Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESCALADE INCESCA · Entity 6032 | Former CEO & President | March 04, 2021 | March 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESCALADE INC
Report date March 04, 2021 · Filed March 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,890 |
Ending reported balance
After 2021-03-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-04 · Disposition to issuer · Disposed 23,333 · Balance 11,667 F1: On April 27, 2020, the reporting person was granted 35,000 restricted shares of Escalade under the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan), subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 11,667 restricted shares vested, and the remaining 23,333 restricted shares were forfeited, as reported in this Form 4. Row 2 · 2021-03-04 · Exercise / conversion · Acquired 15,223 · Balance 26,890 F4: RSUs converted into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-04 · Exercise / conversion · Acquired 15,223 · Balance 0 F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade 2017 Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F3: On April 27, 2020, the reporting person was granted 45,669 RSUs under the Escalade 2017 Plan, subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 15,223 RSUs vested and settled and 30,446 RSUs were forfeited, as reported in this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 27, 2020, the reporting person was granted 35,000 restricted shares of Escalade under the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan), subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 11,667 restricted shares vested, and the remaining 23,333 restricted shares were forfeited, as reported in this Form 4.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade 2017 Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F3: On April 27, 2020, the reporting person was granted 45,669 RSUs under the Escalade 2017 Plan, subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 15,223 RSUs vested and settled and 30,446 RSUs were forfeited, as reported in this Form 4.
F4: RSUs converted into common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2021 Filed Mar 8, 2021 23:43 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 15,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003078 · edgar.xml · derivative · entry 3 Sincerbeaux Scott J · CIK 0001810183 · Former CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade 2017 Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F3 · derivative.exercise_date: On April 27, 2020, the reporting person was granted 45,669 RSUs under the Escalade 2017 Plan, subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 15,223 RSUs vested and settled and 30,446 RSUs were forfeited, as reported in this Form 4. F3 · derivative.expiration_date: On April 27, 2020, the reporting person was granted 45,669 RSUs under the Escalade 2017 Plan, subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 15,223 RSUs vested and settled and 30,446 RSUs were forfeited, as reported in this Form 4. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:43 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 15,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003078 · edgar.xml · nonDerivative · entry 2 Sincerbeaux Scott J · CIK 0001810183 · Former CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: RSUs converted into common stock on a one-for-one basis. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:43 UTC | ESCALADE INC ESCA · Entity 6032 | Disposition to issuerCommon Stock | 23,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003078 · edgar.xml · nonDerivative · entry 1 Sincerbeaux Scott J · CIK 0001810183 · Former CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,667 F1 · shares: On April 27, 2020, the reporting person was granted 35,000 restricted shares of Escalade under the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan), subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 11,667 restricted shares vested, and the remaining 23,333 restricted shares were forfeited, as reported in this Form 4. F1 · price: On April 27, 2020, the reporting person was granted 35,000 restricted shares of Escalade under the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan), subject to the reporting person's continued employment with Escalade. On March 4, 2021, pursuant to a separation agreement with Escalade, 11,667 restricted shares vested, and the remaining 23,333 restricted shares were forfeited, as reported in this Form 4. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 01:02 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 45,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005222 · edgar.xml · derivative · entry 2 Sincerbeaux Scott J · CIK 0001810183 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,669 Underlying: Common Stock · 45,669 shares Expires 2023-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt. F3 · derivative.exercise_date: On April 27, 2020, the reporting person was granted 45,669 RSUs under the Plan, of which 60% will vest upon continued employment in one third increments on each of March 4, 2021, March 4, 2022, and March 4, 2023, and 40% will vest upon continued employment and the satisfaction of certain performance targets in one third increments on those same dates. The performance targets have been established by the Compensation Committee of Escalade's Board of Directors. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 01:02 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005222 · edgar.xml · nonDerivative · entry 1 Sincerbeaux Scott J · CIK 0001810183 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On April 27, 2020, the reporting person was granted 35,000 restricted shares of Escalade, Incorporated ("Escalade") common stock upon his commencement of employment with Escalade. The restricted shares were granted under the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Subject to the reporting person's continued employment with Escalade, the restrictions will lapse 40% on April 27, 2021, 30% on April 27, 2022, and 30% on April 27, 2023. . Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.