,480 shares

Expires 2029-03-05

F1 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F2 · derivative.exercise_date: On March 5, 2026, the reporting person was granted 18,480 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 5, 2027, one third on March 5, 2028 and one third on March 5, 2029, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 20:30 UTC
Wawrin StephenCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 9,822 $0.00 $0.00
Disclosure

SEC source: 0001626624-26-000005 · form4-03092026_040303.xml · derivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,822

Underlying: Common Stock · 9,822 shares

Expires 2029-03-05

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On March 5, 2026, the reporting person was granted 9,822 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 5, 2027, one third on March 5, 2028 and one third on March 5, 2029, provided that the reporting person remains an employee, director or consultant of Escalade.

Read SEC document
March 03, 2026 Filed Mar 3, 2026 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 27,770 $0.00 $0.00
Disclosure

SEC source: 0001640328-26-000003 · form4-03032026_040304.xml · derivative · entry 5

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,770 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which 27,770 RSUs vested on March 3, 2024 and an additional 27,770 RSUs vested and settled on March 3, 2025, as previously reported. The remaining 27,770 RSUs vested on March 3, 2026, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 03, 2026 Filed Mar 3, 2026 21:30 UTC Exercise / conversionCommon Stock 27,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001640328-26-000003 · form4-03032026_040304.xml · nonDerivative · entry 1

Glazer Walter P. Jr. · CIK 0001640328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 03, 2026 Filed Mar 3, 2026 21:30 UTC
Wawrin StephenCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,777 $0.00 $0.00
Disclosure

SEC source: 0001626624-26-000003 · form4-03032026_040306.xml · derivative · entry 2

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,777 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 8,331 RSUs pursuant to the Escalade 2017 Plan, of which 2,777 RSUs vested on March 3, 2024 and an additional 2,777 RSUs vested and settled on March 3, 2025, as previously reported. The remaining 2,777 RSUs vested on March 3, 2026, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 03, 2026 Filed Mar 3, 2026 21:30 UTC
Wawrin StephenCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,777 Not disclosed Not disclosed
Disclosure

SEC source: 0001626624-26-000003 · form4-03032026_040306.xml · nonDerivative · entry 1

Wawrin Stephen · CIK 0001626624 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 03, 2026 Filed Mar 3, 2026 21:30 UTC
Griffin Patrick JDirector · INTERIM PRESIDENT & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,850 $0.00 $0.00
Disclosure

SEC source: 0001463197-26-000003 · form4-03032026_040302.xml · derivative · entry 8

Griffin Patrick J · CIK 0001463197 · Director · INTERIM PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,850 shares

Expires 2026-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F8 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F9 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 and an additional 1,850 RSUs vested and settled on March 3, 2025, as previously reported. The remaining 1,850 RSUs vested and settled on March 3, 2026, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 03, 2026 Filed Mar 3, 2026 21:30 UTC
Griffin Patrick JDirector · INTERIM PRESIDENT & CEO · 10% owner
Exercise / conversionCommon Stock 1,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001463197-26-000003 · form4-03032026_040302.xml · nonDerivative · entry 2

Griffin Patrick J · CIK 0001463197 · Director · INTERIM PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,515.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.