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Baalmann Richard Fenton JR

Disclosed activity across 1 company

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25684
SEC CIK
0001356214

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESCALADE INCESCA · Entity 6032DirectorAugust 06, 2026August 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESCALADE INC

Report date August 06, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect97,794 Reported balance After 2026-08-06 transaction · row 1
1 source row

Row 1 · 2026-08-06 · Sale · Disposed 5,000 · Balance 97,794

F1: This transaction was executed in multiple trades at prices ranging from $22.16 to $22.45. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $22.16 to $22.45. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2026 Filed Aug 7, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 SaleCommon Stock 5,000 $22.27 $111,359.00
Disclosure

SEC source: 0001356214-26-000007 · form4-08072026_040801.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,794

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.16 to $22.45. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Read SEC document
June 01, 2026 Filed Jun 1, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001356214-26-000005 · form4-06012026_040601.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,794

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001356214-26-000005 · form4-06012026_040601.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,794

Read SEC document
May 08, 2026 Filed May 8, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,150 $0.00 $0.00
Disclosure

SEC source: 0001356214-26-000003 · form4-05082026_040509.xml · derivative · entry 5

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150 shares

Expires 2026-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F5 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 and the remaining 2,150 RSUs vest and settled on May 8, 2026.

Read SEC document
May 08, 2026 Filed May 8, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001356214-26-000003 · form4-05082026_040509.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001356214-26-000003 · form4-05082026_040509.xml · derivative · entry 4

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2027-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F4 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half vested on May 7, 2026 and one half will vest on May 7, 2027, provided that the reporting person remains a director of Escalade.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001356214-26-000003 · form4-05082026_040509.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:30 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001356214-26-000003 · form4-05082026_040509.xml · derivative · entry 3

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-05-06

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F3 · derivative.exercise_date: On May 6, 2026, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 6, 2027 and one half on May 6, 2028, provided that the reporting person remains a director of Escalade.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 22:00 UTC ESCALADE INC ESCA · Entity 6032 SaleCommon Stock 5,490 $13.00 $71,370.00
Disclosure

SEC source: 0001356214-25-000007 · form4-12122025_051207.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,394

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:00 UTC ESCALADE INC ESCA · Entity 6032 SaleCommon Stock 4,224 $13.00 $54,912.00
Disclosure

SEC source: 0001356214-25-000007 · form4-12122025_051207.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,884

Read SEC document
December 01, 2025 Filed Dec 9, 2025 22:00 UTC ESCALADE INC ESCA · Entity 6032 SaleCommon Stock 286 $13.35 $3,818.10
Disclosure

SEC source: 0001356214-25-000005 · form4-12092025_051203.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,108

Read SEC document
September 15, 2025 Filed Sep 16, 2025 21:00 UTC ESCALADE INC ESCA · Entity 6032 SaleCommon Stock 4,800 $12.29 $58,988.16
Disclosure

SEC source: 0001356214-25-000003 · form4-09162025_050901.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,394

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.2802 to $12.55. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Read SEC document
May 10, 2025 Filed May 12, 2025 21:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,650 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012680 · form4-05122025_050507.xml · derivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,650 shares

Expires 2025-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F3 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested on May 10, 2025 and settled on May 12, 2025 as reported on this Form 4. As previously reported, the other 2,650 RSUs vested and settled on May 10, 2024.

Read SEC document
May 10, 2025 Filed May 12, 2025 21:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-012680 · form4-05122025_050507.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 08, 2025 Filed May 9, 2025 21:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,150 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012533 · form4-05092025_050501.xml · derivative · entry 3

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 2,150 shares

Expires 2026-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F4 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,150 RSUs vested and settled on May 8, 2025 as reported on this Form 4. The remaining 2,150 RSUs will vest on May 8, 2026, provided that the reporting person remains a director of Escalade.

Read SEC document
May 08, 2025 Filed May 9, 2025 21:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-012533 · form4-05092025_050501.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 07, 2025 Filed May 9, 2025 21:00 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012533 · form4-05092025_050501.xml · derivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2027-05-07

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F3 · derivative.exercise_date: On May 7, 2025, the reporting person was granted 4,500 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 7, 2026 and one half on May 7, 2027, provided that the reporting person remains a director of Escalade.

Read SEC document
May 10, 2024 Filed May 10, 2024 21:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,650 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012887 · form4-05102024_050505.xml · derivative · entry 3

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,650

Underlying: Common Stock · 2,650 shares

Expires 2025-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F4 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested and settled on May 10, 2024 as reported on this Form 4. The remaining 2,650 RSUs will vest on May 10, 2025, provided that the reporting person remains a director of Escalade.

Read SEC document
May 10, 2024 Filed May 10, 2024 21:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-012887 · form4-05102024_050505.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 08, 2024 Filed May 10, 2024 21:00 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 4,300 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012887 · form4-05102024_050505.xml · derivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Stock · 4,300 shares

Expires 2026-05-08

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F3 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 8, 2025 and one half on May 8, 2026, provided that the reporting person remains a director of Escalade.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:32 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006683 · form4-03052024_040304.xml · derivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2024-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as previously reported. The remaining 2,500 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported in this Form 4. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 21:32 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006683 · form4-03052024_040304.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 20:30 UTC ESCALADE INC ESCA · Entity 6032 SaleCommon Stock 6,516 $16.65 $108,516.81
Disclosure

SEC source: 0001415889-23-014624 · form4-10312023_041001.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,244

Read SEC document
May 24, 2023 Filed May 25, 2023 21:30 UTC ESCALADE INC ESCA · Entity 6032 GrantCommon Stock 1,291 $11.46 $14,794.86
Disclosure

SEC source: 0001415889-23-008814 · form4-05252023_050501.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,760

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:30 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 5,300 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007903 · form4-05122023_040504.xml · derivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2025-05-10

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

F2 · derivative.exercise_date: On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 10, 2024 and one half on May 10, 2025, provided that the reporting person remains a director of Escalade.

Read SEC document
March 04, 2023 Filed Mar 6, 2023 22:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004330 · form4-03062023_100342.xml · derivative · entry 4

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported in this Form 4. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 04, 2023 Filed Mar 6, 2023 22:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004330 · form4-03062023_100342.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004330 · form4-03062023_100342.xml · derivative · entry 3

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2024-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2024, provided that the reporting person remains a director of Escalade. All RSUs settle in shares of ESCA common stock.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-004330 · form4-03062023_100342.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 11, 2022 20:32 UTC ESCALADE INC ESCA · Entity 6032 GrantCommon Stock 1,130 $13.10 $14,803.00
Disclosure

SEC source: 0001415889-22-004842 · form4-05112022_010506.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,302

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 22:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002558 · form4-03042022_050317.xml · derivative · entry 5

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,666 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

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March 04, 2022 Filed Mar 4, 2022 22:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002558 · form4-03042022_050317.xml · derivative · entry 4

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

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March 04, 2022 Filed Mar 4, 2022 22:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002558 · form4-03042022_050317.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 22:00 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-002558 · form4-03042022_050317.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 22:00 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002558 · form4-03042022_050317.xml · derivative · entry 3

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2024-03-02

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade.

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May 14, 2021 Filed May 18, 2021 20:13 UTC ESCALADE INC ESCA · Entity 6032 GrantCommon Stock 555 $23.79 $13,203.45
Disclosure

SEC source: 0001179110-21-005481 · edgar.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,006

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

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March 06, 2021 Filed Mar 8, 2021 23:37 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,425 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003074 · edgar.xml · derivative · entry 5

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,425 shares

Expires 2021-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F5 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 6, 2020. The remaining 1,425 RSUs vested and settled on March 6, 2021, as reported on this Form 4. All RSUs were settled in shares of ESCA common stock.

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March 06, 2021 Filed Mar 8, 2021 23:37 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,425 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-003074 · edgar.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:37 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Unit · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003074 · edgar.xml · derivative · entry 4

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2023-03-04

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, which will vest one-half on March 4, 2022 and one-half on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date.

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March 04, 2021 Filed Mar 8, 2021 23:37 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003074 · edgar.xml · derivative · entry 3

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested on March 4, 2021, as reported in this Form 4. The remaining 2,500 RSUs will vest and settle on March 4, 2022, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs were settled in shares of ESCA common stock.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:37 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-003074 · edgar.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
May 27, 2020 Filed May 28, 2020 00:19 UTC ESCALADE INC ESCA · Entity 6032 GrantCommon Stock 575 $10.25 $5,893.75
Disclosure

SEC source: 0001179110-20-006667 · edgar.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,526

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

Read SEC document
March 08, 2020 Filed Mar 10, 2020 00:20 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,425 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003361 · edgar.xml · derivative · entry 4

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F4 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 8, 2019, as previously reported. The remaining 1,425 RSUs vested and settled on March 8, 2020, as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

F4 · derivative.expiration_date: On March 8, 2018, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 8, 2019, as previously reported. The remaining 1,425 RSUs vested and settled on March 8, 2020, as reported in this Form 4. All RSUs were settled in shares of ESCA common stock.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 00:20 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,425 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003361 · edgar.xml · nonDerivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 00:20 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,425 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003361 · edgar.xml · derivative · entry 3

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 1,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 6, 2020, as reported in this Form 4. The remaining 1,425 RSUs will vest and settle on March 6, 2021, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs were settled in shares of ESCA common stock.

F3 · derivative.expiration_date: On March 6, 2019, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 6, 2020, as reported in this Form 4. The remaining 1,425 RSUs will vest and settle on March 6, 2021, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs were settled in shares of ESCA common stock.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 00:20 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionCommon Stock 1,425 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-003361 · edgar.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 00:48 UTC ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003185 · edgar.xml · derivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2022-03-04

F1 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F2 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, which will vest one-half on March 4, 2021 and one-half on March 4, 2022, provided that the reporting person remains a director of Escalade as of such vesting date.

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March 04, 2020 Filed Mar 6, 2020 22:58 UTC Amendment ESCALADE INC ESCA · Entity 6032 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003253 · edgar.xml · derivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2022-03-04

F1 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F2 · derivative.exercise_date: On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, which will vest one-half on March 4, 2021 and one-half on March 4, 2022, provided that the reporting person remains a director of Escalade as of such vesting date.

F3 · derivative.underlying_shares: This amendment is being filed solely for the purpose of correcting a scrivener error in this item. The correct number is "5,000" as shown herein, and not "3,000" as was inadvertently entered in the original filing.

F3 · balance_after: This amendment is being filed solely for the purpose of correcting a scrivener error in this item. The correct number is "5,000" as shown herein, and not "3,000" as was inadvertently entered in the original filing.

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May 29, 2019 Filed May 31, 2019 21:20 UTC ESCALADE INC ESCA · Entity 6032 GrantCommon Stock 512 $11.51 $5,893.12
Disclosure

SEC source: 0001179110-19-006925 · edgar.xml · nonDerivative · entry 1

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,101

F1 · shares: The grant of ESCA common stock is in lieu of cash compensation for services as a Director. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

Read SEC document
March 08, 2019 Filed Mar 8, 2019 23:17 UTC ESCALADE INC ESCA · Entity 6032 Exercise / conversionRestricted Stock Units · Derivative 1,425 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003633 · edgar.xml · derivative · entry 2

Baalmann Richard Fenton JR · CIK 0001356214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 1,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).

F3 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 8, 2019, as reported in this Form 4. The remaining 1,425 RSUs will vest and settle on March 8, 2020, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs were settled in shares of ESCA common stock

F3 · derivative.expiration_date: On March 8, 2018, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on March 8, 2019, as reported in this Form 4. The remaining 1,425 RSUs will vest and settle on March 8, 2020, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs were settled in shares of ESCA common stock

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.