Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESCALADE INCESCA · Entity 6032 | 10% owner | December 14, 2023 | December 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESCALADE INC
Report date December 14, 2023 · Filed December 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 614,964.629 |
Reported balance
After 2023-12-14 transaction · row 1
1 source rowRow 1 · 2023-12-14 · Gift · Disposed 3,516 · Balance 614,964.629 F1: On December 14, 2023, Mr. Griffin gifted 879 shares to each of his four adult children, a total of 3,516 shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse\'s Trust | 300,000 |
Reported balance
Holding disclosure · report date 2023-12-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 300,000 F2: Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Limited Partnership | 1,326,736 |
Reported balance
Holding disclosure · report date 2023-12-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,326,736 F3: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, in Mr. Patrick Griffin's Section 16 reports. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 14, 2023, Mr. Griffin gifted 879 shares to each of his four adult children, a total of 3,516 shares.
F2: Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust, except to the extent of his pecuniary interest therein.
F3: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, in Mr. Patrick Griffin's Section 16 reports.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2023 Filed Dec 15, 2023 01:00 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 3,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016498 · form4-12142023_081202.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 614,964.629 F1 · price: On December 14, 2023, Mr. Griffin gifted 879 shares to each of his four adult children, a total of 3,516 shares. Read SEC document |
| December 23, 2022 Filed Dec 27, 2022 23:10 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 13,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-013021 · form4-12272022_111246.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,480.629 F1 · price: On December 23, 2022, Mr. Griffin gifted 3,258 shares to each of his four adult children, a total of 13,032 shares. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:10 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 7,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000027 · form4-01032022_040108.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,512.629 F1 · price: On December 31, 2021, Mr. Griffin gifted 1,912 shares to each of his four adult children, a total of 7,648 shares. Read SEC document |
| December 30, 2020 Filed Jan 19, 2021 23:52 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 5,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000719 · edgar.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,160.629 F1 · shares: On December 30, 2020, Mr. Griffin gifted 1,378 shares to each of his four adult children, a total of 5,512 shares. Read SEC document |
| December 30, 2020 Filed Feb 6, 2021 02:36 UTC Amendment | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 5,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001375 · edgar.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,160.629 F1 · shares: On December 30, 2020, Mr. Griffin gifted 1,378 shares to each of his four adult children, a total of 5,512 shares. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 01:48 UTC Amendment | ESCALADE INC ESCA · Entity 6032 | PurchaseCommon Stock | 13,722 | $12.71 | $174,392.90 |
DisclosureSEC source: 0001179110-20-007786 · edgar.xml · nonDerivative · entry 2 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Family Limited Partnership Disclosed balance after: 1,326,736 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on June 24, 2020 at prices ranging from $12.48 to $12.91 per share. F2 · price: The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes. F3 · ownership.nature: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports. Read SEC document |
| June 24, 2020 Filed Jun 25, 2020 21:57 UTC | ESCALADE INC ESCA · Entity 6032 | PurchaseCommon Stock | 5,783 | $12.49 | $72,229.67 |
DisclosureSEC source: 0001179110-20-007779 · edgar.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Family Limited Partnership Disclosed balance after: 1,318,793 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on June 24, 2020 at prices ranging from $12.48 to $12.50 per share. F2 · price: The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes. F3 · ownership.nature: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports. Read SEC document |
| June 24, 2020 Filed Jun 30, 2020 01:50 UTC Amendment | ESCALADE INC ESCA · Entity 6032 | PurchaseCommon Stock | 13,722 | $12.80 | $175,655.32 |
DisclosureSEC source: 0001104659-20-078314 · tm2023762d1_4a.xml · nonDerivative · entry 2 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Family Limited Partnership Disclosed balance after: 1,326,736 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on June 24, 2020 at prices ranging from $12.48 to $12.99 per share. F2 · price: The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes. F3 · ownership.nature: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports. Read SEC document |
| June 23, 2020 Filed Jun 26, 2020 01:48 UTC Amendment | ESCALADE INC ESCA · Entity 6032 | PurchaseCommon Stock | 4 | $12.25 | $49.00 |
DisclosureSEC source: 0001179110-20-007786 · edgar.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Family Limited Partnership Disclosed balance after: 1,313,014 F3 · ownership.nature: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports. Read SEC document |
| June 23, 2020 Filed Jun 30, 2020 01:50 UTC Amendment | ESCALADE INC ESCA · Entity 6032 | PurchaseCommon Stock | 4 | $12.25 | $49.00 |
DisclosureSEC source: 0001104659-20-078314 · tm2023762d1_4a.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Family Limited Partnership Disclosed balance after: 1,313,014 F3 · ownership.nature: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports. Read SEC document |
| May 15, 2020 Filed May 18, 2020 23:08 UTC | ESCALADE INC ESCA · Entity 6032 | PurchaseCommon Stock | 6,600 | $8.50 | $56,100.00 |
DisclosureSEC source: 0001179110-20-006254 · edgar.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Family Limited Partnership Disclosed balance after: 1,313,010 F1 · ownership.nature: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports. Read SEC document |
| May 14, 2020 Filed May 14, 2020 23:22 UTC | ESCALADE INC ESCA · Entity 6032 | PurchaseCommon Stock | 4,557 | $8.50 | $38,734.50 |
DisclosureSEC source: 0001179110-20-006054 · edgar.xml · nonDerivative · entry 2 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Family Limited Partnership Disclosed balance after: 1,306,410 F3 · ownership.nature: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports. Read SEC document |
| May 13, 2020 Filed May 14, 2020 23:22 UTC | ESCALADE INC ESCA · Entity 6032 | PurchaseCommon Stock | 8,747 | $8.48 | $74,174.56 |
DisclosureSEC source: 0001179110-20-006054 · edgar.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Family Limited Partnership Disclosed balance after: 1,301,853 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on May 13, 2020 at prices ranging from $8.48 to $8.50 per share. F2 · price: The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes. F3 · ownership.nature: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports. Read SEC document |
| May 12, 2020 Filed May 13, 2020 00:15 UTC | ESCALADE INC ESCA · Entity 6032 | PurchaseCommon Stock | 12,018 | $8.50 | $102,124.16 |
DisclosureSEC source: 0001179110-20-005843 · edgar.xml · nonDerivative · entry 2 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Family Limited Partnership Disclosed balance after: 1,293,106 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on May 12, 2020 at prices ranging from $8.465 to $8.50 per share. F3 · price: The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes. F4 · ownership.nature: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports. Read SEC document |
| May 11, 2020 Filed May 13, 2020 00:15 UTC | ESCALADE INC ESCA · Entity 6032 | PurchaseCommon Stock | 2,623 | $8.44 | $22,144.94 |
DisclosureSEC source: 0001179110-20-005843 · edgar.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Family Limited Partnership Disclosed balance after: 1,281,088 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on May 11, 2020 at prices ranging from $8.25 to $8.50 per share. F3 · price: The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes. F4 · ownership.nature: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:19 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 10,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011565 · edgar.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,672.629 F1 · shares: On November 7, 2019, Mr. Griffin gifted 2,600 shares to each of his four adult children, a total of 10,400 shares. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:35 UTC | ESCALADE INC ESCA · Entity 6032 | GiftCommon Stock | 10,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-19-000001 · primary_doc.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,072.629 F1 · shares: On December 28, 2018, Mr. Griffin gifted 2,680 shares to each of his four adult children, a total of 10,720 shares. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 23:14 UTC Amendment | ESCALADE INC esac · Entity 6032 | GiftCommon Stock | 8,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000035 · primary_doc.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,792.629 F1 · balance_after: This Form D is being amended to reflect the total number of shares held directly. The initial filing inadvertently reported an incorrect number. All other information in the original Form 4 is unchanged. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 22:38 UTC | ESCALADE INC esca · Entity 6032 | GiftCommon Stock | 8,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000034 · primary_doc.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,136,274 Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:18 UTC Amendment | ESCALADE INC esca · Entity 6032 | GiftCommon Stock | 8,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000037 · primary_doc.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,792.626 F1 · date: The initial Form 4 and amendment #1 thereto contained the wrong transaction date. Mr. Griffin gifted 2,088 shares of Escalade stock to each of his four adult children, a total of 8,352 shares, on December 13, 2017, not December 14 as previously reported. For clarity, all information relating to those gifts and Mr. Griffin's holdings are now being reported on this amendment #2, which supersedes the prior filings in their entirety. Read SEC document |
| December 30, 2016 Filed Dec 30, 2016 23:14 UTC | ESCALADE INC esca · Entity 6032 | GiftCommon Stock | 8,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-16-000002 · primary_doc.xml · nonDerivative · entry 1 GRIFFIN ROBERT E · CIK 0000901806 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,144.626 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.